UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
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PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
July 2, 2013
Diamond Hill Investment Group, Inc.
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(Exact Name of Registrant as Specified in its Charter)
Ohio
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(State or Other Jurisdiction of Incorporation)
000-24498 65-0190407
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(Commission File Number) (I.R.S. Employer Identification No.)
325 John H. McConnell Blvd, Suite 200, Columbus, Ohio 43215
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(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, Including Area Code: (614) 255-3333
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(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events
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The following is a summary of assets under management as of June 30,
2013 of Diamond Hill Capital Management, Inc., a wholly owned subsidiary of
Diamond Hill Investment Group, Inc. (in millions):
By Investment Vehicle
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Proprietary funds $ 6,446
Sub-advised funds 322
Institutional accounts 3,659
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Total $ 10,427
By Investment Strategy
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Small Cap $ 1,113
Small-Mid Cap 507
Large Cap 5,374
Select (All Cap) 278
Long-Short 2,955
Strategic Income 200
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Total $ 10,427
In the second quarter, a client notified the Registrant that in connection with
a recent acquisition, it would be replacing Diamond Hill Capital Management and
another unaffiliated adviser, as the sub-advisers on two accounts in June 2013.
The revenue generated from these two accounts represented approximately 2.3% of
the Registrant's annualized revenue.
SIGNATURE
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Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
DIAMOND HILL INVESTMENT GROUP, INC.
Date: July 2, 2013 By: /s/ James F. Laird
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James F. Laird, Chief Financial
Officer and Secretary