|
1.
|
NAMES
OF REPORTING PERSONS
I.R.S.
Identification Nos. of above persons (entities only)
Richard
Horowitz
SS
#
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [
]
(b) [
]
|
|
|
3.
|
SEC
USE ONLY
|
|
|
4.
|
SOURCE
OF FUNDS
00
|
|
|
5.
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d)
OR 2(e) ___
|
|
|
6.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States of America
|
|
|
Number
of Shares
Beneficially
Owned
Each
Reporting
Person
with:
|
7. Sole
Voting Power
|
732,627
shares of Class A Common Stock
|
|
8. Shared
Voting Power
|
660,200
shares of Class A Common Stock
|
|
|
9. Sole
Dispositive Power
|
732,627
shares of Class A Common Stock
|
|
|
10. Shared
Dispositive Power
|
660,200
shares of Class A Common Stock
|
|
|
11.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,392,827
shares of Class A Common Stock
|
|
|
12.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
___
|
|
|
13.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
35.0%
of outstanding Class A Common Stock
|
|
|
14.
|
TYPE
OF REPORTING PERSON
IN
|
|
|
1.
|
NAMES
OF REPORTING PERSONS
Estate
of Linda Horowitz
I.R.S.
Identification Nos. of above persons (entities only)
13-7391461
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [
]
(b) [
]
|
|
|
3.
|
SEC
USE ONLY
|
|
|
4.
|
SOURCE
OF FUNDS
00
|
|
|
5.
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d)
OR 2(e) ___
|
|
|
6.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States of America
|
|
|
Number
of
Shares
Beneficially
Owned
Each
Reporting
Person with:
|
7. Sole
Voting Power
|
0
shares of Class A Common Stock
|
|
8. Shared
Voting Power
|
0
shares of Class A Common Stock
|
|
|
9. Sole
Dispositive Power
|
0
shares of Class A Common Stock
|
|
|
10. Shared
Dispositive Power
|
0
shares of Class A Common Stock
|
|
|
11.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
shares of Class A Common Stock
|
|
|
12.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
___
|
|
|
13.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
of outstanding Class A Common Stock
|
|
|
14.
|
TYPE
OF REPORTING PERSON
OO
|
|
|
1.
|
NAMES
OF REPORTING PERSONS
The
Article FOURTH Trust u/w/o Linda Horowitz
I.R.S.
Identification Nos. of above persons (entities only)
13-7548560
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [
]
(b) [
]
|
|
|
3.
|
SEC
USE ONLY
|
|
|
4.
|
SOURCE
OF FUNDS
00
|
|
|
5.
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d)
OR 2(e) ___
|
|
|
6.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States of America
|
|
|
Number
of
Shares
Beneficially
Owned
Each
Reporting
Person
with:
|
7. Sole
Voting Power
|
660,200
shares of Class A Common Stock
|
|
8. Shared
Voting Power
|
0
shares of Class A Common Stock
|
|
|
9. Sole
Dispositive Power
|
660,200
shares of Class A Common Stock
|
|
|
10. Shared
Dispositive Power
|
0
shares of Class A Common Stock
|
|
|
11.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
660,200
shares of Class A Common Stock
|
|
|
12.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
___
|
|
|
13.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.4%
of outstanding Class A Common Stock
|
|
|
14.
|
TYPE
OF REPORTING PERSON
OO
|
|
|
Item
1.
|
Security
and Issuer
|
|
(a)
|
The
title of the class of equity securities to which this statement relates
is
Class A Common Stock.
|
|
(b)
|
The
name and address of the principal executive office of the issuer
is:
P&F
Industries, Inc.
445
Broadhollow Road, Suite 100
Melville,
New York 11747
|
|
Item
2.
|
Identity
and Background
|
|
Item
3.
|
Source
and Amount of Funds or Other
Consideration
|
|
Item
4.
|
Purpose
of Transaction
|
|
(a) The
acquisition by any person of additional securities of the issuer,
or the
disposition of securities of the issuer;
|
|
(b) An
extraordinary corporate transaction, such as a merger, reorganization
or
liquidation, involving the issuer or any of its subsidiaries;
|
|
(c) A
sale
or transfer of a material amount of assets of the issuer or any of
its
subsidiaries;
|
|
(d) Any
change in the present board of directors or management of the issuer,
including any plans or proposals to change the number or term of
directors
or to fill any existing vacancies on the board;
|
|
(e) Any
material change in the present capitalization or dividend policy
of the
issuer;
|
|
(f) Any
other material change in the issuer's business or corporate structure,
including, but not limited to, if the issuer is a registered closed-end
investment company, any plans or proposals to make any changes in
its
investment policy for which a vote is required by Section 13 of the
Investment Company Act of 1940;
|
|
(g) Changes
in the issuer's charter, by-laws or instruments corresponding thereto
or
other actions which may impede the acquisition of control of the
issuer by
any person;
|
|
(h) Causing
a class of securities of the issuer to be delisted from a national
securities exchange or to cease to be authorized to be quoted in
an
inter-dealer quotation system of a registered national securities
association;
|
|
(i) A
class
of equity securities of the issuer becoming eligible for termination
of
registration pursuant to Section 12(g)(4) of the Act; or
|
|
(j) Any
action similar to any of those enumerated above.
Notwithstanding
the foregoing response to this Item 4, depending on market conditions
and
other factors, Mr. Horowitz and/or The
Article FOURTH Trust u/w/o Linda Horowitz
may sell or otherwise dispose of all or a portion of the Class A
Common
Stock owned by each such reporting person, or may purchase additional
shares of Class A Common Stock.
|
|
Item
5.
|
Interest
in Securities of the Issuer
|
|
Item
6.
|
Contracts,
Arrangements, Understandings or Relationships with Respect to Securities
of the Issuer
|
|
Item
7.
|
Material
to be Filed as Exhibits
|