UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 9, 2004
Luminent Mortgage Capital, Inc.
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(Exact name of registrant as specified in its charter)
Maryland 012-36309 06-1694835
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(State or other jurisdiction (Commission (I.R.S. Employer
of incorporation) File Number) Identification No.)
909 Montgomery Street, Suite 500 94133
San Francisco, California
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (415) 486-2110
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(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
|_| Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13a-4(c))
Item
Item 2.02 Results of Operations and Financial Condition
On November 9, 2004, Luminent Mortgage Capital, Inc. issued a press
release announcing its financial results for the quarter ended September
30, 2004. A copy of that release is furnished as Exhibit 99 to this
report.
The information in this Current Report on Form 8-K (including the exhibit
incorporated into this Item 2.02 by reference) is being is provided under
Item 2.02 of Form 8-K and shall not be deemed "filed" for the purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, or
otherwise subject to the liabilities of that Section. The information in
this Current Report shall not be incorporated by reference into any
registration statement or other document filed pursuant to the Securities
Act of 1933, as amended, except as shall be expressly set forth by
specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(c) Exhibits
Exhibit 99.1
Press Release of the Registrant dated November 9, 2004
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
LUMINENT MORTGAGE CAPITAL, INC.
(Registrant)
Date: November 9, 2004 By: /s/ CHRISTOPHER J. ZYDA
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Christopher J. Zyda
Senior Vice President and
Chief Financial Officer
EXHIBIT INDEX
Exhibit Number Description
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99.1 Press release of the Registrant dated November 9, 2004