United States
Securities and Exchange Commission
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the
Securities Exchange Act of 1934
For the month of
October 2009
Vale S.A.
Avenida Graça Aranha, No. 26
20030-900 Rio de Janeiro, RJ, Brazil
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of
Form 20-F or Form 40-F.)
(Check One) Form 20-F þ Form 40-F o
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes o No þ
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes o No þ
(Indicate by check mark whether the registrant by furnishing the information contained in this Form
is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.)
(Check One) Yes o No þ
(If Yes is marked, indicate below the file number assigned to the registrant in connection with
Rule 12g3-2(b). 82-
_____
..)
TABLE OF CONTENTS
Vale informs acquisition of relevant shareholding ownership
Rio de Janeiro, October 02, 2009 Vale S.A. (Vale) informs that Barclays Plc. (Barclays) has
communicated that its subsidiaries, as a whole, have reached a participation of approximately 5.01%
of the preferred class A shares issued by Vale, being holder of 105,639,983 preferred class A
shares issued by Vale, which were acquired through transactions made in stock exchanges.
The ownership of Vales preferred class A shares by Barclayss subsidiaries are:
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(a) |
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Barclays Global Investors Ltd, registered office located at 1 Churchill Place, London
E14 5HP, UK, owns approximately 0.34% of the Vales preferred class A shares; |
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(b) |
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Barclays Bank SA, registered office located at Plaza De Colon 1, 28046, Madrid,
Spain, owns approximately 0.0002% of the Vales preferred class A shares; |
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(c) |
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Barclays Global Investors NA, registered office located at 400 Howard Street, San
Francisco, CA 94105-2618, USA, owns approximately 0.42% of the Vales preferred class A
shares; |
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(d) |
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Barclays Global Fund Advisors, registered office located at 400 Howard Street, San
Francisco, CA 94105-2618, USA, owns approximately 4.05% of the Vales preferred class A
shares; |
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(e) |
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Barclays Capital Inc, registered office located at CT Corporation System, 1
Commercial Plaza, Hartford, Connecticut 06103, USA, owns approximately 0.15% of the Vales
preferred class A shares; |
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(f) |
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Barclays Bank Plc, registered office located at 1 Churchill Place, London E14 5HP,
UK, owns approximately 0.01% of the Vales preferred class A shares; |
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(g) |
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Barclays Capital Securities Ltd, registered office located at 1 Churchill Place,
London E14 5HP, UK, owns approximately 0.04% of the Vales preferred class A shares; |
As informed by Barclays, the purpose of the acquisition of Vales shares is only investment, not
aiming to changing either the controlling shareholder structure or the Vales administrative
structure. Barclays also communicated that no debentures convertible into shares issued by Vale are
held by its subsidiaries, as well as no agreement regulating the exercise of the voting rights or
the purchase and sale of securities issued by Vale were executed by such subsidiaries.
For further information, please contact:
+55-21-3814-4540
Roberto Castello Branco: roberto.castello.branco@vale.com
Alessandra Gadelha: alessandra.gadelha@vale.com
Patricia Calazans: patricia.calazans@vale.com
Samantha Pons: samantha.pons@vale.com
Theo Penedo: theo.penedo@vale.com
This press release may include declarations about Vales expectations regarding future events or
results. All declarations based upon future expectations, rather than historical facts, are subject
to various risks and uncertainties. Vale cannot guarantee that such declarations will prove to be
correct. These risks and uncertainties include factors related to the following: (a) the countries
where Vale operates, mainly Brazil and Canada; (b) the global economy; (c) capital markets; (d) the
mining and metals businesses and their dependence upon global industrial production, which is
cyclical by nature; and (e) the high degree of global competition in the markets in which Vale
operates. To obtain further information on factors that may give rise to results different from
those forecast by Vale, please consult the reports filed with the Brazilian Comissão de Valores
Mobiliários (CVM), the French Autorité des Marchés Financiers (AMF), and with the U.S. Securities
and Exchange Commission (SEC), including Vales most recent Annual Report on Form 20F and its
reports on Form 6K.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Vale S.A.
(Registrant)
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Date: October 02, 2009 |
By: |
/s/ Roberto Castello Branco
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Roberto Castello Branco |
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Director of Investor Relations |
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