Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
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Rule 17g-1 Fidelity Bond Filing for the following business development companies (each, a fund):
Fidus Investment Corporation (the Company)
Fidus Mezzanine Capital, L.P.
(File Nos. 333-172550; 333-175051) |
Ladies and Gentlemen:
Enclosed for filing, pursuant to Rule 17g-1 under the Investment Company Act of 1940, as amended
(the 1940 Act), please find the following information with respect to the above-captioned funds.
Please note the following for the Commissions records:
1. A copy of a joint Investment Company Bond issued by Axis Insurance Company (the
Bond),
Bond No. MNN761007/01/2011, which lists the funds as insureds, is enclosed under Exhibit 99-1.
2. A certificate of the Companys Corporate Secretary in which she attests to the
authenticity and accuracy of resolutions adopted by the members of the Companys Board of Directors
(including those members who are not interested persons, as defined in the 1940 Act, of the
Company) which authorize the purchase of a joint bond in a form and in an amount which is
consistent with Rule 17g-1 under the 1940 Act, is enclosed under Exhibit 99-2.
3. The Bond premium has been paid for the coverage period from June 21, 2011 to June 21,
2012, and the Bond is written for a $5,000,000 limit of liability. Had each fund not been named as
an insured under the Bond, each of the funds would have provided and maintained a separate bond in
the amount at least equal to $2,500,000.
4. A copy of the agreement among the funds entered into pursuant to paragraph (f) of Rule
17g-1 is enclosed under Exhibit 99-3.
Very truly yours,
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/s/ Cary L. Schaefer
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Cary L. Schaefer, Chief Compliance Officer |
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