Document


2016
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
 
 
FORM 11-K
 
 
 
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
(Mark One)
 
x
Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934
 
For the fiscal year ended December 31, 2016
 
OR
 
☐
Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934
 
For the transition period from                                                        to                                                         
 
Commission File Number 001-08308
 
A.
Full title of the plan and the address of the plan, if different from that of the issuer named below:
 
Luby’s Savings and Investment Plan
 
B.
Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:
 
Luby’s, Inc.
13111 Northwest Freeway Suite 600
Houston, Texas 77040





 Table of Contents

 
Item 1
Audited Statements of Net Assets Available for Benefits
 
 
 
Audited statements of net assets available for benefits at December 31, 2016 and 2015, prepared in accordance with the financial reporting requirements of ERISA are filed herewith as an exhibit.
 
 
Item 2
Audited Statement of Changes in Net Assets Available for Benefits
 
 
 
Audited statement of changes in net assets available for benefits for the year ended December 31, 2016, prepared in accordance with the financial reporting requirements of ERISA are filed herewith as an exhibit.




REQUIRED INFORMATION
 
 
 
Item 1
Audited Statements of Net Assets Available for Benefits
 
 
 
Audited statements of net assets available for benefits at December 31, 2016 and 2015, prepared in accordance with the financial reporting requirements of ERISA are filed herewith as an exhibit.
 
 
Item 2
Audited Statement of Changes in Net Assets Available for Benefits
 
 
 
Audited statement of changes in net assets available for benefits for the year ended December 31, 2016, prepared in accordance with the financial reporting requirements of ERISA are filed herewith as an exhibit.
 
 
SIGNATURE
 
The Plan. Pursuant to the requirements of the Securities Exchange Act of 1934, the administrator of the plan has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
LUBY’S SAVINGS AND INVESTMENT PLAN
 
 
 
 
Date: June 28, 2017
 
By:
/s/Paulette Gerukos 
 
 
 
Paulette Gerukos
 
 
 
Plan Administrator
 
 
 
Luby’s Savings and Investment Plan
 
 
EXHIBIT INDEX
 
 
 
1
Audited financial statements, notes thereto and supplemental schedule
 
 
2
Consent of Calvetti Ferguson
 
 
99
Certification by the Plan Administrator pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002