UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | Â (2) | 08/05/2020 | Common Stock | 3,429 | $ 4.48 | D | Â |
Stock Option | Â (3) | 01/16/2020 | Common Stock | 1,454 | $ 5.39 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ANTHONY GARY R 4041 T HADLEY ROAD S. PLAINFIELD, NJ 07080 |
 |  |  Principal Accounting Officer |  |
/s/ Gary Anthony | 04/09/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares of Restricted Common Stock were awarded pursuant to an annual long-term incentive grant. Of the shares granted, 777 will vest on August 3, 2015, 1,367 will vest on August 5, 2015 and 1,408 will vest on August 5, 2016. |
(2) | Option grant pursuant to the issuer's incentive plan and without payment of consideration, of which 1,143 have vested, 1,143 will vest on August 5, 2015 and 1,143 will vest on August 5, 2016. |
(3) | Option grant pursuant to the issuer's incentive plan and without payment of consideration, all of which have vested. |