Blueprint
 
 
 

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
Form 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO
RULE 13a-16 OR 15d-16 UNDER THE SECURITIES
EXCHANGE ACT OF 1934
 
On November 24, 2017 for November 23, 2017
 
Harmony Gold Mining Company Limited
 
Randfontein Office Park
Corner Main Reef Road and Ward Avenue
Randfontein, 1759
South Africa
(Address of principal executive offices)
 *-
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20- F or Form 40-F.)
 
Form 20-F ☒ 
 
Form 40-F  ☐
 
(Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
 
Yes  ☐
 
No  ☒
 
 

 
 
 
 
 
Harmony Gold Mining Company Ltd
Registration number: 1950/038232/06
Incorporated in the Republic of South Africa
ISIN: ZAE000015228
JSE share code: HAR
(“Harmony” or “the company”)
 
In compliance with paragraphs 3.63 to 3.74 of the JSE Listings Requirements, the following information is disclosed:
 
A.
DEALINGS IN SECURITIES BY DIRECTORS: SHARE VESTINGS AND ON MARKET SALES
 
In terms of provisions of the Harmony Share Plan, performance shares and restricted shares vest after 3 years.
 
1. Name of director:
F Abbott (Financial Director)
 
Nature of transaction:
Off market vesting of restricted shares (ordinary shares) 
 
Date:
17 November 2017
 
Class of securities:
Ordinary shares
 
Number of restricted shares vested and further restricted (2011 grant):
8 000
 
 
 
Number of matched restricted shares vested (2014 grant):
8 000
 
Vesting and market price per share:
R24.92
 
 
 
Total value of shares vested:
R398 720(pre-tax)
 
Nature and extent of directors interest:
Direct beneficial
 
 
2. Name of director:
HE Mashego (Executive Director)
 
Nature of transaction:
Off market vesting and on market sale of performance shares and restricted shares(ordinary shares)
 
Date:
17 November 2017
 
Class of securities:
Ordinary shares
 
Number of performance shares vested and sold on market:
101 807
 
Vesting and market price per share:
R24.72
 
 
 
Total value of shares vested and proceeds for on market sale:
R2 516 669(pre-tax)
 
Number of restricted shares vested and further restricted (2011 grant):
8 000
 
 
 
Number of matched restricted shares vested (2014 grant):
8 000
 
Vesting and market price per share:
R24.72
 
 
 
Total value of shares vested and sold on market:
R395 520(pre-tax)
 
Nature and extent of directors interest:
Direct beneficial
 
 
3. Name of company secretary:
R Bisschoff (Company Secretary)
 
Nature of transaction:
Off market vesting and on market sale of performance shares (ordinary shares) 
 
Date:
17 November 2017
 
Class of securities:
Ordinary shares
 
Number of performance shares vested:
32 292
 
Number of performance shares vested and sold on market to cover tax:
15 015
 
 
Vesting and market price per share:
R24.72
 
 
 
Proceeds for on market sale to cover tax:
  R371 170 (pre-tax)
 
 
Number of shares retained in own name:
 17 277
 
 
Nature and extent of directors interest:
Direct beneficial
 
 
 
Prior clearance was obtained in respect of the above dealings by the directors.
 
For more details contact:
 
Lauren Fourie
Investor Relations Manager
+27 (0) 071 607 1498 (mobile)
 
Johannesburg, South Africa
23 November 2017
 
Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited
 
 

 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
Harmony Gold Mining Company Limited
 
 
 
 
 
Date: November 23, 2017
By:  
/s/  Frank Abbott
 
 
 
Name  Frank Abbott
 
 
 
Title  Financial Director