UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | 07/26/2006(1) | 09/28/2015 | Common Shares | 81,405 | $ 3.44 | D | Â |
Stock Options (right to buy) | 04/11/2008(2) | 03/27/2017 | Common Shares | 137,846 | $ 15.88 | D | Â |
Stock Options (right to buy) | 04/11/2009(3) | 03/27/2017 | Common Shares | 137,846 | $ 15.88 | D | Â |
Stock Options (right to buy) | 04/11/2010(4) | 03/27/2017 | Common Shares | 137,665 | $ 15.88 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GUPTA RAJAT K C/ - GENPACT U.S. HOLDINGS, INC., 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 |
 X |  |  Chairman |  |
/s/ Rajat Gupta | 08/01/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 20% vests on July 26, 2006; and 5% vests on each subsequent quarter thereafter. |
(2) | 20% vests on April 11, 2008 and each anniversary thereof. |
(3) | 20% vests on April 11, 2009 and each anniversary thereof. |
(4) | 20% vests on April 11, 2010 and each anniversary thereof. |