a50464515.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of Earliest Event Reported): November 5, 2012
 
Genesee & Wyoming Inc.
 (Exact name of registrant as specified in its charter)
 
 
Delaware
001-31456
06-0984624
 
 
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
 

 
66 Field Point Road, Greenwich, Connecticut
06830
 
 
(Address of principal executive offices)
(Zip Code)
 
 
Registrant's telephone number, including area code: (203) 629-3722
 
Not Applicable
Former name or former address, if changed since last report
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 
 
ITEM 2.02. Results of Operations and Financial Condition.
 
On November 5, 2012, Genesee & Wyoming Inc. (the Company) issued a press release reporting financial results for the third quarter of 2012. A copy of the press release is attached hereto as Exhibit 99.1. The attached Exhibit 99.1 is furnished in its entirety pursuant to this Item 2.02 and is incorporated into this Item 2.02 by reference.
 
ITEM 7.01. Regulation FD Disclosure.
 
As previously announced, the Company completed its acquisition of RailAmerica, Inc. (RailAmerica) on October 1, 2012.  Immediately following the completion of the acquisition, the Company transferred the stock of RailAmerica to a voting trustee to hold such shares of stock in trust while the U.S. Surface Transportation Board considers the Company’s pending application to control RailAmerica’s railroads. During the period that RailAmerica is held in trust, the Company will account for its ownership under the equity method of accounting.
 
On November 5, 2012, RailAmerica issued a press release reporting financial results for the third quarter of 2012. A copy of the press release is attached hereto as Exhibit 99.2. The attached Exhibit 99.2 is furnished in its entirety pursuant to this Item 7.01 and is incorporated into this Item 7.01 by reference.
 
ITEM 9.01. Financial Statements and Exhibits.
 
(d) Exhibits.
 
99.1 Press release, dated November 5, 2012, announcing the Company's results for the third quarter of 2012
 
99.2 Press release, dated November 5, 2012, announcing RailAmerica’s results for the third quarter of 2012
 
 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
GENESEE & WYOMING INC.
     
     
Date:
November 5, 2012
By:
/s/ Timothy J. Gallagher
     
Name:
Timothy J. Gallagher
     
Title:
Chief Financial Officer