CPFL ENERGIA S.A.
|
(Name of Issuer)
|
|
Common Shares, without par value
|
(Title of Class of Securities)
|
126153105*
|
(CUSIP Number)
|
|
Wang Xinglei
State Grid International Development Limited
No. 88 West Chang’an Street, Xicheng District
Beijing, 100031
China
+86-10-60616621
|
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
|
|
April 12, 2019
|
(Date of Event Which Requires Filing of this Statement)
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 2 of 24 Pages
|
1
|
NAME OF REPORTING PERSONS
State Grid Corporation of China
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)
|
☐
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
People’s Republic of China
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
964,521,902
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
964,521,902
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
964,521,902
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See
Instructions)
|
☐
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
94.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 3 of 24 Pages
|
1
|
NAME OF REPORTING PERSONS
State Grid Overseas Investment Limited
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
AF, BK
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)
|
☐
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Hong Kong
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
964,521,902
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
964,521,902
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
964,521,902
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See
Instructions)
|
☐
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
94.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 4 of 24 Pages
|
1
|
NAME OF REPORTING PERSONS
State Grid International Development Co., Ltd.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)
|
☐
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
People’s Republic of China
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
964,521,902
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
964,521,902
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
964,521,902
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See
Instructions)
|
☐
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
94.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 5 of 24 Pages
|
1
|
NAME OF REPORTING PERSONS
State Grid Overseas Investment (Europe) Limited
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)
|
☐
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
964,521,902
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
964,521,902
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
964,521,902
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See
Instructions)
|
☐
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
94.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 6 of 24 Pages
|
1
|
NAME OF REPORTING PERSONS
State Grid International Development Limited
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
AF, BK
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)
|
☐
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Hong Kong
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
964,521,902
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
964,521,902
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
964,521,902
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See
Instructions)
|
☐
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
94.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 7 of 24 Pages
|
1
|
NAME OF REPORTING PERSONS
International Grid Holdings Limited
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)
|
☐
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
964,521,902
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
964,521,902
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
964,521,902
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See
Instructions)
|
☐
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
94.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 8 of 24 Pages
|
1
|
NAME OF REPORTING PERSONS
Top View Grid Investment Limited
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)
|
☐
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
964,521,902
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
964,521,902
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
964,521,902
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See
Instructions)
|
☐
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
94.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 9 of 24 Pages
|
1
|
NAME OF REPORTING PERSONS
State Grid Brazil Power Participações S.A.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
WC, AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)
|
☐
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Brazil
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
964,521,902
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
964,521,902
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
964,521,902
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See
Instructions)
|
☐
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
94.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 10 of 24 Pages
|
1
|
NAME OF REPORTING PERSONS
ESC Energia S.A.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)
|
☐
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Brazil
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
234,086,204
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
234,086,204
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
964,521,902
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See
Instructions)
|
☐
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
94.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 11 of 24 Pages
|
Item 1. |
Security and Issuer
|
Item 4. |
Purpose of Transaction
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 12 of 24 Pages
|
Item 5. |
Interest in Securities of the Issuer
|
(a)-(b) |
The responses of the Reporting Persons to rows (7) through (13) of the cover pages and Items 2, 3, 4 and 6 of this Schedule 13D are incorporated into this Item
5 by reference. The Reporting Persons are in the aggregate beneficial owners of 964,521,902 Common Shares (or approximately 94.8% of the 1,017,914,746 Common Shares stated to be outstanding as of December 31, 2018 in the Form 6-K) and (i)
all of the Reporting Persons except for ESC have shared power to vote or direct the vote of, and shared power to dispose of or direct the disposition of, all of such Common Shares and (ii) ESC has shared power to vote or direct the vote
of, and shared power to dispose of or direct the disposition of, 234,086,204 of such Common Shares (or approximately 23.0% of such Common Shares).
|
(c) |
None of the Reporting Persons nor, to their knowledge, any of the Covered Persons, has effected any transactions in Common Shares during the past 60 days.
|
(d) |
Except as disclosed in this Schedule 13D, no other person is known to the Reporting Persons to have the right to receive or the power to direct the receipt of
dividends from, or the proceeds from the sale of, the Common Shares covered by this statement on Schedule 13D.
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 13 of 24 Pages
|
|
STATE GRID CORPORATION OF CHINA
|
||
|
|
|
|
|
By:
|
/s/ Kou Wei
|
|
|
|
Name:
|
KOU WEI
|
|
|
Title:
|
EXECUTIVE CHAIRMAN
|
|
|||
|
STATE GRID OVERSEAS INVESTMENT LIMITED
|
||
|
|
|
|
|
By:
|
/s/ Wang Xinglei
|
|
|
|
Name:
|
WANG XINGLEI
|
|
|
Title:
|
ATTORNEY-IN-FACT
|
|
|
|
|
|
|||
|
STATE GRID OVERSEAS INVESTMENT (EUROPE) LIMITED
|
||
|
|
|
|
|
By:
|
/s/ Wang Xinglei
|
|
|
|
Name:
|
WANG XINGLEI
|
|
|
Title:
|
ATTORNEY-IN-FACT
|
|
|
|
|
|
|||
|
STATE GRID INTERNATIONAL DEVELOPMENT CO., LTD.
|
||
|
|
|
|
|
By:
|
/s/ Wang Xinglei
|
|
|
|
Name:
|
WANG XINGLEI
|
|
|
Title:
|
ATTORNEY-IN-FACT
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 14 of 24 Pages
|
|
STATE GRID INTERNATIONAL DEVELOPMENT LIMITED
|
||
|
|
|
|
|
By:
|
/s/ Wang Xinglei
|
|
|
|
Name:
|
WANG XINGLEI
|
|
|
Title:
|
ATTORNEY-IN-FACT
|
|
|
|
|
|
|||
|
INTERNATIONAL GRID HOLDINGS LIMITED
|
||
|
|
|
|
|
By:
|
/s/ Wang Xinglei
|
|
|
|
Name:
|
WANG XINGLEI
|
|
|
Title:
|
ATTORNEY-IN-FACT
|
|
|
|
|
|
|||
|
TOP VIEW GRID INVESTMENT LIMITED
|
||
|
|
|
|
|
By:
|
/s/ Wang Xinglei
|
|
|
|
Name:
|
WANG XINGLEI
|
|
|
Title:
|
ATTORNEY-IN-FACT
|
|
|
|
|
|
|||
|
STATE GRID BRAZIL POWER PARTICIPAÇÕES S.A.
|
||
|
|
|
|
|
By:
|
/s/ Wang Xinglei
|
|
|
|
Name:
|
WANG XINGLEI
|
|
|
Title:
|
ATTORNEY-IN-FACT
|
|
|
|
|
|
|||
|
ESC ENERGIA S.A.
|
||
|
|
|
|
|
By:
|
/s/ Wang Xinglei
|
|
|
|
Name:
|
WANG XINGLEI
|
|
|
Title:
|
ATTORNEY-IN-FACT
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 15 of 24 Pages
|
NAME
|
PRESENT EMPLOYMENT
|
|
Kou, Wei
|
Chairman of SGCC
|
|
Xin, Baoan
|
President of SGCC
|
|
Huang, De’an
|
Chief Compliance Officer, Executive Board Member of SGCC
|
|
Luo, Qianyi
|
Executive Board Member, CFO of SGCC
|
|
Liu, Guoyue
|
Executive Vice President of SGCC
|
|
Han, Jun
|
Executive Vice President of SGCC
|
|
Liu, Zehong
|
Executive Vice President of SGCC
|
|
Zhang, Zhigang
|
Executive Vice President of SGCC
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 16 of 24 Pages
|
NAME
|
PRESENT PRINCIPAL
OCCUPATION
|
BUSINESS ADDRESS
|
||
SUN, Jianxing
|
Chairman, State Grid Overseas
|
Suite 1304, 13F, Great Eagle Centre, 23 Harbour Road, Wanchai, Hong Kong
|
||
YAO, Yousheng
|
CEO and Director, State Grid Overseas
|
Suite 1304, 13F, Great Eagle Centre, 23 Harbour Road, Wanchai, Hong Kong
|
||
YANG, Fuzhong
|
Director, State Grid Overseas
|
No. 86, West Chang'an Street, Xicheng District, Beijing, 100031, China
|
||
LI, Yong
|
Director, State Grid Overseas
|
Suite 1304, 13F, Great Eagle Centre, 23 Harbour Road, Wanchai, Hong Kong
|
||
ZHANG, Lifang
|
Director, State Grid Overseas
|
Suite 1304, 13F, Great Eagle Centre, 23 Harbour Road, Wanchai, Hong Kong
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 17 of 24 Pages
|
NAME
|
PRESENT EMPLOYMENT
|
|
Hu, Yuhai
|
Chairman, SGID Co.
|
|
Li, Haixiang
|
Chief Executive Officer, SGID Co.
|
|
Duan, Guangming
|
Senior Vice President, SGID Co.
|
|
Jiang, Xiaojun
|
Senior Vice President, SGID Co.
|
|
Li, Hong
|
Chief Financial Officer, SGID Co.
|
|
Li, Lequan
|
Senior Vice President, SGID Co.
|
|
Zheng, Aimin
|
Head of Discipline Inspection Group of the Party Committee, SGID Co.
|
|
Liu, Yanli
|
Senior Vice President, SGID Co.
|
|
Wang, Zijian
|
Senior Vice President, Chairman of Labour Union, SGID Co.
|
CUSIP
No. 126153105
|
SCHEDULE 13D/A
|
Page 18 of 24 Pages
|
NAME
|
PRESENT PRINCIPAL
OCCUPATION
|
BUSINESS ADDRESS
|
||
SUN, Jianxing
|
Director, State Grid Europe
Overseas
|
Suite 1304, 13F, Great Eagle Centre, 23 Harbour Road, Wanchai, Hong Kong
|
||
LI, Yong
|
Director, State Grid Europe
Overseas
|
Suite 1304, 13F, Great Eagle Centre, 23 Harbour Road, Wanchai, Hong Kong
|
||
ZHANG, Lifang
|
Director, State Grid Europe
Overseas
|
Suite 1304, 13F, Great Eagle Centre, 23 Harbour Road, Wanchai, Hong Kong
|
CUSIP
No. 126153105
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SCHEDULE 13D/A
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Page 19 of 24 Pages
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NAME
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PRESENT PRINCIPAL
OCCUPATION
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BUSINESS ADDRESS
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||
Hu, Yuhai
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Director of SGID;
Chairman of SGID Co.
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No. 88, West Chang’an Street, Xicheng District, Beijing, 100031, China
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Chen, Daobiao
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Director of SGID
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Suite 1304, 13F, Great Eagle Centre, 23 Harbour Road, Wanchai, Hong Kong
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CUSIP
No. 126153105
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SCHEDULE 13D/A
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Page 20 of 24 Pages
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NAME
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PRESENT PRINCIPAL OCCUPATION
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Jiang, Xiaojun
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Director of International Grid; Senior Vice President, SGID Co.
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Li, Hong
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Director of International Grid; Chief Financial Officer, SGID Co.
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Li, Lequan
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Director of International Grid; Senior Vice President, SGID Co.
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CUSIP
No. 126153105
|
SCHEDULE 13D/A
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Page 21 of 24 Pages
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NAME
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PRESENT PRINCIPAL OCCUPATION
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Jiang, Xiaojun
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Director of Top View Grid; Senior Vice President, SGID Co.
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Li, Hong
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Director of Top View Grid; Chief Financial Officer, SGID Co.
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Li, Lequan
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Director of Top View Grid; Senior Vice President, SGID Co.
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CUSIP
No. 126153105
|
SCHEDULE 13D/A
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Page 22 of 24 Pages
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CUSIP
No. 126153105
|
SCHEDULE 13D/A
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Page 23 of 24 Pages
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CUSIP
No. 126153105
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SCHEDULE 13D/A
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Page 24 of 24 Pages
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Exhibit
No.
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Exhibit Description
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1
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Joint Filing Agreement, dated July 7, 2017, by the Reporting Persons.**
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2
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Share Purchase Agreement, dated September 2, 2016, by and among State Grid Brazil, SGID, ESC, Camargo and each other
Seller acceding thereto.*
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3
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Indirect Sale Notice and Accession Agreement, dated October 3, 2016, by Camargo, VBC and ESC.*
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4
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Seller Accession Agreement, dated October 6, 2016, by PREVI.*
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5
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Seller Accession Agreement, dated October 13, 2013, by the Bonaire Sellers.*
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6
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Deed of Termination of the Shareholders’ Agreement of CPFL Energia S.A., dated January 23, 2017, by and among ESC,
PREVI, the Bonaire Shareholders and the Issuer.*
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7
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Power of Attorney, dated January 5, 2017, by SGID Co., SGID, International Grid Holdings, Top View Grid and State Grid
Brazil.*
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8
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Power of Attorney, dated January 5, 2017, by State Grid Overseas and State Grid Europe Overseas.*
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9
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Power of Attorney, dated June 30, 2017, by ESC.**
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*
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Filed with the Original 13D on February 1, 2017.
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**
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Filed with the Amendment No. 2 on July 7, 2017.
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