UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | 08/02/2017(4) | 08/02/2026 | Class A Common Shares | 10,000 | $ 21.57 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GUSTAVSON TAMARA HUGHES C/O AMERICAN HOMES 4 RENT 30601 AGOURA ROAD, SUITE 200 AGOURA HILLS, CA 91301 |
 X |  |  |  |
David Goldberg, attorney-in-fact | 08/03/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Does not include any shares held by American Homes 4 Rent, LLC ("AH LLC").AH LLC holds 6,860,763 Class A Common Shares of American Homes 4 Rent (the "Company"), 635,075 Class B Common Shares of the Company, 45,526,644 Class A Units of Company's operating partnership and 8,750,000 Class D Units of Company's operating partnership.HF Investments 2010, LLC, which is comprised of trusts established by B. Wayne Hughes, chairman of the board of trustees of the Company, for certain of his heirs, including the children of the reporting person, owns 88.66% of AH LLC. Does not include 7,010,000 Class A Commons Shares of the Company owned by Mr. Hughes.In September 2015, reporting person & Mr. Hughes jointly filed a Schedule 13D reporting that reporting person has sole voting & dispositive power over her shares & Mr. Hughes has sole voting & dispositive power over his shares.Reporting person disclaims any beneficial ownership of the shares & units held by AH LLC & the shares held by Mr. Hughes. |
(2) | By IRA for benefit of reporting person |
(3) | By limited liability company which is owned 99% by reporting person as trustee and 1% by Mr. Hughes. Reporting person and David Singelyn, Chief Executive Officer of the Company are the managers of the limited liability company. Decisions regarding the disposition and voting of shares held by the limited liability company are made by the reporting person. |
(4) | Options become exercisable in four equal annual installments begining on the "Date Exerciseable" indicated. |