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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NIPPON TELEGRAPH & TELEPHONE CORP 3-1 OTEMACHI 2-CHOME CHIYODA-KU TOKYO, M0 100-8116 |
X | |||
NTT DOCOMO INC SANNO PARK TOWER 11-1 NAGATA-CHO 2-CHOME, CHIYODA-KU TOKYO, M0 100-6150 |
X | |||
DCM Capital USA (UK) LTD (In Members Voluntary Liquidation) 1 MORE LONDON PLACE LONDON, X0 SE1 2AF |
X |
Hiroo Unoura Title: Senior Vice President On behalf of Nippon Telegraph and Telephone Corporation | 10/26/2004 | |
**Signature of Reporting Person | Date | |
Masayuki Hirata; Title: Senior Executive Vice President | 10/26/2004 | |
**Signature of Reporting Person | Date | |
Roy Bailey; Title: Joint Liquidator | 10/26/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 17, 2004, by and among AT&T Wireless Services, Inc. (the "Company"), Cingular Wireless Corporation, Cingular Wireless LLC, and related parties, each share of the Company's common stock held by the reporting persons that was outstanding immediately prior to the effective time of the merger (the "Effective Time") has been converted at the Effective Time into the right to receive $15.00 in cash, without interest. |
(2) | These shares were directly beneficially owned by DCM Capital USA (UK) Limited, a wholly-owned subsidiary of NTT DoCoMo, Inc. ("DoCoMo"). Nippon Telegraph and Telephone Corporation owns approximately 62% of the equity interest in DoCoMo and disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein. Pursuant to the Merger Agreement, each of these shares has been converted at the Effective Time into the right to receive $15.00 in cash, without interest. |