UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (2) | 06/08/2019 | Common Stock | 3,346 | $ 8.9 | D | Â |
Stock Option (right to buy) | Â (2) | 06/08/2020 | Common Stock | 12,000 | $ 19.06 | D | Â |
Stock Option (right to buy) | Â (2) | 06/01/2021 | Common Stock | 10,000 | $ 12.33 | D | Â |
Stock Option (right to buy) | Â (2) | 05/30/2022 | Common Stock | 10,000 | $ 10.93 | D | Â |
Stock Option (right to buy) | Â (2) | 06/04/2023 | Common Stock | 12,500 | $ 15.79 | D | Â |
Stock Option (right to buy) | Â (2) | 06/14/2024 | Common Stock | 7,500 | $ 18.46 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Holland Adam C C/O KIRKLAND'S, INC. 2501 MCGAVOCK PIKE, SUITE 1000 NASHVILLE, TN 37214 |
 |  |  VP of Finance & CAO |  |
/s/ Adam C. Holland | 09/03/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 12,000 Restricted Stock Units, 4,000 of which will vest on May 30, 2015, 5,000 of which will vest on June 4, 2016 and 3,000 of which will vest on June 12, 2017. |
(2) | These stock options were issued under the Company's Amended & Restated 2002 Equity Incentive Plan and will become or became exercisable as to 25% of the underlying shares on the first anniversary of their respective grant dates (which is the date that is ten years prior to their respective expiration dates) and thereafter will become or have become exercisable as to 6.25% of the underlying shares per quarter for the subsequent three years. |