Form 13F Report for the Calendar Year or Quarter Ended: 9/30/2009
Check here if Amendment [ ]; Amendment Number: _________
This Amendment (check only one): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Horizon Bancorp
Address: 515 Franklin Square
Michigan City, IN 46360
Form 13F File Number 28-6479
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark E. Secor
Title: Chief Financial Officer
Phone: 219-873-2611
Signature, Place, and Date of Signing:
/s/ Mark E. Secor, Chief Financial Officer Michigan City, IN 11/12/2009
------------------------------------------ ----------------- ---------------
Place Date
Report Type (check only one):
[X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager: Horizon Trust & Investment
Management
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 179
Form 13F Information Table Value Total: $47,121,238.00
List of Other Included Managers: Horizon Trust & Investment Management
INVESTMENT DIRECTION (6)
------------------------- OTHER VOTING AUTHORITY (8)
TYPE SHARES/PV SHARED- SHARED- MANAGERS ---------------------
NAME OF ISSUER (1) (2) CUSIP (3) MARKET (4) (5) SOLE DEFINED OTHER (7) SOLE SHARED NONE
------------------ ------ --------- -------------- --------- ------- --------- ------- -------- ---- ------ ---------
Aflac Inc Equity 001055102 498,177 11,656 5,604 6,052 0 0 0 11,656
AT&T Inc Com Equity 00206R102 462,384 17,119 0 17,119 0 0 0 17,119
Aaron Rents, Inc. SC Equity 002535201 1,980 75 0 75 0 0 0 75
Abbott Labs Equity 002824100 159,541 3,225 0 3,225 0 0 0 3,225
ADR Alcatel - Lucent Equity 013904305 1,051 234 0 234 0 0 0 234
Allied Capital Corp Equity 01903Q108 1,228 400 0 400 0 0 0 400
Allstate Corp Equity 020002101 10,013 327 0 327 0 0 0 327
Altria Group Incorporated Equity 02209S103 106,789 5,996 0 5,996 0 0 0 5,996
American Electric & Power Co Equity 025537101 7,097 229 0 229 0 0 0 229
American Express Co Equity 025816109 185,399 5,469 0 5,469 0 0 0 5,469
American International Group Equity 026874784 1,500 34 0 34 0 0 0 34
Ameriprise Financial Inc Equity 03076C106 31,280 861 0 861 0 0 0 861
Ametek Inc Equity 031100100 196,194 5,620 0 5,620 0 0 300 5,320
Apache Corp Co Equity 037411105 18,366 200 0 200 0 0 0 200
Apple, Inc Equity 037833100 18,535 100 0 100 0 0 0 100
Aspect Medical Systems Inc Equity 045235108 1,653 138 0 138 0 0 0 138
Avanir Pharmaceuticals, Class A Equity 05348P401 936 450 0 450 0 0 0 450
ADR AXA Sponsored Equity 054536107 672 25 0 25 0 0 0 25
ADR BP Amoco PLC Equity 055622104 943,661 17,728 0 17,728 0 0 0 17,728
Bank of America Corp Equity 060505104 30,101 1,779 0 1,779 0 0 0 1,779
Berkshire Hathaway Inc Cl A Equity 084670108 202,000 2 0 2 0 0 0 2
Berkshire Hathaway Inc Cl B Equity 084670207 388,791 117 20 97 0 0 0 117
Best Buy Inc Equity 086516101 3,752 100 0 100 0 0 0 100
BlackRock MuniVest II Equity 09253T101 96,799 6,807 0 6,807 0 0 0 6,807
Blackrock Muniyield Insured Equity 09254E103 9,506 745 0 745 0 0 0 745
Blackrock Muniyield Quality Equity 09254F100 21,134 1,515 0 1,515 0 0 0 1,515
Boeing Co Equity 097023105 10,830 200 0 200 0 0 0 200
Buffalo Wild Wings Inc Equity 119848109 12,483 300 0 300 0 0 0 300
Burlington Northern Santa Fe Corp Equity 12189T104 16,764 210 0 210 0 0 0 210
CBS Corp Cl B Equity 124857202 2,410 200 0 200 0 0 0 200
CME Group Inc Equity 12572Q105 8,629 28 0 28 0 0 0 28
CP Holdrs Dep Rcpts Cp Equity 12616K106 9,800 100 0 100 0 0 0 100
CSX Corp Equity 126408103 91,422 2,184 0 2,184 0 0 0 2,184
CVS/Caremark Corp Equity 126650100 35,740 1,000 0 1,000 0 0 0 1,000
Campbell Soup Company Equity 134429109 3,262 100 0 100 0 0 0 100
Caterpillar Inc Equity 149123101 244,433 4,762 2,293 2,469 0 0 0 4,762
Celgene Corp Equity 151020104 11,180 200 0 200 0 0 0 200
Chemical Financial Equity 163731102 8,716 400 0 400 0 0 0 400
Chesapeake Energy Corp Equity 165167107 568 20 0 20 0 0 0 20
Chevron Corp Equity 166764100 811,776 11,526 4,074 7,452 0 0 0 11,526
Chubb Corp Equity 171232101 10,082 200 0 200 0 0 0 200
Cisco Systems Incorporated Equity 17275R102 270,828 11,505 5,141 6,364 0 0 0 11,505
Citigroup Inc Equity 172967101 3,267 675 0 675 0 0 0 675
Clorox Company Equity 189054109 57,526 978 0 978 0 0 0 978
Coca Cola Company Equity 191216100 161,154 3,001 0 3,001 0 0 0 3,001
Comcast Corporation New Class A Equity 20030N101 10,060 596 0 596 0 0 0 596
Conagra Foods Equity 205887102 258,165 11,908 5,758 6,150 0 0 0 11,908
ConocoPhillips Equity 20825C104 83,004 1,838 0 1,838 0 0 0 1,838
Crane Co Com Equity 224399105 8,233 319 0 319 0 319 0 319
Cummins Inc Equity 231021106 8,962 200 0 200 0 0 0 200
Deere & Co Inc Equity 244199105 8,584 200 0 200 0 0 0 200
Dell Inc Equity 24702R101 19,838 1,300 0 1,300 0 0 0 1,300
DirectTV Group Inc Equity 25459L106 310,771 11,268 5,468 5,800 0 0 0 11,268
Disney Walt Co Equity 254687106 8,238 300 0 300 0 0 0 300
Discover Financial Services Equity 254709108 3,993 246 0 246 0 0 0 246
Du Pont E I De Nemours & Co Equity 263534109 246,578 7,672 2,426 5,246 0 0 0 7,672
Eldorado Gold Corp Equity 284902103 2,850 250 0 250 0 0 0 250
Exxon Mobil Corporation Equity 30231G102 810,902 11,819 0 11,819 0 0 0 11,819
Family DLR Stores Equity 307000109 2,006 76 0 76 0 0 0 76
Fifth Third Bancorp Equity 316773100 4,204 415 0 415 0 0 0 415
First Midwest Bancorp Inc Equity 320867104 2,254 200 0 200 0 0 0 200
First Solar Inc Equity 336433107 15,286 100 0 100 0 0 0 100
1st Source Corp Equity 336901103 8,150 500 0 500 0 0 0 500
FIRSTBANK CORP MICH Equity 33761G104 11,000 2,000 0 2,000 0 0 0 2,000
Fluor Corp Equity 343412102 175,687 3,455 2,019 1,436 0 0 0 3,455
Ford Motor Co Equity 345370860 7,210 1,000 0 1,000 0 0 0 1,000
General Electric Co Equity 369604103 475,162 28,938 6,885 22,053 0 0 0 28,938
General Mills Inc Equity 370334104 154,512 2,400 0 2,400 0 0 0 2,400
Harley Davidson Inc Equity 412822108 11,500 500 0 500 0 0 0 500
Hartford Financial Services Group Equity 416515104 26,500 1,000 0 1,000 0 0 0 1,000
Hewlett-Packard Co Equity 428236103 26,107 553 0 553 0 0 0 553
Honeywell Inc Equity 438516106 22,290 600 0 600 0 0 0 600
Horizon Bancorp Ind Equity 440407104 10,924,039 638,833 10,064 628,769 0 0 0 638,833
ITT Industries Incorporated Equity 450911102 52,150 1,000 0 1,000 0 0 0 1,000
Illinois Tool Works Incorporated Equity 452308109 15,034 352 0 352 0 0 0 352
Intel Corp Equity 458140100 83,720 4,278 0 4,278 0 0 0 4,278
Intercontinentalexchange Inc Equity 45865V100 2,430 25 0 25 0 0 0 25
International Business Machines Equity 459200101 660,726 5,524 1,843 3,681 0 0 0 5,524
Investment Grade Municipal Equity 461368102 50,190 3,500 0 3,500 0 0 0 3,500
iShares S&P Global
Telecommunications Equity 464287275 13,996 260 0 260 0 0 0 260
iShares S&P 500 Value Index Equity 464287408 5,631 110 0 110 0 0 0 110
iShares S&P North Amer Technology Equity 464287549 1,286,878 26,188 12,511 13,677 0 0 0 26,188
iShares Dow Jones US Technology Equity 464287721 13,767 265 0 265 0 0 0 265
iShares S&P SmallCap 600 Index Equity 464287804 7,851 150 0 150 0 0 0 150
iShares Dow Jones US Consumer
Goods Equity 464287812 12,943 245 0 245 0 0 0 245
iShares S&P SmallCap 600 Growth Equity 464287887 8,109 150 0 150 0 0 0 150
JP Morgan Chase and Company Equity 46625H100 178,873 4,082 0 4,082 0 0 0 4,082
Johnson & Johnson Equity 478160104 687,570 11,292 3,754 7,538 0 0 0 11,292
Johnson Controls Incorporated Equity 478366107 253,197 9,906 4,529 5,377 0 0 0 9,906
Kansas City Southern Industries
Inc New Equity 485170302 5,563 210 0 210 0 0 0 210
Kimco Rlty Corp Equity 49446R109 7,824 600 0 600 0 0 0 600
Kinross Gold Corp Equity 496902404 2,582 119 0 119 0 0 0 119
Kraft Foods Incorporated Class A Equity 50075N104 2,627 100 0 100 0 0 0 100
L-3 Communication Holdings
Corporation Equity 502424104 536,618 6,681 2,852 3,829 0 0 0 6,681
Laboratory Corp Of America
Holdings Equity 50540R409 442,752 6,739 3,287 3,452 0 0 0 6,739
Lakeland Finl Corp Equity 511656100 10,325 500 0 500 0 0 0 500
LaPorte Bancorp Inc Equity 516650108 30,755 6,614 0 6,614 0 0 0 6,614
Leap Wireless International Inc. Equity 521863100 0 58 0 58 0 0 0 58
Lennar Corp Equity 526057104 7,125 500 0 500 0 0 0 500
Lilly, Eli & Company Equity 532457108 20,677 626 0 626 0 0 0 626
Lincoln National Corporation Equity 534187109 25,910 1,000 0 1,000 0 0 0 1,000
Lowes Company Equity 548661107 4,188 200 0 200 0 0 0 200
Macatawa Bank Corp Equity 554225102 3,986 1,533 0 1,533 0 0 0 1,533
Manulife Finl Corp Equity 56501R106 50,256 2,400 0 2,400 0 0 0 2,400
Marathon Oil Corporation Equity 565849106 347,072 10,880 5,347 5,533 0 0 0 10,880
McDonalds Corporation Equity 580135101 68,484 1,200 0 1,200 0 0 0 1,200
McGraw Hill Companies
Incorporated Equity 580645109 15,939 634 0 634 0 0 0 634
Medtronic Incorporated Equity 585055106 3,680 100 0 100 0 0 0 100
Merck & Company, Incorporated Equity 589331107 12,652 400 0 400 0 0 0 400
Microsoft Corporation Equity 594918104 408,022 15,864 6,919 8,945 0 0 0 15,864
Monsanto Company Equity 61166W101 15,480 200 0 200 0 0 0 200
Morgan Stanley Equity 617446448 15,286 495 0 495 0 0 0 495
National Oil Well Varco Equity 637071101 315,884 7,324 4,435 2,889 0 0 0 7,324
Nisource Incorporated Equity 65473P105 10,640 766 0 766 0 0 0 766
ADR Nokia Corporation Equity 654902204 4,386 300 0 300 0 0 0 300
Norfolk Southern Corporation Equity 655844108 4,311 100 0 100 0 0 0 100
Northern Trust Corporation Equity 665859104 2,908 50 0 50 0 0 0 50
Nustar Energy LP Equity 67058H102 5,288 102 0 102 0 0 0 102
Nuveen Municipal Advantage Fund
Inc Equity 67062H106 28,540 2,000 0 2,000 0 0 0 2,000
Nuveen Insured Quality Municipal
Fund Equity 67062N103 38,931 2,850 0 2,850 0 0 0 2,850
Nuveen Insd Dividend Advantage Equity 67071L106 59,452 4,143 0 4,143 0 0 0 4,143
Nuveen Multi-Strategy Income &
Growth Fund Equity 67073B106 3,718 538 0 538 0 0 0 538
Officemax Inc Equity 67622P101 2,516 200 0 200 0 0 0 200
Old Second Bancorp Inc Ill Equity 680277100 2,865 500 0 500 0 0 0 500
Omnicom Group Equity 681919106 288,428 7,808 3,656 4,152 0 0 0 7,808
Oracle Corporation Equity 68389X105 108,368 5,200 0 5,200 0 0 0 5,200
PNC Financial Services Group Equity 693475105 1,020 21 0 21 0 0 0 21
Pactiv Corporation Equity 695257105 13,025 500 0 500 0 0 0 500
Patterson Cos Inc Equity 703395103 3,870 142 0 142 0 0 0 142
Paychex Incorporated Equity 704326107 286,869 9,875 4,619 5,256 0 0 0 9,875
Pepsico Incorporated Equity 713448108 520,608 8,875 3,328 5,547 0 0 0 8,875
Pfizer Incorporated Equity 717081103 12,992 785 0 785 0 0 0 785
Philip Morris Intl Inc Equity 718172109 276,892 5,681 0 5,681 0 0 0 5,681
Plum Creek Timber Equity 729251108 34,501 1,126 0 1,126 0 0 0 1,126
Potash Corp Sask Inc Equity 73755L107 18,068 200 0 200 0 0 0 200
PowerShares WilderHill Clean
Energy Equity 73935X500 191,288 17,614 9,318 8,296 0 0 0 17,614
Procter & Gamble Equity 742718109 69,504 1,200 0 1,200 0 0 0 1,200
Qwest Communications Equity 749121109 1,459 383 0 383 0 0 0 383
Research In Motion Equity 760975102 242,115 3,580 1,895 1,685 0 0 0 3,580
ADR Royal Dutch Shell PLC Equity 780259206 168,711 2,950 0 2,950 0 0 0 2,950
SPDR Gold Shares Equity 78463V107 47,151 477 0 477 0 0 0 477
Sara Lee Corporation Equity 803111103 947 85 0 85 0 0 0 85
Schering Plough Corporation Equity 806605101 33,900 1,200 0 1,200 0 0 0 1,200
Energy Select Sector SPDR Equity 81369Y506 867,627 16,091 6,932 9,159 0 0 0 16,091
Utilities Select Sector SPDR Equity 81369Y886 692,276 23,603 11,295 12,308 0 0 0 23,603
Southwest Airlines Company Equity 844741108 14,573 1,518 0 1,518 0 0 0 1,518
Starbucks Corporation Equity 855244109 6,195 300 0 300 0 0 0 300
Stryker Corporation Equity 863667101 54,516 1,200 0 1,200 0 0 0 1,200
Ameritrade Hldg Corp Equity 87236Y108 300,496 15,308 9,523 5,785 0 0 0 15,308
Tjx Cos Inc New Equity 872540109 353,965 9,528 4,624 4,904 0 0 0 9,528
Tenneco Automotive Inc Equity 880349105 1,304 100 0 100 0 0 0 100
ADR Teva Pharmaceutical Ind Equity 881624209 442,906 8,760 4,638 4,122 0 0 0 8,760
Tupperware Corp Equity 899896104 8,703 218 0 218 0 0 0 218
Union Pacific Corporation Equity 907818108 11,670 200 0 200 0 0 0 200
United Parcel Service Equity 911312106 2,824 50 0 50 0 0 0 50
Vanguard Consumer Discretionary
ETF Equity 92204A108 362,268 8,288 4,307 3,981 0 0 0 8,288
Vanguard Consumer Staples ETF Equity 92204A207 896,556 13,952 7,138 6,814 0 0 0 13,952
Vanguard Financials ETF Equity 92204A405 1,009,089 33,794 16,300 17,494 0 0 0 33,794
Vanguard Health Care ETF Equity 92204A504 862,783 16,802 8,179 8,623 0 0 0 16,802
Vanguard Industrials ETF Equity 92204A603 444,364 8,968 4,047 4,921 0 0 0 8,968
Vanguard Materials ETF Equity 92204A801 425,688 6,689 3,445 3,244 0 0 0 6,689
Vanguard Telecom Services ETF Equity 92204A884 615,219 11,276 5,469 5,807 0 0 0 11,276
Verizon Communications Equity 92343V104 26,214 866 0 866 0 0 0 866
ADR Vodafone Group Equity 92857W209 5,490 244 0 244 0 0 0 244
Vulcan Materials Company Equity 929160109 2,704 50 0 50 0 50 0 50
Wal-Mart Stores Equity 931142103 406,023 8,271 2,653 5,618 0 0 0 8,271
Walgreen Company Equity 931422109 536,795 14,326 3,896 10,430 0 0 0 14,326
Wellpoint Inc Equity 94973V107 10,893 230 0 230 0 0 0 230
Wells Fargo & Company New Equity 949746101 1,091,017 38,716 12,166 26,550 0 0 0 38,716
Whirlpool Corp Equity 963320106 155,311 2,220 105 2,115 0 0 0 2,220
Wizzard Software Corporation Equity 97750V109 2,934 6,520 5,520 1,000 0 0 0 6,520
Wyeth Equity 983024100 10,172,749 209,402 0 209,402 0 0 0 209,402
Zebra Technologies Corp Cl A Equity 989207105 17,088 659 0 659 0 0 0 659
Accenture PLC Equity G1151C101 285,190 7,652 3,629 4,023 0 0 0 7,652
Esprit Hldgs Ltd Shs Equity G3122U145 3,355 500 0 500 0 0 0 500
OpenTV Corp Cl A Equity G67543101 26,651 19,312 0 19,312 0 0 0 19,312
Seagate Technology Shs Equity G7945J104 1,521 100 0 100 0 0 0 100
Transocean Ltd Equity H8817H100 17,106 200 0 200 0 0 0 200
Sinovac Biotech Ltd Shs Equity P8696W104 1,658 200 0 200 0 0 0 200
-------------- --------- ------- --------- --- --- --- ---------
$47,121,238.00 1,544,694 231,911 1,312,783 0 369 300 1,544,394
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