SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 8, 2017
MANNING & NAPIER, INC.
(Exact name of registrant as specified in its charter)
(State or other jurisdiction
290 Woodcliff Drive, Fairport, New York 14450
(Address of principal executive offices and zip code)
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|☐||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|☐||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|☐||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|☐||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
|Item 5.02.||Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.|
On January 8, 2017, Michael Jones, a director of Manning & Napier, Inc. (the Company), notified the Company that he would resign from the Companys Board of Directors (the Board) effective January 9, 2017. Mr. Jones is stepping down to pursue a new employment opportunity in the investment management business. The Company intends to fill the vacancy; however, no timetable has been announced for the appointment of a new board member. Until a replacement can be identified, the Companys Board will consist of six members, four of which are independent directors.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Manning & Napier, Inc.|
|Date: January 11, 2017||By:|| |
/s/ Richard B. Yates
Name: Richard B. Yates
Title: Chief Legal Officer