UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
| |
|
|
| (Mark One) |
|
|
|
þ
|
|
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
|
|
|
|
|
For the quarterly period ended June 30, 2010 |
or
| |
|
|
o
|
|
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
|
|
|
|
|
For the transition period from to |
Commission File Number 001-12647
Oriental Financial Group Inc.
| |
|
|
| Incorporated in the Commonwealth of Puerto Rico
|
|
IRS Employer Identification No. 66-0538893 |
Principal Executive Offices:
997 San Roberto Street
Oriental Center 10th Floor
Professional Offices Park
San Juan, Puerto Rico 00926
Telephone Number: (787) 771-6800
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by
Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for
such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days.
Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its
corporate Web site, if any, every Interactive Data File required to be submitted and posted
pursuant to Rule 405 of Regulation S-T (232.405 of this chapter) during the preceding 12 months (or
for such shorter period that the registrant was required to submit and post such files).
Yes o No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer,
or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in
Rule 12b-2 of the Exchange Act.
| |
|
|
|
|
|
|
Large Accelerated Filer o
|
|
Accelerated Filer þ
|
|
Non-Accelerated Filer o
|
|
Smaller Reporting Company o |
|
|
|
(Do not check if a smaller reporting company) |
|
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the
Exchange Act).
Yes o No þ
Number of shares outstanding of the registrant’s common stock, as of the latest practicable date:
46,308,736 shares of common stock ($1.00 par value per share) outstanding as of the close of
business July 31, 2010
EXPLANATORY NOTE
Oriental Financial Group Inc. (the “Group”) is filing this Amendment No. 1 to its Form 10-Q for the
quarter ended June 30, 2010 originally filed with the Securities and Exchange Commission on August
10, 2010 (the “Form 10-Q”) solely to correct the number of shares of common stock of the Group
outstanding as of the close of business July 31, 2010, as stated on the cover page of the Form
10-Q. Except for such correction, this amendment does not update, modify or amend any disclosure
set forth in the Form 10-Q as originally filed.
The following exhibits are filed as part of this Form 10-Q/A:
| |
|
|
31.1
|
|
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
|
|
|
31.2
|
|
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
|
|
|
32.1
|
|
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
|
|
|
32.2
|
|
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
|
|
|
|
| ORIENTAL FINANCIAL GROUP INC. |
|
|
|
|
|
|
|
By:
|
|
/s/ José Rafael Fernández
|
|
Date: September 23, 2010 |
|
|
|
|
|
|
|
José Rafael Fernández |
|
|
|
|
President and Chief Executive Officer |
|
|
|
|
|
|
|
By:
|
|
/s/ Norberto González
|
|
Date: September 23, 2010 |
|
|
|
|
|
|
|
Norberto González |
|
|
|
|
Executive Vice President and Chief Financial Officer |
|
|
2