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UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G/A |
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Under the Securities Exchange Act of 1934 |
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(Amendment No. 5) |
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INDUSTRIAL SERVICES OF AMERICA, INC. |
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(Name of Issuer) |
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COMMON STOCK, $.01 PAR VALUE |
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(Title of Class of Securities) |
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456314 10 3 |
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(CUSIP Number) |
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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[ ] Rule 13d-1(b) |
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[ ] Rule 13d-1(c) |
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[X] Rule 13d-1(d) |
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The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). |
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(Continued on following page(s)) |
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Page 1 of 14 Pages |
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CUSIP No. 456314 10 3 13G/A |
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1. |
NAME OF REPORTING PERSON |
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S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
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Harry Kletter |
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375-28-9165 |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
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(a) [X] |
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(b) [ ] |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
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5. |
SOLE VOTING POWER |
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718,304 |
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6. |
SHARED VOTING POWER |
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- 0 - |
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7. |
SOLE DISPOSITIVE POWER |
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718,304 |
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8. |
SHARED DISPOSITIVE POWER |
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- 0 - |
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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718,304 |
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10. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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[X] 38,000* |
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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44.3% |
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12. |
TYPE OF REPORTING PERSON |
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IN |
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* Does not include 38,000 shares held in the name of the Harry Kletter Family Charitable Foundation for which Mr. Kletter has neither the power to vote or dispose of the shares held in the trust. |
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Page 2 of 14 Pages |
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ITEM 1. |
NAME OF ISSUER |
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(a),(b) The name of the issuer of the securities covered by this statement is Industrial Services of America, Inc. The issuer's principal executive offices are located at 7100 Grade Lane, Louisville, Kentucky 40213. |
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ITEM 2. |
NAME OF PERSON FILING |
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(a),(b),(c) The name of the person filing this statement is Harry Kletter, whose principal business address is 7100 Grade Lane, Louisville, Kentucky 40213. Mr. Kletter is a citizen of the United States. |
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(d),(e) The title of the class of securities covered by this statement is Common Stock, $.01 par value. The CUSIP Number of the Common Stock is 456314 10 3. |
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ITEM 3. |
STATEMENTS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B) |
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Not applicable. |
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ITEM 4. |
OWNERSHIP |
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(a),(b),(c) The number of shares of Common Stock beneficially owned by Mr. Kletter as of December 31, 2002 was 718,304 (44.3% of the total shares outstanding). All of such shares are held with sole voting power and sole power of disposition. |
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ITEM 5. |
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
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Not applicable. |
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ITEM 6. |
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON |
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Not applicable. |
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ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY |
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Not applicable. |
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ITEM 8. |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP |
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Pursuant to Rule 13d-1(d), see the listing of the members of the Group attached hereto and incorporated herein by reference as Exhibit A. |
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Page 3 of 14 Pages |
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ITEM 9. |
NOTICE OF DISSOLUTION OF GROUP |
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Not applicable. |
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ITEM 10. |
CERTIFICATION |
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Not applicable. |
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Page 4 of 14 Pages |
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SIGNATURE |
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. |
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Dated: February 14, 2003 |
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/s/ Harry Kletter |
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Harry Kletter |
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Page 5 of 14 Pages |
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CUSIP No. 456314 10 3 13G/A |
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1. |
NAME OF REPORTING PERSON |
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S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
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K & R Corporation |
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61-0891988 |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
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(a) [X] |
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(b) [ ] |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Kentucky |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
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5. |
SOLE VOTING POWER |
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- 0 - |
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6. |
SHARED VOTING POWER |
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455,304 |
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7. |
SOLE DISPOSITIVE POWER |
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- 0 - |
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8. |
SHARED DISPOSITIVE POWER |
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455,304 |
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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455,304 |
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10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
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[ ] |
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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28.1% |
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12. |
TYPE OF REPORTING PERSON |
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CO |
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Page 6 of 14 Pages |
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ITEM 1. |
NAME OF ISSUER |
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(a),(b) The name of the issuer of the securities covered by this statement is Industrial Services of America, Inc. The issuer's principal executive offices are located at 7100 Grade Lane, Louisville, Kentucky 40213. |
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ITEM 2. |
NAME OF PERSON FILING |
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(a),(b),(c) The name of the person filing this statement is K & R Corporation, whose principal business address is 7100 Grade Lane, Louisville, Kentucky 40213. K & R Corporation is a Kentucky corporation. |
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(d),(e) The title of the class of securities covered by this statement is Common Stock, $.01 par value. The CUSIP Number of the Common Stock is 456314 10 3. |
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ITEM 3. |
STATEMENTS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B) |
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Not applicable. |
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ITEM 4. |
OWNERSHIP |
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(a),(b),(c) The number of shares of Common Stock beneficially owned by K & R Corporation as of December 31, 2002 was 455,304 (28.1% of the total shares outstanding). All of such shares are held with shared voting power and shared power of disposition. |
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ITEM 5. |
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
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Not applicable. |
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ITEM 6. |
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON |
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Harry Kletter, as sole shareholder, officer and director of K & R Corporation, is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, securities, covered by this statement. |
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ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY |
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Not applicable. |
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ITEM 8. |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP |
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Pursuant to Rule 13d-1(d), see the listing of the members of the Group attached hereto and incorporated herein by reference as Exhibit A. |
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Page 7 of 14 Pages |
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ITEM 9. |
NOTICE OF DISSOLUTION OF GROUP |
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Not applicable. |
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ITEM 10. |
CERTIFICATION |
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Not applicable. |
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Page 8 of 14 Pages |
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SIGNATURE |
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. |
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Dated: February 14, 2003 |
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K & R CORPORATION |
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By: /s/ Harry Kletter |
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Harry Kletter, President |
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Page 9 of 14 Pages |
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CUSIP No. 456314 10 3 13G/A |
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1. |
NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON |
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Roberta Kletter |
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317-30-8899 |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
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(a) [X] |
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(b) [ ] |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
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5. |
SOLE VOTING POWER |
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180,000 |
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6. |
SHARED VOTING POWER |
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- 0 - |
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7. |
SOLE DISPOSITIVE POWER |
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180,000 |
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8. |
SHARED DISPOSITIVE POWER |
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- 0 - |
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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180,000 |
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10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
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[ ] |
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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11.1% |
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12. |
TYPE OF REPORTING PERSON |
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IN |
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Page 10 of 14 Pages |
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ITEM 1. |
NAME OF ISSUER |
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(a),(b) The name of the issuer of the securities covered by this statement is Industrial Services of America, Inc. The issuer's principal executive offices are located at 7100 Grade Lane, Louisville, Kentucky 40213. |
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ITEM 2. |
NAME OF PERSON FILING |
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(a),(b),(c) The name of the person filing this statement is Roberta Kletter, whose principal business address is 7100 Grade Lane, Louisville, Kentucky 40213. Mrs. Kletter is a citizen of the United States. |
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(d),(e) The title of the class of securities covered by this statement is Common Stock, $.01 par value. The CUSIP Number of the Common Stock is 456314 10 3. |
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ITEM 3. |
STATEMENTS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B) |
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Not applicable. |
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ITEM 4. |
OWNERSHIP |
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(a),(b),(c) The number of shares of Common Stock beneficially owned by Mrs. Kletter as of December 31, 2002 was 180,000 (11.1% of the total shares outstanding). All of such shares are held with sole voting power and sole power of disposition. |
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ITEM 5. |
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
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Not applicable. |
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ITEM 6. |
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON |
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Not applicable. |
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ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY |
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Not applicable. |
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ITEM 8. |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP |
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Pursuant to Rule 13d-1(d), see the listing of the members of the Group attached hereto and incorporated herein by reference as Exhibit A. |
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Page 11 of 14 Pages |
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ITEM 9. |
NOTICE OF DISSOLUTION OF GROUP |
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Not applicable. |
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ITEM 10. |
CERTIFICATION |
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Not applicable. |
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Page 12 of 14 Pages |
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SIGNATURE |
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. |
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Dated: February 14, 2003 |
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/s/ Roberta Kletter |
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Roberta Kletter |
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Page 13 of 14 Pages |
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EXHIBIT A |
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MEMBERS OF GROUP |
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Harry Kletter |
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K & R Corporation |
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Roberta Kletter |
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Page 14 of 14 Pages |