UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): March
3, 2010
AMERICAN
EQUITY
INVESTMENT
LIFE HOLDING COMPANY
(Exact
Name of Registrant as Specified in its Charter)
IOWA |
001-31911 |
42-1447959 |
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
6000 Westown Parkway, West Des Moines, Iowa |
50266 |
(Address of Principal Executive Offices) | (Zip Code) |
(515) 221-0002
(Registrant’s
telephone number, including area code)
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events.
On March 3, 2010, American Equity Investment Life Holding Company (the “Company”) issued a news release announcing that the Company, its Executive Chairman, and its Chief Executive Officer entered into civil settlements with the U.S. Securities and Exchange Commission that concludes the previously disclosed inquiry into historical disclosures in a Company proxy statement. A copy of the Company’s press release regarding the settlement is filed as Exhibit 99.1 hereto and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit 99.1 Press release, dated March 3, 2010
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, as amended, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
AMERICAN EQUITY INVESTMENT LIFE |
||
Date: |
March 3, 2010 |
/s/ John M. Matovina |
John M. Matovina |
||
Chief Financial Officer and Treasurer |