SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 5, 2003 UNITED-GUARDIAN, INC. -------------------------------------------------- (Exact name of Registrant as Specified in Charter) DELAWARE 1-10526 11-1719724 --------------------------- ---------------------- ------------ (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 230 Marcus Boulevard, Hauppauge, New York 11788 ------------------------------------------------ -------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (631) 273-0900 -------------- Not Applicable ----------------------------------------------------------- (Former name or former address, if changed since last report) Item 7. Financial Statements and Exhibits. (c) Exhibits 99.1 - Earnings release dated August 5, 2003 for the three and six months ended June 30, 2003. Item 12. Results of Operations and Financial Condition On August 5, 2003, United-Guardian, Inc. issued a press release announcing its financial results for the second quarter ended June 30, 2003. A copy of that press release is being furnished as Exhibit 99.1 to this Form 8-K. The information contained in this Form 8-K and the Exhibit(s) attached hereto is being furnished pursuant to "Item 12. Disclosure of Results of Operations and Financial Condition", and shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section or of Sections 11 or 12(a)(2) of the Securities Act of 1933, as amended. Nor shall it be deemed incorporated by reference in any filing with the Securities and Exchange Commission, whether made before or after the date hereof, except as shall be expressly set forth by specific reference in such filing. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. UNITED-GUARDIAN, INC. By:/s/ Kenneth H. Globus ------------------------ Name: Kenneth H. Globus Title: President August 5, 2003