UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-3A-2
Statement by Holding Company
Claiming Exemption Under Rule U-3A-2
From the Provisions of the
Public Utility Holding Company Act of 1935
To Be Filed Annually Prior to March 1
VECTREN CORPORATION
VECTREN UTILITY HOLDINGS, INC.
hereby file with the Securities and Exchange Commission,
pursuant to Rule 2, their statement claiming exemption as
holding companies from the provisions of the Public Utility
Holding Company Act of 1935, and submit the following
information:
ITEM 1. Name, State of organization, location, and nature of business of
Claimant and every subsidiary thereof, other than any exempt wholesale
generator (EWG) or foreign utility company in which Claimant directly
or indirectly holds an interest.
Vectren Corporation (Vectren or Claimant), an Indiana corporation, is an energy
and applied technology holding company headquartered in Evansville, Indiana.
Vectren was organized on June 10, 1999, solely for the purpose of effecting the
merger of Indiana Energy, Inc. (Indiana Energy) and SIGCORP, Inc. (SIGCORP). On
March 31, 2000, the merger of Indiana Energy with SIGCORP and into Vectren was
consummated with a tax-free exchange of shares and has been accounted for as a
pooling-of-interests in accordance with Accounting Principles Board Opinion No.
16 "Business Combinations." Vectren is a "holding company," as such term is
defined by the Public Utility Holding Act of 1935 (the Act).
Regulated Operations
Vectren Utility Holdings, Inc. (VUHI), an Indiana corporation, is a "subsidiary
company" of Vectren and a "holding company" (as such terms are defined by the
Act). VUHI is the intermediate holding company for Vectren's three operating
public utilities: Indiana Gas Company, Inc. (Indiana Gas), formerly a wholly
owned subsidiary of Indiana Energy, Southern Indiana Gas and Electric Company
(SIGECO), formerly a wholly owned subsidiary of SIGCORP, and the Ohio operations
(defined hereafter). VUHI's regulated subsidiaries serve approximately one
million customers in Indiana and Ohio. VUHI also holds a 33% ownership interest
in Community Natural Gas Company, Inc. (Community) and a preferred equity and
convertible subordinated debt interest in Babb International, Inc.
Indiana Gas, an Indiana corporation, is a "subsidiary company" of VUHI
and is also a "gas utility company" and a "public utility company" (as
such terms are defined by the Act). Indiana Gas provides natural gas
distribution and transportation services to a diversified customer base
in 49 of Indiana's 92 counties. Indiana Gas also holds a 47% undivided
ownership interest in the assets of the Ohio operations (see below).
SIGECO, an Indiana corporation, is a "subsidiary company" of VUHI and
is also an "electric utility company," a "gas utility company," and a
"public utility company" (as such terms are defined by the Act). SIGECO
provides electric generation, transmission and distribution services to
eight counties in southwestern Indiana, including Evansville, and
participates in the wholesale power market. SIGECO also provides
natural gas distribution and transportation services to ten counties in
southwestern Indiana, including Evansville.
On October 31, 2000, Vectren acquired the natural gas distribution
assets of The Dayton Power and Light Company (herein referred to as the
Ohio operations). The Ohio operations provide natural gas distribution
and transportation services to 17 counties in west central Ohio,
including Dayton. The Ohio operations are owned as a tenancy in common
through two of Vectren's wholly owned subsidiaries. Vectren Energy
Delivery of Ohio, Inc. (VEDO) holds a 53% undivided ownership interest
and Indiana Gas holds a 47% undivided ownership interest in the assets.
VEDO, an Ohio corporation, is a "subsidiary company" of VUHI (as such
term is defined by the Act) and is the operator of the assets. VEDO is
therefore a "gas utility company" and "public utility company," as such
terms are defined in the Act.
Community, an Indiana corporation, is an unconsolidated affiliate of
VUHI, but is a "subsidiary company" of VUHI as defined by the Act.
Community is also a "gas utility company" and a "public utility
company" (as such terms are defined by the Act). Community is an
Indiana gas distribution company with offices in Mt. Carmel, Illinois.
Babb International, Inc. is a nonregulated unconsolidated affiliate
that manufactures autoclaved aerated concrete from fly ash, a
by-product of burning coal.
Nonregulated Operations
Vectren is involved in nonregulated activities in four primary business areas:
Energy Marketing and Services, Coal Mining, Utility Infrastructure Services, and
Broadband. Energy Marketing and Services markets natural gas and provides energy
management, including energy performance contracting services. Coal Mining mines
and sells coal to Vectren's utility operations and to other third parties and
generates Internal Revenue Service (IRS) Code Section 29 investment tax credits
relating to the production of coal-based synthetic fuels. Utility Infrastructure
Services provides underground construction and repair, facilities locating, and
meter reading services. Broadband invests in broadband communications services
such as analog and cable television, high-speed Internet and data services, and
advanced local and long distance phone services. In addition, the nonregulated
group has investments in other businesses that invest in energy-related
opportunities and provide utility services, municipal broadband consulting,
retail services, and real estate and leverage lease investments.
The companies comprising Vectren's nonregulated operations include Vectren
Enterprises, Inc. and Southern Indiana Minerals, Inc.
Vectren Enterprises, Inc. is an intermediate holding company and the primary
holding company for the Company's nonregulated businesses: Vectren Energy
Services, Inc., Vectren Utility Services, Inc., Vectren Communications, Inc.,
Vectren Ventures, Inc., Vectren Financial Group, Inc., and Vectren Generation
Services, Inc.
Vectren Energy Services, Inc. is an intermediate holding company for
Vectren Energy Marketing and Services, Inc. and Vectren Energy Retail, Inc.
Vectren Energy Marketing and Services, Inc. holds a 100% interest in
Energy Systems Group, Inc., a 61% ownership interest in ProLiance
Energy, LLC, a 20% ownership interest in Genscape, Inc., and a 100%
interest in Indiana Energy Services, Inc. (dormant) and Vectren Power
Marketing, Inc. (dormant).
Energy Systems Group, Inc. has a two-thirds ownership interest in
Energy Systems Group, LLC, an energy-related performance
contracting firm serving industrial, commercial, and governmental
customers.
ProLiance Energy, LLC is a 61% unconsolidated energy marketing
affiliate that provides natural gas and related services to the
Company's utility subsidiaries, Vectren Retail, LLC, and other
unrelated parties. ProLiance's primary business is optimizing the
gas portfolios of utilities and providing services to large end
use customers. In June 2002, the integration of Vectren's wholly
owned subsidiary SIGCORP Energy Services, LLC (SES) with
ProLiance was completed. SES provided natural gas and related
services to SIGECO and others prior to the integration. In
exchange for the contribution of SES' net assets, Vectren's
allocable share of ProLiance's profits and losses increased from
52.5% to 61%, consistent with Vectren's new ownership percentage.
In March 2001 Vectren's allocable share of profits and losses
increased from 50% to 52.5% when ProLiance began managing the
Ohio operations' gas portfolio. Governance and voting rights
remain at 50% for each member. Since governance of ProLiance
remains equal between its members, Vectren continues to account
for its investment in ProLiance using the equity method of
accounting.
Prior to June 1, 2002, SES' operating results were consolidated.
Subsequent to June 1, 2002, SES' operating results, now part of
ProLiance, are reflected in the earnings of unconsolidated
affiliates. The transfer of net assets was accounted for at book
value consistent with joint venture accounting and did not result
in any gain or loss.
Genscape, Inc. is a 20% owned unconsolidated energy information
subsidiary that provides information to energy traders regarding
the operating status of major generating plants and power
transmission in the United States and internationally.
Vectren Energy Retail, Inc. holds a 99% interest in Vectren Retail,
LLC, which provides natural gas and other related products and
services primarily in Ohio serving customers opting for choice among
energy providers.
Vectren Utility Services, Inc. is an intermediate holding company for
Vectren Environmental Services, Inc., Vectren Fuels, Inc., Reliant
Services, LLC, CIGMA, LLC, IEI Financial Services, LLC, and Utility Debt
Collectors, Inc. (dormant).
Vectren Environmental Services, Inc. holds a 51% ownership interest in
Air Quality Services, LLC, a company created to provide air quality
monitoring and testing services to industrial companies and utilities.
Vectren Fuels, Inc. owns and operates coal mining properties,
including a 100% ownership interest in Cypress Creek Mine, Inc. and a
99% ownership interest in SFI Coal Sales, LLC. SFI Coals Sales, LLC
holds a 100% ownership interest in Prosperity Mine, LLC and Cypress
Creek Mine, LLC.
Reliant Services, LLC (Reliant) is a 50% owned unconsolidated
affiliate that provides underground facility locating, contract meter
reading, and installation of telecommunications and electric
facilities to the Company's utility subsidiaries and others. Reliant
holds a 100% ownership interest in Miller Pipeline Corporation, which
provides underground pipeline construction, replacement, and repair
services to the Company's utility subsidiaries and others.
CIGMA, LLC is a 50% owned unconsolidated affiliate that provides
materials acquisition and related services that are used by the
Company's utility subsidiaries and others.
IEI Financial Services, LLC is a 99% owned subsidiary that performs
third-party collections, energy-related equipment leasing, and related
services to the Company's utility subsidiaries.
Vectren Communications, Inc. holds investments in nonregulated
subsidiaries, which conduct communications-related strategic initiatives
and include Vectren Broadband, Inc. and Vectren Communications Services,
Inc.
Vectren Broadband, Inc. holds Vectren's 18.9% investment in SIGECOM
Holdings, Inc., a minority interest and convertible subordinated debt
investment in Utilicom Networks, LLC (Utilicom), and other
communication investments. SIGECOM Holdings, Inc. holds a 74% interest
in SIGECOM, LLC. SIGECOM, LLC provides broadband services to the
greater Evansville, Indiana, area. Utilicom is a provider of bundled
communication services through high capacity broadband networks,
including analog and cable television, high-speed Internet and data
services, and advanced local and long distance telephone services.
Utilicom is the majority member of SIGECOM, LLC and plans to provide
broadband services to the greater Indianapolis, Indiana, and Dayton,
Ohio, markets.
Vectren Communication Services, Inc. assists municipal utilities and
businesses in the implementation of broadband strategy.
Vectren Ventures, Inc. invests in energy-related companies and projects.
Vectren Ventures, Inc. holds the remaining 1% interests in IEI Financial
Services, LLC, SFI Coal Sales, LLC, Vectren Retail, LLC, and Vectren
Resources, LLC (see below). In addition, Vectren Ventures maintains a 36.7%
ownership in Haddington Energy Partners, LP, a 42.1% ownership in
Haddington Energy Partners II, LP, a 7% ownership in Monument Capital
Partnership Fund I, LP, a 4.5% ownership in Cambridge Ventures, LP, and a
4% ownership in Gazelle TechVentures, Inc.
Haddington Energy Partners, LP, Haddington Energy Partners II, LP, and
Monument Capital Partnership Fund I, LP are investment companies that
invest in energy-related projects.
Cambridge Ventures, LP is an investment company that invests in small
businesses.
Gazelle TechVentures, Inc. is a venture capital company focusing on
venture capital activity in Indiana.
Vectren Financial Group, Inc. is an intermediate holding company for the
following entities: Southern Indiana Properties, Inc. (SIPI), Vectren
Synfuels, Inc., and Energy Realty, Inc.
SIPI holds a 100% ownership interest in SIPI Holding Company, Inc.,
SIP-GT I, Inc., and Southwest Lease Capital, Inc. These companies
invest in and loan capital to other partnerships and corporations.
These investments are primarily housing investments that generate tax
credits or are venture capital funds. SIPI's companies also invest in
real estate and leveraged lease transactions.
Vectren Synfuels, Inc. owns a limited partnership interest of 8.3% in
Pace Carbon Synfuels Investors, LP, which produces and sells
coal-based synthetic fuel that qualifies for IRS Code Section 29
investment tax credits.
Energy Realty, Inc. invests in partnerships and corporations that
invest in real estate and affordable housing projects.
Vectren Generation Services, Inc. constructs electric generation assets for
SIGECO.
Southern Indiana Minerals, Inc. processes and markets coal combustion
by-products.
Corporate and Other Operations
Vectren's corporate and other activities provide general and administrative
support and assets, including computer hardware and software, to Vectren's other
operating groups. The companies comprising Vectren's corporate and other group
include Vectren Resources, LLC and Vectren Capital Corp.
Vectren Resources, LLC is an intermediate holding company for Vectren Aero, LLC
and primarily provides information technology and related resources to Vectren
and its subsidiaries. Effective January 1, 2003, the assets of Vectren
Resources, LLC were transferred to VUHI.
Vectren Capital Corp., and its direct subsidiary, IEI Capital Corp, are
financing vehicles for Vectren's nonregulated and corporate operations.
ITEM 2. A brief description of the properties of Claimant and each of its
subsidiary public utility companies used for the generation,
transmission, and distribution of electric energy for sale, or for the
production, transmission, and distribution of natural or manufactured
gas, indicating the location of principal generating plants,
transmission lines, producing fields, gas manufacturing plants,
electric and gas distribution facilities, including all such
properties which are outside the state in which Claimant and its
subsidiaries are organized and all transmission or pipelines which
deliver or receive electric energy or gas at the borders of such
state.
Vectren and VUHI
At the date of the filing of this Statement, Vectren and VUHI have no
significant real properties and are solely holding companies owning all of the
issued and outstanding shares of common stock of their subsidiary companies.
Gas Utility Operations
Indiana Gas
Specific to its Indiana operations, Indiana Gas owns and operates four gas
storage fields located in Indiana covering 58,489 acres of land with an
estimated ready delivery from storage capability of 4.2 BCF of gas with delivery
capabilities of 119,160 MCF per day. For its Indiana operations, Indiana Gas
also owns and operates three liquefied petroleum (propane) air-gas manufacturing
plants located in Indiana with the ability to store 1.5 million gallons of
propane and manufacture for delivery 31,000 MCF of manufactured gas per day. In
addition to its owned storage and manufacturing and daily delivery capabilities,
Indiana Gas contracts for a maximum of 17.2 BCF of gas in storage with various
pipelines with a delivery capability of 283,298 MCF per day. Indiana Gas' gas
delivery system includes 11,590 miles of distribution and transmission mains all
of which are in Indiana except for pipeline facilities extending from points in
northern Kentucky to points in southern Indiana so that gas may be transported
to Indiana and sold or transported by Indiana Gas to ultimate customers in
Indiana. These properties are used by Indiana Gas in its gas delivery operations
in which gas is supplied to 542,256 consumers in 49 of Indiana's 92 counties.
The largest Indiana communities served are Muncie, Anderson, Lafayette-West
Lafayette, Bloomington, Terre Haute, Marion, New Albany, Columbus,
Jeffersonville, New Castle, and Richmond.
Indiana Gas purchases all of its natural gas from ProLiance Energy LLC, a 61%
owned, nonregulated gas marketing affiliate of Vectren. Gas is transported to
Indiana Gas' system by interstate pipeline suppliers under Federal Energy
Regulatory Commission approved rate schedules.
SIGECO
SIGECO owns and operates three underground gas storage fields located in Indiana
covering 6,070 acres of land with an estimated ready delivery from storage
capability of 8.7 BCF of gas with delivery capabilities of 124,748 MCF per day.
In addition to its owned storage and daily delivery capabilities, SIGECO
contracts for a maximum of 0.5 BCF of gas in storage with various pipelines with
a delivery capability of 18,753 MCF per day. SIGECO's gas delivery system
includes 2,996 miles of distribution and transmission mains all of which are
located in Indiana. These properties are used by SIGECO in its gas operations in
which gas is supplied to 111,459 consumers in ten counties in southwestern
Indiana, including Evansville.
SIGECO purchases its natural gas from various suppliers, including ProLiance
Energy LLC, a 61% owned, nonregulated gas marketing affiliate of Vectren. Gas is
transported to SIGECO's system by interstate pipeline suppliers under Federal
Energy Regulatory Commission approved rate schedules. During 2002, ProLiance
became the sole provider of natural gas to SIGECO.
Ohio Operations
The Ohio operations owns and operates three liquefied petroleum (propane)
air-gas manufacturing plants and one cavern for propane storage, all of which
are located in Ohio. The plants and cavern can store 3.7 million gallons of
propane, and the plants can manufacture for delivery 51,047 MCF of manufactured
gas per day. In addition to its owned storage and manufacturing and daily
delivery capabilities, the Ohio operations contracts for a maximum of 13.2 BCF
of gas in storage with various pipelines with a delivery capability of 281,491
MCF per day. The Ohio operations' gas delivery system includes 5,176 miles of
distribution and transmission mains all of which are located in Ohio. The
properties are used by the Ohio operations in its gas operations in which gas is
supplied to 313,046 customers in 17 counties in west central Ohio, including
Dayton.
The Ohio operations purchases all of its natural gas from ProLiance Energy LLC,
a 61% owned nonregulated gas marketing affiliate of Vectren. Gas is transported
to the Ohio operations' system by interstate pipeline suppliers under Federal
Energy Regulatory Commission approved rate schedules.
Community
Community is a small gas utility that has several noncontiguous service
territories in southwestern Indiana. Much of its service territory is adjacent
to or near the gas service territory of SIGECO. Community has no underground gas
storage facilities or manufacturing facilities. Community's gas delivery system
includes approximately 501 miles of distribution mains, all of which are located
in Indiana. Community uses the properties in its gas operations in which gas is
supplied to approximately 7,100 customers in southwestern Indiana.
Community purchases its natural gas from various suppliers. Gas is transported
to Community's system by interstate pipeline suppliers under Federal Energy
Regulatory Commission approved rate schedules.
SIGECO's Electric Utility Operations
SIGECO's installed generating capacity as of December 31, 2002, was rated at
1,351 MW. SIGECO's coal-fired generating facilities are: the Brown Station with
500 MW of capacity, located in Posey County approximately eight miles east of
Mt. Vernon, Indiana; the Culley Station with 406 MW of capacity, and Warrick
Unit 4 with 150 MW of capacity. Both the Culley and Warrick Stations are located
in Warrick County near Yankeetown, Indiana. SIGECO's gas-fired turbine peaking
units are: the 80 MW Brown 3 Gas Turbine located at the Brown Station; two
Broadway Avenue Gas Turbines located in Evansville, Indiana with a combined
capacity of 115 MW (Broadway Unit 1 50 MW and Broadway Unit 2 65 MW); two
Northeast Gas Turbines located northeast of Evansville in Vanderburgh County,
Indiana with a combined capacity of 20 MW; and a new 80 MW turbine also located
at the Brown station (Brown Unit 4) placed into service in 2002. The Brown Unit
3 and Broadway Unit 2 turbines are also equipped to burn oil. Total capacity of
SIGECO's six gas turbines is 295 MW, and they are generally used only for
reserve, peaking, or emergency purposes due to the higher per unit cost of
generation.
SIGECO's transmission system consists of 829 circuit miles of 138,000 and 69,000
volt lines. The transmission system also includes 27 substations with an
installed capacity of 4,221.2 megavolt amperes (Mva). The electric distribution
system includes 3,212 pole miles of lower voltage overhead lines and 275 trench
miles of conduit containing 1,541 miles of underground distribution cable. The
distribution system also includes 95 distribution substations with an installed
capacity of 1,939.5 Mva and 50,030 distribution transformers with an installed
capacity of 2,352.3 Mva.
The only utility property SIGECO owns outside of Indiana is approximately eight
miles of 138,000 volt electric transmission line which is located in Kentucky
and which interconnects with Louisville Gas and Electric Company's transmission
system at Cloverport, Kentucky.
These properties are used by SIGECO in its electric operations in which
electricity is supplied to 134,057 consumers in eight counties in southwestern
Indiana, including Evansville.
Item 3. The following information for the last calendar year with respect to
Claimant and each of its subsidiary public utility companies:
A. Number of dekatherms in thousands (MDth) of gas distributed at retail
and number of megawatt hours (MWh) of electric energy sold at retail
or wholesale:
1. Gas distributed
Dollar Revenues
From Sales
MDth of Gas (in millions)
--------------- ---------------
a. Indiana Gas:
Retail 118,241 $ 527.4
Wholesale - -
--------------- ---------------
Totals 118,241 $ 527.4
--------------- ---------------
b. SIGECO:
Retail 31,988 $ 85.5
Wholesale - -
--------------- ---------------
Totals 31,988 $ 85.5
--------------- ---------------
c. The Ohio operations:
Retail 57,464 $ 296.1
Wholesale - -
--------------- ---------------
Totals 57,464 $ 296.1
--------------- ---------------
d. VUHI and Vectren:
Retail 207,693 $ 909.0
Wholesale - -
--------------- ---------------
Totals 207,693 $ 909.0
--------------- ---------------
e. Community:
Retail 870 $ 6.8
Wholesale - -
--------------- ---------------
Totals 870 $ 6.8
--------------- ---------------
2. Electric energy sold
Dollar Revenues
MWh of From Sales
Electric Energy (in millions)
--------------- ---------------
a. SIGECO, VUHI, and Vectren:
Retail 5,569,447 $ 284.1
Firm Wholesale 617,686 21.2
Non-Firm Wholesale 10,711,614 302.8
--------------- ---------------
Totals 16,898,747 $ 608.1
--------------- ---------------
B. Number of MDth of gas and MWh of electric energy distributed at retail
outside the state in which each such company is organized:
1. Gas distributed outside the state
Dollar Revenues
MDth of Gas From Sales
-------------- ---------------
a. Indiana Gas: None None
b. SIGECO: None None
c. The Ohio operations: None None
d. VUHI and Vectren: None None
e. Community: None None
2. Electric energy distributed outside the state
MWh of Dollar Revenues
Electric Energy From Sales
--------------- ---------------
a. SIGECO, VUHI, and Vectren: None None
C. Number of MDth of gas sold and MWh of electric energy sold at
wholesale outside the state in which each such company is organized,
or at the state line:
1. Gas sold outside the state
Dollar Revenues
MDth of Gas From Sales
--------------- ---------------
a. Indiana Gas: None None
b. SIGECO: None None
c. The Ohio operations: None None
d. VUHI and Vectren: None None
e. Community: None None
2. Electric energy sold at wholesale (non-firm) outside the state
Dollar Revenues
MWh of From Sales
Electric Energy (in millions)
--------------- ---------------
a. SIGECO, VUHI, and Vectren:
Texas 3,123,853 $ 87.1
Ohio 2,304,415 62.2
Missouri 1,252,438 35.5
Oklahoma 816,245 23.1
Maryland 458,265 14.5
Kentucky 491,595 13.5
All others 1,780,897 48.5
--------------- ---------------
Totals 10,227,708 $284.4
--------------- ---------------
D. Number of MDth of gas and MWh of electric energy purchased outside the
state in which each such company is organized or at the state line:
1. Gas purchased outside the state
Dollar Cost of
Purchases
MDth of Gas (in millions)
----------- --------------
a.Indiana Gas: None None
b.SIGECO:
Louisiana 5,258 $ 23.7
Illinois 1,895 5.7
----------- --------------
Totals 7,153 $ 29.4
----------- --------------
c.The Ohio operations: None None
d.VUHI and Vectren:
Louisiana 5,258 $ 23.7
Illinois 1,895 5.7
----------- --------------
Totals 7,153 $ 29.4
----------- -------------
e.Community:
Louisiana 802 $ 6.4
Illinios 68 0.4
----------- --------------
Totals 870 $ 6.8
----------- --------------
Throughout 2002, Indiana Gas and the Ohio operations used a
portfolio administrator, therefore purchases are made at their
respective city gates. SIGECO began using a portfolio
administrator during 2002.
2. Electric energy purchased outside the state
Dollar Cost of
MWh of Purchases
Electric Energy (in millions)
--------------- --------------
a.SIGECO, VUHI, and Vectren:
Texas 2,794,662 $ 79.1
Ohio 2,549,583 71.4
Oklahoma 1,055,796 30.2
Missouri 922,323 23.5
Michigan 615,900 15.7
Maryland 570,100 15.7
Pennsylvania 562,641 15.4
All others 933,943 29.2
------------- --------------
Totals 10,004,948 $ 280.2
------------- --------------
Item 4. The following information for the reporting period with respect to
Claimant and each interest it holds directly or indirectly in a EWG or
a foreign utility company.
Not applicable to Claimant or any of Claimant's subsidiaries.
Exhibit A
A consolidating statement of income of Vectren and subsidiary companies for the
year ended December 31, 2002, together with a consolidating balance sheet of
Vectren and subsidiary companies, as of December 31, 2002, are not included in
this filing. Upon completion of the 2002 external audit currently underway, this
filing will be amended to include the above required exhibits.
Exhibit B
A consolidated financial data schedule of Vectren and subsidiary companies as of
and for the year ended December 31, 2002 is not included in this filing. Upon
completion of the 2002 external audit currently underway, this filing will be
amended to include the above required exhibit.
Exhibit C
Not applicable to Claimant or any of Claimant's subsidiaries.
Exhibit D
Pro forma selected financial results for the year ended December 31, 2002 are
not included in this filing. Upon completion of the 2002 external audit
currently underway, this filing will be amended to include the above exhibit.
SIGNATURES
The above named Claimant has caused this statement to be duly executed on its
behalf by its authorized officer on this 27th day of February 2003.
VECTREN CORPORATION
(Name of Claimant)
By /s/ Ronald E. Christian
Ronald E. Christian
Senior Vice President, General Counsel and
Secretary Vectren Corporation
Name, title and address of officer to whom notices and correspondence concerning
this statement should be addressed:
Ronald E. Christian
Senior Vice President, General Counsel
and Secretary
Vectren Corporation
Post Office Box 209
Evansville, Indiana 47702-0209