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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 28, 2010
 
Hanmi Financial Corporation
(Exact Name of Registrant as Specified in its Charter)
 
         
Delaware   000-30421   95-4788120
(State or Other Jurisdiction of   (Commission File Number)   (IRS Employer
Incorporation)       Identification No.)
     
3660 Wilshire Boulevard, Ph-A    
Los Angeles, California   90010
(Address of Principal Executive Offices)   (Zip Code)
Registrant’s telephone number, including area code: (213) 382-2200
 
Not applicable
(Former name or former address, if changed since last report)
 
     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


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Item 5.07 Submission of Matters to a Vote of Security Holders
SIGNATURE


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Item 5.07 Submission of Matters to a Vote of Security Holders.
     On Wednesday, July 28, 2010, Hanmi Financial Corporation (the “Company”) held its 2010 annual meeting of stockholders. The matters voted on at the meeting and the final voting results are as follows:
(1) The following persons were elected to serve as directors of the Company and received the number of votes set forth opposite their respective names:
                         
Nominees
  Shares Voted For   Withheld   Broker Non-Votes
 
I Joon Ahn
    23,163,459       2,102,144       16,137,812  
John A. Hall
    22,720,588       2,330,915       16,137,812  
Paul Seon-Hong Kim
    22,431,361       2,620,142       16,137,812  
Joon Hyung Lee
    22,953,814       2,311,789       16,137,812  
Joseph K. Rho
    23,003,538       2,262,065       16,137,812  
William Stolte
    22,721,597       2,329,906       16,137,812  
Jay S. Yoo
    22,974,727       2,076,776       16,137,812  
(2) A proposal to amend the Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 200 million to 500 million was approved by the following vote:
         
 
  Shares Voted    
Shares Voted For   Against   Abstentions
     
         
40,716,499   452,479   234,437
(3) A proposal to authorize the issuance of up to 200 million shares of common stock to Woori Finance Holdings Co. Ltd. was approved by the following vote:
             
    Shares Voted        
Shares Voted For   Against   Abstentions   Broker Non-Votes
         
             
24,988,102   177,285   100,216   16,137,812
(4) A proposal regarding the ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2010 was approved by the following vote:
         
Shares Voted For   Shares Voted Against   Abstentions
     
         
40,621,420   661,658   120,337
 
(5) A proposal to approve the adjournment of the annual meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the annual meeting to adopt Proposals 1 through 4 was approved by the following vote:
         
Shares Voted For   Shares Voted Against   Abstentions
     
         
40,015,691   739,652   648,072

 


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SIGNATURE
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
             
Date: August 2, 2010   HANMI FINANCIAL CORPORATION    
 
           
 
  By:
Name:
  /s/ Jay S. Yoo
 
Jay S. Yoo
   
 
  Title:   President and Chief Executive Officer