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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock | $ 45 | 05/04/2007 | M | 12,310 (3) | (6) | 08/10/2009 | Common Stock | 12,310 (3) | $ 0 (7) | 0 | D | ||||
Common Stock | $ 42.5625 | 05/04/2007 | M | 50,000 (4) | (8) | 02/02/2010 | Common Stock | 50,000 (4) | $ 0 (7) | 0 | D | ||||
Common Stock | $ 44.42 | 05/04/2007 | M | 171,500 (5) | (9) | 08/07/2011 | Common Stock | 171,500 (5) | $ 0 (7) | 0 | D | ||||
Common Stock | $ 94.92 | 05/04/2007 | A | 5,811 | 05/04/2008 | 08/10/2009 | Common Stock | 5,811 | $ 0 (10) | 5,811 | D | ||||
Common Stock | $ 94.92 | 05/04/2007 | A | 22,326 | 05/04/2008 | 02/02/2010 | Common Stock | 22,326 | $ 0 (10) | 22,326 | D | ||||
Common Stock | $ 94.92 | 05/04/2007 | A | 79,921 | 05/04/2008 | 08/07/2011 | Common Stock | 79,921 | $ 0 (10) | 79,921 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WASHKEWICZ DONALD E PARKER-HANNIFIN CORPORATION 6035 PARKLAND BOULEVARD CLEVELAND, OH 44124-4141 |
X | Chairman and CEO |
Joseph R. Leonti, Attorney-in-Fact | 05/08/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects Mr. Washkewicz's proportionate interest. |
(2) | Mr. Washkewicz disclaims beneficial ownership of these securities and this report shall not be deemed an admission that Mr. Washkewicz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
(3) | "Pyramid" stock option exercise resulting in net acquisition of 6,499 shares. |
(4) | "Pyramid" stock option exercise resulting in net acquisition of 27,674 shares. |
(5) | "Pyramid" stock option exercise resulting in net acquisition of 91,579 shares. |
(6) | The option vested in two equal installments on 8/11/2000 and 8/11/2001. |
(7) | Granted under the Corporation's 1993 Stock Incentive Program in a transaction exempt under Rule 16b-3. |
(8) | The option vested in two equal installments on 2/3/2001 and 2/3/2002. |
(9) | The option vested in two equal installments on 8/8/2002 and 8/8/2003. |
(10) | Granted under the Corporation's 2003 Stock Incentive Plan in a transaction exempt under Rule 16b-3. |