UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 11-K
(Mark one)
| x | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2002 |
OR
| o | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to .
Commission file number 0-20766
HCC INSURANCE HOLDINGS, INC. 401(k) PLAN
HCC INSURANCE HOLDINGS, INC.
13403 Northwest Freeway
Houston, Texas 77040
(Address of principal executive office)
(713) 690-7300
(Registrant’s telephone number, including area code)
| REQUIRED INFORMATION | ||||||||
| SIGNATURES | ||||||||
| EXHIBIT INDEX | ||||||||
| Consent of PricewaterhouseCoopers LLP | ||||||||
| 401(k) Plan Financial Statements & Supplemental | ||||||||
| Certification Pursuant to Section 906 | ||||||||
REQUIRED INFORMATION
| 1. | Audited Statements of Net Assets Available for Benefits as of December 31, 2002 and 2001. Incorporated by reference to the HCC Insurance Holdings, Inc. 401(k) Plan Financial Statements and Supplemental Schedules attached hereto as Exhibit 99.1. | |
| 2. | Audited Statement of Changes in Net Assets Available for Benefits for the year ended December 31, 2002. Incorporated by reference to the HCC Insurance Holdings, Inc. 401 (k) Plan Financial Statements and Supplemental Schedules attached hereto as Exhibit 99.1. | |
| 3. | Notes to Financial Statements. Incorporated by reference to the HCC Insurance Holdings, Inc. 401(k) Plan Financial Statements and Supplemental Schedules attached hereto as Exhibit 99.1. | |
| 4. | Schedule I — Schedule of Assets (held at end of year) as of December 31, 2002. Incorporated by reference to the HCC Insurance Holdings, Inc. 401(k) Plan Financial Statements and Supplemental Schedules attached hereto as Exhibit 99.1. | |
| 5. | Schedule II — Schedule of Nonexempt Transactions for year ended December 31, 2002. Incorporated by reference to the HCC Insurance Holdings, Inc. 401(k) Plan Financial Statements and Supplemental Schedules attached hereto as Exhibit 99.1. |
EXHIBITS
| Exhibit | Description | |
| 23.1 | Consent of PricewaterhouseCoopers LLP | |
| 99.1 | HCC Insurance Holdings, Inc. 401(k) Plan Financial Statements and Supplemental Schedules | |
| 99.2 | Certification pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
SIGNATURES
| The Plan | Pursuant to the requirements of the Securities Exchange Act of 1934, the administrator of the HCC Insurance Holdings, Inc. 401(k) Plan has duly caused this annual report to be signed on its behalf by the undersigned thereunto duly authorized, in the City of Houston, State of Texas, on the 26th day of June, 2003. |
| HCC INSURANCE HOLDINGS, INC. 401(k) PLAN | ||
| By: | HCC Insurance Holdings, Inc., Administrator | |
| By: Name: Title: |
/s/ CHRISTOPHER L. MARTIN Christopher L. Martin Executive Vice President |
|
EXHIBIT INDEX
| Exhibit No. | Description | |
| 23.1 | Consent of PricewaterhouseCoopers LLP | |
| 99.1 | HCC Insurance Holdings, Inc. 401(k) Plan Financial Statements and Supplemental Schedules | |
| 99.2 | Certification pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |