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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13f Cover Page
Report for the Calendar Year or Quarter Ended September 30, 2008
If amended report check here: |_| Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding
entries.
PRIOR FILINGS FOR THE NOMURA GROUP WERE REPORTED UNDER THE NAME NOMURA
SECURITIES COMPANY, WITH CIK NUMBER 0000110097. SUBSEQUENT FILINGS WILL
BE MADE UNDER THE NAME NOMURA HOLDINGS, INC., CIK NUMBER 0001163653.
NOMURA HOLDINGS, INC. (NHI) IS THE PARENT HOLDING COMPANY OF A NUMBER
OF OPERATING SUBSIDIARIES, SOME OF WHICH ARE OR MAY BE INSTITUTIONAL
INVESTMENT MANAGERS FOR THE PURPOSES OF THE REPORTING REQUIREMENTS UNDER
SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 (THE ACT) AND THE RULES
PROMULGATED THEREUNDER. NHI ITSELF DOES NOT DIRECTLY EXERCISE INVESTMENT
DISCRETION WITH RESPECT TO ANY SECTION 13(F) SECURITIES POSITIONS. IN
THAT NHI'S OWNERSHIP INTEREST IN SUCH OPERATING SUBSIDIARIES IS DEEMED THE
EXERCISE OF INVESTMENT DISCRETION REGARDING CERTAIN OF SUCH SUBSIDIARIES'
MANAGED ACCOUNTS, THE INFORMATION REQUIRED BY FORM 13F IS REPORTED BY NHI
ON BEHALF OF CERTAIN OF NHI'S OPERATING SUBSIDIARIES WHICH ARE INSTITUTIONAL
INVESTMENT MANAGERS SUBJECT TO SECTION 13(F)OF THE ACT.
Nomura Holdings Inc.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
1-9-1, Nihonbashi, Chuo-ku, Tokyo 103-8011, Japan
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
13F File Number: 001-15270
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Brendan G. Daly Head of Compliance and Surveillance 212-667-1246
--------------------------------------------------------------------------------
Name (Title) (Phone)
/s/ Brendan G. Daly
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
New York, NY November 14, 2008
------------------------------------------
(Place and Date of Signing)
Report Type:
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[X] 13F COMBINATION REPORT.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 58
Form 13F Information Table Value Total: $251,483
(thousands)
List of Other Included Managers:
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File No.: Name:
------------- ---------------------
6. 28-05739 Global Funds Management, S.A.
------------- ---------------------
2. 28-04985 Nomura International plc
------------- ---------------------
4. 28-04993 Nomura Securities (Bermuda)
------------- ---------------------
1. 28-04983 Nomura Securities International, Inc.
------------- ---------------------
1Page 1 07-08-13 14:21:11
FORM 13F
INFORMATION TABLE
QUARTER ENDING
09/30/2008
NAME OF ISSUER TITLE CUSIP VALUE SHARES SH PUT INVSTMT OTHER VOTING AUTHORITY
OF CLASS X1000 PRN AMT PRN CALL DSCRETN MANAGERS
------------------------------ ---------- --------- ---------- ------------ --- ---- ------- -------- ----------------
0ACCURIDE CORP 004398103 672 000000420200 SH DEFINED 01 SOLE
ALLIS CHALMERS ENERGY INC 019645506 346 000000027430 SH DEFINED 01 SOLE
ALTRIA GROUP INC 02209S103 79,360 000004000000 SH DEFINED 02 SOLE
ALTUS PHARMACEUTICALS INC 02216N105 957 000000866624 SH DEFINED 02 SOLE
ARMSTRONG WORLD INDS INC NEW 04247X102 1,220 000000042237 SH DEFINED 01 SOLE
CABLEVISION SYS CORP 12686C109 223 000000008900 SH DEFINED 01 SOLE
CAPSTONE TURBINE CORP 14067D102 46 000000036126 SH DEFINED 02 SOLE
CITIGROUP INC 172967101 276 000000013500 SH DEFINED 04 SOLE
COCA COLA CO 191216100 52,880 000001000000 SH DEFINED 02 SOLE
COMCAST CORP NEW 20030N200 280 000000014243 SH DEFINED 01 SOLE
ORE MARK HOLDING CO INC 218681104 1,455 000000058235 SH DEFINED 01 SOLE
DANA HOLDING CORP 235825205 3,720 000000768740 SH DEFINED 01 SOLE
DELTA AIR LINES INC DEL 247361702 142 000000019154 SH DEFINED 01 SOLE
EVERGREEN SOLAR INC 30033R108 119 000000021648 SH DEFINED 02 SOLE
FTI CONSULTING INC 302941109 686 000000009500 SH DEFINED 01 SOLE
EDERAL MOGUL CORP 313549404 5,162 000000411356 SH DEFINED 01 SOLE
FUELCELL ENERGY INC 35952H106 60 000000010086 SH DEFINED 02 SOLE
GT SOLAR INTL INC 3623E0209 142 000000013133 SH DEFINED 02 SOLE
GOL LINHAS AEREAS INTLG S A 38045R107 822 000000126600 SH DEFINED 04 SOLE
GOODYEAR TIRE & RUBR CO 382550101 485 000000031700 SH DEFINED 01 SOLE
GOOGLE INC 38259P508 224 000000000700 SH DEFINED 04 SOLE
GRACE W R & CO DEL NEW 38388F108 289 000000019121 SH DEFINED 01 SOLE
GROUP 1 AUTOMOTIVE INC 398905109 281 000000012950 SH DEFINED 01 SOLE
HAYES LEMMERZ INTL INC 420781304 276 000000101449 SH DEFINED 01 SOLE
HORNBECK OFFSHORE SVCS INC N 440543106 644 000000016688 SH DEFINED 01 SOLE
HUNTSMAN CORP 447011107 667 000000052991 SH DEFINED 01 SOLE
IDENIX PHARMACEUTICALS INC 45166R204 2,066 000000301476 SH DEFINED 02 SOLE
IDEARC INC 451663108 173 000000139000 SH DEFINED 01 SOLE
INFOSYS TECHNOLOGIES LTD 456788108 939 000000028200 SH DEFINED 04 SOLE
INNOPHOS HOLDINGS INC 45774N108 302 000000012409 SH DEFINED 01 SOLE
EDCATH CORP 58404W109 479 000000026747 SH DEFINED 01 SOLE
MERRILL LYNCH & CO INC 590188108 215 000000008500 SH DEFINED 04 SOLE
METLIFE INC 59156R108 2,790 000000049831 SH DEFINED 02 SOLE
MIRANT CORP NEW 60467R100 631 000000034531 SH DEFINED 01 SOLE
MONEYGRAM INTL INC 60935Y109 213 000000150000 SH DEFINED 01 SOLE
MONSANTO CO NEW 61166W101 296 000000003000 SH DEFINED 04 SOLE
NRG ENERGY INC 629377508 496 000000020050 SH DEFINED 01 SOLE
NORTHWEST AIRLS CORP 667280408 317 000000035127 SH DEFINED 01 SOLE
NVIDIA CORP 67066G104 114 000000010700 SH DEFINED 04 SOLE
OWENS CORNING NEW 690742101 3,258 000000136262 SH DEFINED 01 SOLE
PANTRY INC 698657103 568 000000026829 SH DEFINED 01 SOLE
PETROLEO BRASILEIRO SA PETRO 71654V408 584 000000013300 SH DEFINED 04 SOLE
PHILIP MORRIS INTL INC 718172109 72,150 000001500000 SH DEFINED 02 SOLE
PLUG POWER INC 72919P103 31 000000032198 SH DEFINED 02 SOLE
POTASH CORP SASK INC 73755L107 488 000000003700 SH DEFINED 04 SOLE
SCOTTS MIRACLE GRO CO 810186106 221 000000009390 SH DEFINED 01 SOLE
1Page 2 08-11-13 12:04:33
0 FORM 13F
INFORMATION TABLE
QUARTER ENDING
09/30/2008
NAME OF ISSUER TITLE CUSIP VALUE SHARES SH PUT INVSTMT OTHER VOTING AUTHORITY
OF CLASS X1000 PRN AMT PRN CALL DSCRETN MANAGERS
------------------------------ ---------- --------- ---------- ------------ --- ---- ------- -------- ----------------
0EMGROUP ENERGY PARTNERS L P 81662W108 611 000000087600 SH DEFINED 01 SOLE
SOLUTIA INC 834376501 3,617 000000258418 SH DEFINED 01 SOLE
ARGACEPT INC 87611R306 6,791 000001190476 SH DEFINED 02 SOLE
TIME WARNER CABLE INC 88732J108 374 000000015464 SH DEFINED 01 SOLE
TYSON FOODS INC 902494103 653 000000054718 SH DEFINED 02 SOLE
UAL CORP 902549807 240 000000027400 SH DEFINED 01 SOLE
VCA ANTECH INC 918194101 558 000000018950 SH DEFINED 02 SOLE
VERASUN ENERGY CORP 92336G106 205 000000065617 SH DEFINED 02 SOLE
VERENIUM CORPORATION 92340P100 14 000000015175 SH DEFINED 02 SOLE
VIRGIN MEDIA INC 92769L101 241 000000030556 SH DEFINED 01 SOLE
WINN DIXIE STORES INC 974280307 273 000000019659 SH DEFINED 01 SOLE
YINGLI GREEN ENERGY HLDG CO 98584B103 112 000000010238 SH DEFINED 02 SOLE