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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Fraser F Alexander C/O STAG INDUSTRIAL, INC. 99 HIGH STREET, 28TH FLOOR BOSTON, MA 02110 |
X |
/s/ Kathryn Arnone, Attorney-in-Fact | 12/11/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the weighted average sale price. Sale prices range from $27.40 - $27.41. Upon request by the Securities and Exchange Commission, the Issuer or a shareholder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. |
(2) | The reporting person acknowledges that the purchase of the 1,295 shares of 9.0% Series A Cumulative Redeemable Preferred Stock ("Preferred Stock") at a price of $27.40 per share reported herein is matchable under Section 16 (b) of the Securities Exchange Act of 1934, as amended, to the extent of 1,295 shares, with his sale of 3,700 shares of Preferred Stock on December 4, 2012 for a weighted average sale price of $27.41 per share. The reporting person paid the Issuer contemporaneously with the purchase of the 1,295 shares of Preferred Stock, $12.95, representing the full amount of profit realized in connection with the short swing transaction. |
(3) | Represents the weighted average sale price. Sale prices range from $18.02 - $18.09. Upon request by the Securities and Exchange Commission, the Issuer or a shareholder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. |
(4) | The reporting person acknowledges that (i) the purchase of the 3,800 shares of Common Stock at a price of $18.02 per share reported herein is matchable under Section 16 (b) of the Securities Exchange Act of 1934, as amended, to the extent of 3,800 shares, with his sale of 7,850 shares of Common Stock on December 7, 2012 for a weighted average sale price of $18.04 per share and (ii) the purchase of the 4,050 shares of Common Stock at a price of $18.019 per share reported herein is matchable under Section 16 (b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,050 shares, with his sale of 7,850 shares of Common Stock on December 7, 2012 for a weighted average sale price of $18.04 per share. The reporting person paid the Issuer contemporaneously with the purchase of the 7,850 shares of Common Stock, $139.05, representing the full amount of profit realized in connection with the short swing transaction |