UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 28, 2010
WINTRUST FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
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| Illinois
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0-21923
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36-3873352 |
| (State or other jurisdiction of Incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.) |
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| 727 North Bank Lane
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60045 |
| Lake Forest, Illinois
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(Zip Code) |
(Address of principal executive
offices) |
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Registrant’s telephone number, including area code (847) 615-4096
Not Applicable
(Former name or former address, if changed since last year)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
Item 7.01. Regulation FD Disclosure.
On April 28, 2010, Wintrust Financial Corporation (the “Company”) issued a press release announcing
that it planned to present certain information regarding the Company at the RBC Capital Markets
Financial Institutions Conference on May 3, 2010.
Pursuant
to Regulation FD, Wintrust is hereby furnishing the press
release as Exhibit 99.1 and a Company
presentation as Exhibit 99.2, each of which is incorporated by reference into this Item 7.01. This
information is being “furnished” to the Securities and Exchange Commission and shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or
otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by
reference in any filing under the Securities Act of 1933 or the Exchange Act.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibits
| 99.1 |
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Press Release dated April 28, 2010 |
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| 99.2 |
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Presentation |