|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Units | (1) | 06/01/2008 | A | 1,308 (2) | (3) | (3) | Common Stock, $.25 Par Value | 1,308 | $ 40.6 | 26,187 (4) | D | ||||
Phantom Stock Units | (1) | 09/01/2008 | A | 1,268 (2) | (5) | (5) | Common Stock, $.25 Par Value | 1,268 | $ 41.88 | 27,455 | D | ||||
Phantom Stock Units | (1) | 12/01/2008 | A | 4,388 (2) | (6) | (6) | Common Stock, $.25 Par Value | 4,388 | $ 12.11 | 31,843 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HARRIS ISAIAH JR TWO LIBERTY PLACE 1601 CHESTNUT STREET PHILADELPHIA, PA 19192 |
X |
/s/ DanThu Thi Phan, attorney-in-fact | 12/22/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each phantom stock unit is the economic equivalent of one share of CIGNA common stock and is to be settled in cash. |
(2) | This Form 4/A amends a Form 4 filed on June 3, 2008, a Form 4 filed on September 2, 2008 and a Form 4 filed on December 2, 2008. |
(3) | 923 of these phantom stock units represent the mandatory deferral of retainer fees under the Non-Employee Director Compensation Program; the date exercisable is June 1, 2011. Any additional phantom stock units represent the voluntary deferral of retainer fees pursuant to elections made under the Deferred Compensation Plan for Directors of CIGNA Corporation. The number of phantom stock units accrued previously was incorrectly reported on a Form 4 filed on June 3, 2008. |
(4) | Includes 14 phantom stock units acquired pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Directors of CIGNA Corporation. |
(5) | 895 of these phantom stock units represent the mandatory deferral of retainer fees under the Non-Employee Director Compensation Program; the date exercisable is September 1, 2011. Any additional phantom stock units represent the voluntary deferral of retainer fees pursuant to elections made under the Deferred Compensation Plan for Directors of CIGNA Corporation. The number of phantom stock units accrued previously was incorrectly reported on a Form 4 filed on September 2, 2008. |
(6) | 3,096 of these phantom stock units represent the mandatory deferral of retainer fees under the Non-Employee Director Compensation Program; the settlement date is December 1, 2011. Any additional phantom stock units represent the voluntary deferral of retainer fees pursuant to elections made under the Deferred Compensation Plan for Directors of CIGNA Corporation. The number of phantom stock units accrued previously was incorrectly reported on a Form 4 filed on December 2, 2008. |