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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (2) | (3) | (3) | COMMON SHARES | (3) | 1,435 | D | ||||||||
Stock Equivalent Units | (2) | 04/30/2007 | J | 511 | (4) | (4) | COMMON SHARES | 511 | (4) | 39,696 | D | ||||
Stock Equivalent Units | (2) | 05/01/2007 | M | 673 (5) | (4) | (4) | COMMON SHARES | 673 | (4) | 39,023 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HARDIS STEPHEN R 28601 CLEMENS ROAD WESTLAKE, OH 44145 |
X |
Robert E. Veillette, Attorney-In-Fact | 05/01/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reporting person disclaims beneficial ownership of these securities. |
(2) | Security converts into common stock on one-for-one basis. |
(3) | Reporting person elected to defer grant of restricted shares granted 11/22/06 in accordance with Directors' Deferred Compensation Plan. Deferral is in the form of restricted stock units. |
(4) | Stock Equivalent Units accrued through Nordson's Directors' Deferred Compensation Plan. Receipt of stock is not permissible until participant ceases to be a Director or reaches age 70, whichever occurs first. |
(5) | Distribution in accordance with terms of Nordson's Directors' Deferred Compensation Plan wherein receipt of stock is permissible upon age 70. |