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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Convertible Preferred Stock | (3) | 02/07/2012 | C | 1,750,000 (3) | (3) | (3) | Common Stock | 2,210,526 | $ 0 | 0 | I | By Investor Growth Capital Limited (1) (2) | |||
Series A Convertible Preferred Stock | (3) | 02/07/2012 | C | 750,000 (3) | (3) | (3) | Common Stock | 947,368 | $ 0 | 0 | I | By Investor Group, L.P. (1) (2) | |||
Series B Convertible Preferred Stock | (4) | 02/07/2012 | C | 768,637 (4) | (4) | (4) | Common Stock | 768,637 | $ 0 | 0 | I | By Investor Growth Capital Limited (1) (2) | |||
Series B Convertible Preferred Stock | (4) | 02/07/2012 | C | 329,416 (4) | (4) | (4) | Common Stock | 329,416 | $ 0 | 0 | I | By Investor Group, L.P. (1) (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
INVESTOR AB C/O INVESTOR GROWTH CAPITAL ONE ROCKEFELLER PLAZA, SUITE 2801 NEW YORK, NY 10020 |
X |
/s/ Michael Oporto | 02/09/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Investor AB, a publicly held Swedish company (the "Reporting Person"), through one or more entities, (i) wholly owns Investor Growth Capital Limited ("Investor Capital"), a Guernsey company, and (ii) is the ultimate general partner of Investor Group, L.P. ("Investor Group"),a Guernsey limited partnership. As a result of the foregoing, the Reporting Person possesses the sole power to vote and the sole power to direct the disposition of the shares of Greenway Medical Technologies, Inc. (the "Company") held by each of Investor Capital and Investor Group. |
(2) | The Reporting Person's interest in all of the Company's securities is limited to the extent of its pecuniary interest in such securities, if any, and neither the filing of this statement nor any of its contents shall be deemed to constitute an admission by the Reporting Person or any other person/entity that he or it was or is the beneficial owner of any of the Company's securities for purposes of Section 16 of the Securities and Exchange Act of 1934 (the "Act"), or for any other purpose. |
(3) | Each share of Series A Convertible Preferred Stock automatically converted into 1.263 shares of common stock in connection with the completion of the Company's initial public offering and had no expiration date. In connection with the conversion, Investor Group also received 225,000 shares, and Investor Capital also received 525,000 shares, as additional payments in accordance with the terms of the Series A Convertible Preferred Stock. |
(4) | Each share of Series B Convertible Preferred Stock automatically converted into one share of common stock in connection with the completion of the Company's initial public offering and had no expiration date. In connection with the conversion, Investor Group also received 78,236 shares, and Investor Capital also received 182,551 shares, as additional payments in accordance with the terms of the Series B Convertible Preferred Stock. |