LIGHTPATH TECHNOLOGIES, INC. |
(Name of Issuer) |
CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE |
(Title of Class of Securities) |
532257805 |
(CUSIP Number) |
December 31, 2013 |
(Date of Event Which Requires Filing of this Statement) |
CUSIP No. 532257805
|
SCHEDULE 13G
|
Page of 2 of 6 Pages
|
1
|
NAME OF REPORTING PERSONS
Pudong Science and Technology (Cayman) Co., Ltd.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
|||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
1,339,236
|
||
6
|
SHARED VOTING POWER
0
|
|||
7
|
SOLE DISPOSITIVE POWER
1,339,236
|
|||
8
|
SHARED DISPOSITIVE POWER
0
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,339,236
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.4% 1
|
|||
12
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP No. 532257805
|
SCHEDULE 13G
|
Page of 3 of 6 Pages
|
1
|
NAME OF REPORTING PERSONS
Shanghai Pudong Science and Technology Investment Co., Ltd.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) x
|
|||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
People’s Republic of China
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
1,339,236 2
|
||
6
|
SHARED VOTING POWER
0
|
|||
7
|
SOLE DISPOSITIVE POWER
1,339,236
|
|||
8
|
SHARED DISPOSITIVE POWER
0
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,339,236
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.4% 3
|
|||
12
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP No. 532257805
|
SCHEDULE 13G
|
Page of 4 of 6 Pages
|
Item 1(a)
|
Name of Issuer:
|
|
LightPath Technologies, Inc.
|
Item 1(b)
|
Address of Issuer’s Principal Executive Offices:
|
|
2603 Challenger Tech Court, Suite 100, Orlando, Florida 32826
|
Item 2(a)
|
Name of Persons Filing:
|
|
1.
|
Pudong Science and Technology (Cayman) Co., Ltd.
|
|
2.
|
Shanghai Pudong Science and Technology Investment Co., Ltd.
|
Item 2(b)
|
Address of Principal Business Office or, If None, Residence
|
|
1.
|
Pudong Science and Technology (Cayman) Co., Ltd.
|
|
2.
|
Shanghai Pudong Science and Technology Investment Co., Ltd.
|
|
13 Building, No. 439, Chunxiao Rd. Zhangjiang High-tech Park, Pudong
|
|
Shanghai 201203, PRC
|
Item 2(c)
|
Citizenship
|
|
1.
|
Pudong Science and Technology (Cayman) Co., Ltd. - Cayman Islands
|
|
2.
|
Shanghai Pudong Science and Technology Investment Co., Ltd. - People’s Republic of China
|
Item 2(d)
|
Title of Class of Securities:
|
|
Class A Common Stock, par value $0.01 per share
|
Item 2(e)
|
CUSIP Number:
|
|
532257805
|
Item 3.
|
Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c):
|
|
Not applicable.
|
CUSIP No. 532257805
|
SCHEDULE 13G
|
Page of 5 of 6 Pages
|
Item 4.
|
Ownership
|
Item 5.
|
Ownership of Five Percent or Less of a Class
|
|
Not applicable.
|
Item 6.
|
Ownership of More Than Five Percent on Behalf of Another Person
|
|
Not applicable.
|
Item 7.
|
Identification and Classification of Subsidiary Which Acquired the Security Being
|
|
Reported on by the Parent Holding Company or Control Person
|
|
Not applicable.
|
Item 8.
|
Identification and Classification of Members of the Group
|
|
Not applicable.
|
Item 9.
|
Notice of Dissolution of Group
|
|
Not applicable.
|
Item 10.
|
Certifications
|
CUSIP No. 532257805
|
SCHEDULE 13G
|
Page of 6 of 6 Pages
|
Pudong Science and Technology (Cayman) Co., Ltd. | |||
|
By:
|
/s/Xudong Zhu | |
Name: |
Xudong Zhu
|
||
Title: |
Director
|
||
Shanghai Pudong Science and Technology Investment Co., Ltd. | |||
|
By:
|
/s/Xudong Zhu | |
Name: |
Xudong Zhu
|
||
Title: |
Director
|
||
CUSIP No. 532257805
|
SCHEDULE 13G
|
Page of 7 of 6 Pages
|
Exhibit No.
|
|
Description
|
|
1
|
Joint Filing Agreement (incorporated by reference to Exhibit 1 of the initial Schedule 13G filed with the Securities and Exchange Commission on August 15, 2013)
|