UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) September 8, 2006
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| SIFCO Industries, Inc. |
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| (Exact name of registrant as specified in its charter) |
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| Ohio
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1-5978
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34-0553950 |
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(State or other jurisdiction of
incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer Identification No.) |
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| 970 East 64th Street, Cleveland Ohio
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44103 |
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| (Address of principal executive offices)
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(Zip Code) |
Registrant’s telephone number, including area code: (216) 881-8600
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions (See
General Instruction A.2. below):
o Written communication pursuant to Rule 245 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Section 3 — Securities and Trading Markets
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer
of Listing
On September 8, 2006, SIFCO Industries, Inc. (“Company”) received a notification from the American
Stock Exchange (“Amex”), the national securities exchange that maintains principal listing for the
Company’s common stock, that the Company has resolved its continued listing deficiency referenced
in the Amex’s letter to the Company dated June 27, 2006. Such resolution was based on the Amex’s
review of SIFCO’s Form 8-K/A filed on August 21, 2006 with the U.S. Securities and Exchange
Commission, which filing provided pro forma financial information related to the Company’s sale of
the large aero portion of its turbine engine component repair business and certain related assets
to SR Technics.
Section 9 — Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits
(c) Exhibits
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99.1
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Press Release dated September 19, 2006 |
SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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SIFCO Industries, Inc.
(Registrant)
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Date: September 19, 2006
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/s/ Frank A. Cappello
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Frank A. Cappello
Vice President — Finance and
Chief Financial Officer
(Principal Financial Officer) |