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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase Common Stock | $ 25.02 | 06/01/2009 | D | 7,500 | (1) | 07/29/2015 | Common Stock $.01 par value | 7,500 | (2) | 0 | D | ||||
Option to Purchase Common Stock | $ 26.32 | 06/01/2009 | D | 7,500 | (1) | 02/16/2016 | Common Stock $.01 par value | 7,500 | (3) | 0 | D | ||||
Option to Purchase Common Stock | $ 18.26 | 06/01/2009 | D | 10,000 | (1) | 02/14/2017 | Common Stock $.01 par value | 10,000 | (4) | 0 | D | ||||
Option to Purchase Common Stock | $ 14.08 | 06/01/2009 | D | 10,000 | (1) | 02/13/2018 | Common Stock $.01 par value | 10,000 | (5) | 0 | D | ||||
Option to Purchase Common Stock | $ 12.51 | 06/01/2009 | A | 5,625 | 06/01/2009 | 07/29/2015 | Common Stock $.01 par value | 5,625 | $ 0 | 5,625 | D | ||||
Option to Purchase Common Stock | $ 13.16 | 06/01/2009 | A | 5,625 | 06/01/2009 | 02/16/2016 | Common Stock $.01 par value | 5,625 | $ 0 | 5,625 | D | ||||
Option to Purchase Common Stock | $ 10.06 | 06/01/2009 | A | 9,000 | 06/01/2009 | 02/14/2017 | Common Stock $.01 par value | 9,000 | $ 0 | 9,000 | D | ||||
Option to Purchase Common Stock | $ 10.06 | 06/01/2009 | A | 9,000 | 06/01/2009 | 02/13/2018 | Common Stock $.01 par value | 9,000 | $ 0 | 9,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROSENBERG ROBERT M 4 CHADWICK RD. WESTON, MA 02493 |
X |
/s/ Adam J. Gacek, Attorney in Fact | 06/03/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These options to purchase common stock were 100% vested at time of cancellation. |
(2) | On June 1, 2009, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on July 29, 2005. In exchange for the option, the reporting person received 5,625 options to purchase common stock. |
(3) | On June 1, 2009, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on February 16, 2006. In exchange for the option, the reporting person received 5,625 options to purchase common stock. |
(4) | On June 1, 2009, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on February 14, 2007. In exchange for the option, the reporting person received 9,000 options to purchase common stock. |
(5) | On June 1, 2009, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on February 13, 2008. In exchange for the option, the reporting person received 9,000 options to purchase common stock. |