FORM 4
[ ] Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue. See
Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RABO INVESTMENT MANAGEMENT LTD.
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(Last) (First) (Middle)
BRANDSCHENKESTRASSE 41
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(Street)
CH-8002 ZURICH SWITZERLAND
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
GENERAL KINETICS INCORPORATED
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Statement for Month/Year
August 2001
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[ ] Director [X] 10% Owner
[ ] Officer (give title below) [ ] Other (specify below)
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7. Individual or Joint/Group Filing (Check Applicable Line)
[X] Form filed by One Reporting Person
[ ] Form filed by More than One Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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5. Amount of 6. Owner-
Securities ship
2. Trans- 3. Trans- 4. Securities Acquired (A) Beneficially Form:
action action or Disposed of (D) Owned at Direct 7. Nature of
Date Code (Instr. 3, 4 and 5) End of (D) or Indirect
1. Title of Security (Month/ (Instr. 8) -------------------------- Month Indirect Beneficial
(Instr. 3) Day/ ---------- Amount (A) or Price (Instr. (I) Ownership
Year) Code V (D) 3 and 4) (Instr. 4) (Instr. 4)
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COMMON STOCK 9/22/92 P 50,000 A $1.375
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COMMON STOCK 9/12/96 S 50,000 D $1.375
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COMMON STOCK 10/1/96 P 14,700 A $0.050
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COMMON STOCK 12/21/00 P 218,000 A $0.050
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COMMON STOCK 7/19/01 P 10,000 A $0.050
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242,700 D
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* If the Form is filed by more than one reporting person, see
Instruction 4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(over)
SEC 1474 (8-92)
FORM 4 (continued)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G. PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)(1)
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1. 2. 3. 4. 5. 6.
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Number of Date Exer-
Derivative cisable and
Securities Expiration
Conver- Trans- Acquired (A) Date (Month/
sion or Trans- action or Disposed Day/Year)
Exercise action Code of (D) ----------------
Title of Price of Date (Instr. (Instr. 3, Date
Derivative Deriv- (Month/ 8) 4 and 5) Exer- Expir-
Security ative Day/ -------- ------------------ cis- ation
(Instr. 3) Security Year) Code V (A) (D) able Date
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1% CONVERTIBLE DEBENTURES
DUE 2004 $0.50 10/1/99 P $30,000 IMMED. 8/14/2004
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1% CONVERTIBLE DEBENTURES
DUE 2004 $0.50 10/18/99 P $20,000 IMMED. 8/14/2004
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1% CONVERTIBLE DEBENTURES
DUE 2004 $0.50 7/28/00 P $100,000 IMMED. 8/14/2004
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1% CONVERTIBLE DEBENTURES
DUE 2004 $0.50 12/21/00 P $95,000 IMMED. 8/14/2004
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1% CONVERTIBLE DEBENTURES
DUE 2004 $0.50 12/22/00 P $275,000 IMMED. 8/14/2004
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1% CONVERTIBLE DEBENTURES
DUE 2004 $0.50 7/24/2001 P $50,000 IMMED. 8/14/2004
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1% CONVERTIBLE DEBENTURES
DUE 2004 $0.50 8/28/2001 P $15,000 IMMED. 8/14/2004
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7. 8. 9. 10. 11.
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Title and Ownership
Amount of Form of
Underlying Number of Deriv-
Securities Price Derivative ative
(Instr. 3 of Securities Security:
and 4) Deriv- Benefi- Direct
------------------- ative cially (D) or Nature of
Amount Secur- Owned at Indirect Indirect
or Num- ity End of (I) Beneficial
ber of (Instr. Month (Instr. Ownership
Title Shares 5) (Instr. 4) 4) (Instr. 4)
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COMMON STOCK 60,000 $9,000
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COMMON STOCK 40,000 $6,000
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COMMON STOCK 200,000 $25,000
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COMMON STOCK 190,000 $28,500
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COMMON STOCK 550,000 $77,100
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COMMON STOCK 100,000 $31,885
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COMMON STOCK 30,000 $4,500
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$585,000 D
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Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
/s/ illegible January 15, 2002
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** Signature of Reporting Person Date