FORM 8-A
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(B) OR (G) OF THE
SECURITIES EXCHANGE ACT OF 1934
RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC.
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(EXACT NAME OF THE FUND AS SPECIFIED IN ITS CHARTER)
Texas 75-2533518
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(STATE OF INCORPORATION OR (I.R.S. EMPLOYER
ORGANIZATION) IDENTIFICATION NO.)
8080 N. CENTRAL EXPRESSWAY, SUITE 210, LB-59, DALLAS, TEXAS 75206
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(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
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N/A N/A
If this form relates to the registration of a class of securities pursuant
to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. [ ]
If this form relates to the registration of a class of securities pursuant
to Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. [X]
Securities Act registration statement file number to which this form
relates: 333-110113
Securities to be registered pursuant to Section 12(g) of the Act:
Rights to Subscribe for Shares of Common Stock
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(Title of Class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1: Description of Registrant's Securities to be Registered.
The description of the Registrant's securities to be registered is
incorporated by reference to the description contained under the captions "The
Offering" in the Registrant's Registration Statement on Form N-2 (Nos.
333-110113 and 814-136), as filed electronically with the Securities and
Exchange Commission on October 31, 2003 (Accession No. 0000898432-03-001061),
(as it may be amended or supplemented from time to time, the "Registration
Statement"), and the description contained under such caption included in the
form of final prospectus subsequently filed by the Registrant pursuant to Rule
497 under the Securities Act of 1933, as amended, which form of final prospectus
is also incorporated by reference herein.
Item 2: Exhibits.
I. Amended Articles of Incorporation are incorporated by reference from
the Registration Statement.
II. Bylaws are incorporated by reference from the Registration Statement.
II. A Specimen or copies of each security to be registered is being
forwarded to the NASDAQ National Market.
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act
of 1934, the Registrant has duly caused this registration statement to be signed
on its behalf by the undersigned, thereunto duly authorized, as of this 2nd day
of January 2004.
RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC.
By: /s/ Russell Cleveland
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Name: Russell Cleveland
Title: President and Chief Executive Officer
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