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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 1.72 | 02/14/2006 | M | 16,875 | (1) | 12/11/2007 | Common Stock | 16,875 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 9.64 | 02/14/2006 | M | 2,998 | (2) | 01/23/2009 | Common Stock | 2,998 | $ 0 | 3,000 | D | ||||
Employee Stock Option (Right to Buy) | $ 8.98 | 02/14/2006 | M | 7,500 | (3) | 02/07/2010 | Common Stock | 7,500 | $ 0 | 15,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RINGROSE PAUL A C/O BRIGHTPOINT, INC. 501 AIRTECH PARKWAY PLAINFIELD, IN 46168 |
CFO BP Asia Pacific Division |
/s/ Steven E. Fivel, Attorney-in-Fact | 02/27/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 16875 of the options vested on 12/11/2003, 16875 of the options vested on 12/11/2004, and 16875 of the options vested on 12/11/2005. |
(2) | 3,000 of the options vested on 1/23/2005, 3,000 of the options vested on 1/23/2006, and 3,000 of the options will vest on 1/23/2007, subject to the terms of the Registrant's 1994 Employee Stock Option Plan and the Reporting Person's stock option agreement. |
(3) | 7,500 of the options vested on 2/7/2006 and 7,500 of the options will vest on each of 2/7/2007 and 2/7/2008, subject to the terms of the Registrant's 2004 Long-Term Incentive Plan and the Reporting Person's option agreement. |
Remarks: All share amounts and option exercise prices have been adjusted, where applicable, to reflect (i) a 3 for 2 stock split effected in the form of a stock dividend paid on September 15, 2005 to holders of record on August 30, 2005, and (ii) a 3 for 2 stock split effected in the form of a stock dividend paid on December 30, 2005 to holders of record on December 16, 2005. |