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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-qualified Stock Option (Right to Buy) | $ 22.06 | 11/25/2013 | M | 20,340 | 11/16/2010(2) | 11/16/2019 | Common Stock | 20,340 | $ 0 | 0 | D | ||||
Non-qualified Stock Option (Right to Buy) | $ 30.785 | 11/25/2013 | M | 25,079 | 11/15/2011(3) | 11/15/2020 | Common Stock | 25,079 | $ 0 | 25,079 | D | ||||
Non-qualified Stock Option (Right to Buy) | $ 43.64 | 11/25/2013 | M | 26,853 | 11/14/2012(4) | 11/14/2021 | Common Stock | 26,853 | $ 0 | 53,706 | D | ||||
Non-qualified Stock Option (Right to Buy) | $ 49.74 | 11/25/2013 | M | 15,707 | 11/19/2013(5) | 11/19/2022 | Common Stock | 15,707 | $ 0 | 47,120 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Alstead Troy 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE, WA 98134 |
cfo, group pres Business Srv |
/s/ Alejandro C. Torres, attorney-in-fact for Troy Alstead | 11/27/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was executed in multiple trades at prices ranging from $80.51 to $80.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(2) | The option, representing the right to buy a total of 81,363 shares, became exercisable in three increments of 20,341 shares each on November 16, 2010, November 16, 2011 and November 16, 2012, and one increment of 20,340 shares on November 16, 2013. |
(3) | The option, representing a right to buy a total of 100,316 shares, became exercisable in three increments of 25,079 shares each on November 15, 2011, November 15, 2012 and November 15, 2013, and becomes exercisable in one increment of 25,079 shares on November 15, 2014. |
(4) | The option, representing a right to buy a total of 107,413 shares, became exercisable in one increment of 26,854 shares on November 14, 2012 and one increment of 26,853 shares on November 14, 2013, and becomes exercisable in two increments of 26,853 shares each on November 14, 2014 and November 14, 2015. |
(5) | The option, representing the right to buy a total of 62,827 shares, became exercisable in one increment of 15,707 shares on November 19, 2013, and becomes exercisable in two increments of 15,707 shares each on November 19, 2014 and November 19, 2015 and one increment of 15,706 shares on November 19, 2016. |