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Portfolio of Investments
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Nuveen California Municipal Value Fund 2 (NCB)
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November 30, 2016 (Unaudited)
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Principal
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Optional Call
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Amount (000)
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Description (1)
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Provisions (2)
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Ratings (3)
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Value
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LONG-TERM INVESTMENTS – 99.0% (100.0% of Total Investments)
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MUNICIPAL BONDS – 99.0% (100.0% of Total Investments)
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Consumer Staples – 6.5% (6.5% of Total Investments)
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$ 2,000
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Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
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6/17 at 100.00
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B–
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$ 1,814,320
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Bonds, Series 2007A-1, 5.000%, 6/01/33
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1,000
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Silicon Valley Tobacco Securitization Authority, California, Tobacco Settlement Asset-Backed
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6/17 at 26.07
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N/R
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207,360
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Bonds, Santa Clara County Tobacco Securitization Corporation, Series 2007A, 0.000%, 6/01/41
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1,500
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Tobacco Securitization Authority of Northern California, Tobacco Settlement Asset-Backed Bonds,
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2/17 at 100.00
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B–
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1,402,245
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Series 2005A-1, 5.500%, 6/01/45
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4,500
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Total Consumer Staples
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3,423,925
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Education and Civic Organizations – 2.3% (2.3% of Total Investments)
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865
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California Educational Facilities Authority, Revenue Bonds, University of the Pacific, Series 2009,
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11/19 at 100.00
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A2
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936,587
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5.500%, 11/01/39
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100
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California Municipal Finance Authority, Charter School Revenue Bonds, Rocketship Education
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6/22 at 102.00
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N/R
|
112,644
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Multiple Projects, Series 2014A , 7.250%, 6/01/43
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150
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California Statewide Communities Development Authority, School Facility Revenue Bonds,
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7/21 at 100.00
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BBB–
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168,975
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Alliance College-Ready Public Schools, Series 2011A, 7.000%, 7/01/46
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1,115
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Total Education and Civic Organizations
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1,218,206
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Health Care – 10.8% (10.9% of Total Investments)
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|
1,900
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California Health Facilities Financing Authority, Revenue Bonds, Catholic Healthcare West,
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7/19 at 100.00
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A
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2,074,477
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Series 2009A, 6.000%, 7/01/39
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|
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1,000
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California Health Facilities Financing Authority, Revenue Bonds, Children’s Hospital of Orange
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11/19 at 100.00
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A
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1,121,530
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County, Series 2009A, 6.500%, 11/01/38
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70
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California Health Facilities Financing Authority, Revenue Bonds, Lucile Salter Packard
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8/24 at 100.00
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AA
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75,418
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Children’s Hospital, Series 2014A, 5.000%, 8/15/43
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75
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California Health Facilities Financing Authority, Revenue Bonds, Providence Health & Services,
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10/24 at 100.00
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AA–
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83,409
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Refunding Series 2014A, 5.000%, 10/01/38
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150
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California Health Facilities Financing Authority, Revenue Bonds, Providence Health & Services,
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10/24 at 100.00
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AA–
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161,250
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Series 2014B, 5.000%, 10/01/44
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500
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California Municipal Financing Authority, Certificates of Participation, Community Hospitals of
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2/17 at 100.00
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A–
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502,345
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Central California, Series 2007, 5.250%, 2/01/27
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470
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California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda
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6/26 at 100.00
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BB
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476,317
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University Medical Center, Series 2016A, 5.250%, 12/01/56
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725
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Palomar Pomerado Health Care District, California, Certificates of Participation, Series 2010,
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11/20 at 100.00
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BBB–
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791,599
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6.000%, 11/01/41
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380
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San Buenaventura, California, Revenue Bonds, Community Memorial Health System, Series 2011,
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12/21 at 100.00
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BB+
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442,008
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7.500%, 12/01/41
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5,270
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Total Health Care
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5,728,353
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Housing/Multifamily – 1.2% (1.3% of Total Investments)
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220
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California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Projects
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8/20 at 100.00
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BBB
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242,114
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Series 2010A, 6.400%, 8/15/45
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70
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California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Projects
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8/22 at 100.00
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BBB
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76,252
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Series 2012A, 5.500%, 8/15/47
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250
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California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Projects
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8/22 at 100.00
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A1
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283,218
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Series 2012B, 7.250%, 8/15/47
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California Municipal Finance Authority, Mobile Home Park Senior Revenue Bonds, Caritas
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Affordable Housing, Inc. Projects, Series 2014A:
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15
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5.250%, 8/15/39
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8/24 at 100.00
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BBB
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16,663
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40
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5.250%, 8/15/49
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8/24 at 100.00
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BBB
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44,123
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595
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Total Housing/Multifamily
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662,370
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Long-Term Care – 2.2% (2.2% of Total Investments)
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1,000
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California Health Facilities Financing Authority, Insured Revenue Bonds, Community Program for
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2/21 at 100.00
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AA–
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1,150,700
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Persons with Developmental Disabilities, Series 2011A, 6.250%, 2/01/26
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Tax Obligation/General – 12.7% (12.8% of Total Investments)
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2,100
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Carlsbad Unified School District, San Diego County, California, General Obligation Bonds, Series
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5/24 at 100.00
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AA
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2,151,681
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2009B, 0.000%, 5/01/34 (4)
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195
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Oceanside Unified School District, San Diego County, California, General Obligation Bonds,
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8/20 at 13.60
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AA
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24,044
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Election 2008 Series 2010B, 0.000%, 8/01/49 – AGM Insured
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1,000
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Rio Hondo Community College District, California, General Obligation Bonds, Election of 2004,
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8/34 at 100.00
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AA
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921,160
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Series 2010C, 0.000%, 8/01/42 (4)
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1,000
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San Diego Unified School District, San Diego County, California, General Obligation Bonds,
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7/25 at 100.00
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AAA
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1,113,520
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Dedicated Unlimited Ad Valorem Property Tax, 2012 Election Series 2016F, 5.000%, 7/01/40
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10,000
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San Marcos Unified School District, San Diego County, California, General Obligation Bonds,
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No Opt. Call
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AA–
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1,947,000
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2010 Election, Series 2012B, 0.000%, 8/01/51
|
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500
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Western Riverside Water & Wastewater Financing Authority, California, Revenue Bonds, Western
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8/19 at 100.00
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AA+
|
541,620
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Municipal Water District, Series 2009, 5.625%, 9/01/39 – AGC Insured
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|
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14,795
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Total Tax Obligation/General
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6,699,025
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Tax Obligation/Limited – 14.8% (15.0% of Total Investments)
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|
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1,965
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California State Public Works Board, Lease Revenue Bonds, Department of Education Riverside
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4/19 at 100.00
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A+
|
2,149,435
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|
Campus Project, Series 2009B, 5.750%, 4/01/23
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|
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500
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California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series
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3/20 at 100.00
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A+
|
563,370
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|
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2010A-1, 6.000%, 3/01/35
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|
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|
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160
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Fontana Redevelopment Agency, San Bernardino County, California, Tax Allocation Bonds, Jurupa
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4/17 at 100.00
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A
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162,139
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Hills Redevelopment Project, Refunding Series 1997A, 5.500%, 10/01/27
|
|
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180
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Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement
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6/25 at 100.00
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A+
|
196,252
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Asset-Backed Revenue Bonds, Refunding Series 2015A, 5.000%, 6/01/40
|
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145
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Inglewood Redevelopment Agency, California, Tax Allocation Bonds, Merged Redevelopment
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5/17 at 100.00
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BBB+
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145,974
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Project, Subordinate Lien Series 2007A-1, 5.000%, 5/01/25 – AMBAC Insured
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425
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Lancaster Redevelopment Agency, California, Tax Allocation Bonds, Combined Redevelopment
|
No Opt. Call
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BBB
|
471,100
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|
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Project Areas Housing Programs, Series 2009, 6.875%, 8/01/39
|
|
|
|
|
80
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National City Community Development Commission, California, Tax Allocation Bonds, National
|
8/21 at 100.00
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A
|
95,481
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|
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City Redevelopment Project, Series 2011, 6.500%, 8/01/24
|
|
|
|
|
30
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Novato Redevelopment Agency, California, Tax Allocation Bonds, Hamilton Field Redevelopment
|
9/21 at 100.00
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BBB+
|
34,981
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|
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Project, Series 2011, 6.750%, 9/01/40
|
|
|
|
|
35
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Patterson Public Finance Authority, California, Revenue Bonds, Community Facilities District
|
9/23 at 100.00
|
N/R
|
37,569
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|
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2001-1, Subordinate Lien Series 2013B , 5.875%, 9/01/39
|
|
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Patterson Public Financing Authority, California, Revenue Bonds, Community Facilities District
|
|
|
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2001-1, Senior Series 2013A:
|
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|
210
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5.250%, 9/01/30
|
9/23 at 100.00
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N/R
|
223,087
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|
190
|
5.750%, 9/01/39
|
9/23 at 100.00
|
N/R
|
202,356
|
|
15
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Riverside County Redevelopment Agency, California, Tax Allocation Bonds, Jurupa Valley Project
|
10/21 at 100.00
|
A
|
17,677
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|
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Area, Series 2011B, 6.500%, 10/01/25
|
|
|
|
|
20
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San Clemente, California, Special Tax Revenue Bonds, Community Facilities District 2006-1
|
9/25 at 100.00
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N/R
|
21,031
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|
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Marblehead Coastal, Series 2015, 5.000%, 9/01/40
|
|
|
|
|
1,000
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San Francisco City and County Redevelopment Financing Authority, California, Tax Allocation
|
8/19 at 100.00
|
AA–
|
1,116,880
|
|
|
Revenue Bonds, San Francisco Redevelopment Projects, Series 2009B, 6.625%, 8/01/39
|
|
|
|
|
1,500
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San Francisco City and County, California, Certificates of Participation, Multiple Capital
|
4/19 at 100.00
|
AA
|
1,613,550
|
|
|
Improvement Projects, Series 2009A, 5.250%, 4/01/31
|
|
|
|
|
585
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San Jose Redevelopment Agency, California, Tax Allocation Bonds, Merged Area Redevelopment
|
8/17 at 100.00
|
BBB+
|
599,900
|
|
|
Project, Refunding Series 2006D, 5.000%, 8/01/22 – AMBAC Insured
|
|
|
|
|
125
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San Jose Redevelopment Agency, California, Tax Allocation Bonds, Merged Area Redevelopment
|
8/17 at 100.00
|
AA–
|
128,175
|
|
|
Project, Series 2006C, 5.000%, 8/01/25 – NPFG Insured
|
|
|
|
|
25
|
Signal Hill Redevelopment Agency, California, Project 1 Tax Allocation Bonds, Series 2011,
|
4/21 at 100.00
|
N/R
|
28,528
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|
|
7.000%, 10/01/26
|
|
|
|
|
40
|
Yorba Linda Redevelopment Agency, Orange County, California, Tax Allocation Revenue Bonds,
|
9/21 at 100.00
|
A–
|
46,306
|
|
|
Yorba Linda Redevelopment Project, Subordinate Lien Series 2011A, 6.000%, 9/01/26
|
|
|
|
|
7,230
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Total Tax Obligation/Limited
|
|
|
7,853,791
|
|
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Transportation – 8.9% (9.0% of Total Investments)
|
|
|
|
|
395
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Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds,
|
1/24 at 100.00
|
BB+
|
450,027
|
|
|
Refunding Junior Lien Series 2013C, 6.500%, 1/15/43
|
|
|
|
|
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Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds,
|
|
|
|
|
|
Refunding Series 2013A:
|
|
|
|
|
865
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5.750%, 1/15/46
|
1/24 at 100.00
|
BBB–
|
953,377
|
|
865
|
6.000%, 1/15/53
|
1/24 at 100.00
|
BBB–
|
970,435
|
|
305
|
Port of Oakland, California, Revenue Bonds, Refunding Series 2012P, 5.000%, 5/01/31
|
No Opt. Call
|
A+
|
333,222
|
|
|
(Alternative Minimum Tax)
|
|
|
|
|
1,820
|
San Francisco Airports Commission, California, Revenue Bonds, San Francisco International
|
5/26 at 100.00
|
A+
|
1,988,514
|
|
|
Airport, Second Governmental Purpose Series 2016C, 5.000%, 5/01/46
|
|
|
|
|
4,250
|
Total Transportation
|
|
|
4,695,575
|
|
|
U.S. Guaranteed – 21.1% (21.3% of Total Investments) (5)
|
|
|
|
|
1,000
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ABAG Finance Authority for Non-Profit Corporations, California, Cal-Mortgage Insured Health
|
5/19 at 100.00
|
AA– (5)
|
1,110,210
|
|
|
Facility Revenue Bonds, Saint Rose Hospital, Series 2009A, 6.000%, 5/15/29
|
|
|
|
|
|
(Pre-refunded 5/15/19)
|
|
|
|
|
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California Educational Facilities Authority, Revenue Bonds, University of the Pacific,
|
|
|
|
|
|
Series 2009:
|
|
|
|
|
55
|
5.500%, 11/01/39 (Pre-refunded 11/01/19)
|
11/19 at 100.00
|
N/R (5)
|
61,433
|
|
80
|
5.500%, 11/01/39 (Pre-refunded 11/01/19)
|
11/19 at 100.00
|
A2 (5)
|
89,358
|
|
350
|
California Municipal Financing Authority, Certificates of Participation, Community Hospitals of
|
2/17 at 100.00
|
N/R (5)
|
352,576
|
|
|
Central California, Series 2007, 5.250%, 2/01/27 (Pre-refunded 2/01/17)
|
|
|
|
|
|
California State, General Obligation Bonds, Various Purpose Series 2007:
|
|
|
|
|
1,230
|
5.000%, 6/01/37 (Pre-refunded 6/01/17) – NPFG Insured
|
6/17 at 100.00
|
AA– (5)
|
1,255,990
|
|
770
|
5.000%, 6/01/37 (Pre-refunded 6/01/17) – NPFG Insured
|
6/17 at 100.00
|
AA– (5)
|
786,270
|
|
685
|
California Statewide Communities Development Authority, Revenue Bonds, Adventist Health
|
5/18 at 100.00
|
AA (5)
|
721,668
|
|
|
System West, Series 2007B, 5.000%, 3/01/37 (Pre-refunded 5/23/18) – AGC Insured
|
|
|
|
|
575
|
Lancaster Redevelopment Agency, California, Tax Allocation Bonds, Combined Redevelopment
|
8/19 at 100.00
|
N/R (5)
|
657,081
|
|
|
Project Areas Housing Programs, Series 2009, 6.875%, 8/01/39 (Pre-refunded 8/01/19)
|
|
|
|
|
1,120
|
Oakland, California, General Obligation Bonds, Measure DD Series 2009B, 5.250%, 1/15/29
|
1/19 at 100.00
|
Aa2 (5)
|
1,212,277
|
|
|
(Pre-refunded 1/15/19)
|
|
|
|
|
3,805
|
Oceanside Unified School District, San Diego County, California, General Obligation Bonds,
|
8/20 at 13.60
|
AA (5)
|
483,083
|
|
|
Election 2008 Series 2010B, 0.000%, 8/01/49 (Pre-refunded 8/01/20) – AGM Insured
|
|
|
|
|
2,000
|
Orange County Sanitation District, California, Certificates of Participation, Tender Option
|
2/19 at 100.00
|
AAA
|
2,628,200
|
|
|
Bond Trust 3020, 16.206%, 2/01/35 (Pre-refunded 2/01/19) (IF) (6)
|
|
|
|
|
250
|
Palomar Pomerado Health Care District, California, Certificates of Participation, Series 2009,
|
11/19 at 100.00
|
Ba1 (5)
|
285,328
|
|
|
6.625%, 11/01/29 (Pre-refunded 11/01/19)
|
|
|
|
|
240
|
Pittsburg Redevelopment Agency, California, Tax Allocation Bonds, Los Medanos Community
|
9/18 at 100.00
|
BB+ (5)
|
262,181
|
|
|
Development Project, Refunding Series 2008A, 6.500%, 9/01/28 (Pre-refunded 9/01/18)
|
|
|
|
|
95
|
Rancho Santa Fe CSD Financing Authority, California, Revenue Bonds, Superior Lien Series
|
9/21 at 100.00
|
A– (5)
|
111,905
|
|
|
2011A, 5.750%, 9/01/30 (Pre-refunded 9/01/21)
|
|
|
|
|
15
|
San Francisco Redevelopment Finance Authority, California, Tax Allocation Revenue Bonds, Mission
|
2/21 at 100.00
|
A– (5)
|
18,010
|
|
|
Bay North Redevelopment Project, Series 2011C, 6.750%, 8/01/41 (Pre-refunded 2/01/21)
|
|
|
|
|
|
San Francisco Redevelopment Financing Authority, California, Tax Allocation Revenue Bonds,
|
|
|
|
|
|
Mission Bay South Redevelopment Project, Series 2011D:
|
|
|
|
|
15
|
7.000%, 8/01/33 (Pre-refunded 2/01/21)
|
2/21 at 100.00
|
BBB+ (5)
|
18,160
|
|
15
|
7.000%, 8/01/41 (Pre-refunded 2/01/21)
|
2/21 at 100.00
|
BBB+ (5)
|
18,160
|
|
1,000
|
Tuolumne Wind Project Authority, California, Revenue Bonds, Tuolumne Company Project, Series
|
1/19 at 100.00
|
AA– (5)
|
1,088,710
|
|
|
2009A, 5.625%, 1/01/29 (Pre-refunded 1/01/19)
|
|
|
|
|
13,300
|
Total U.S. Guaranteed
|
|
|
11,160,600
|
|
|
Utilities – 15.6% (15.8% of Total Investments)
|
|
|
|
|
|
Los Angeles Department of Water and Power, California, Power System Revenue Bonds,
|
|
|
|
|
|
Series 2016B:
|
|
|
|
|
705
|
5.000%, 7/01/31
|
1/26 at 100.00
|
Aa2
|
811,554
|
|
210
|
5.000%, 7/01/32
|
1/26 at 100.00
|
Aa2
|
240,305
|
|
235
|
5.000%, 7/01/33
|
1/26 at 100.00
|
Aa2
|
267,522
|
|
415
|
5.000%, 7/01/34
|
1/26 at 100.00
|
Aa2
|
470,681
|
|
1,000
|
M-S-R Energy Authority, California, Gas Revenue Bonds, Citigroup Prepay Contracts, Series
|
No Opt. Call
|
A
|
1,290,920
|
|
|
2009C, 6.500%, 11/01/39
|
|
|
|
|
2,495
|
Roseville Natural Gas Financing Authority, California, Gas Revenue Bonds, Series 2007,
|
No Opt. Call
|
A
|
2,510,369
|
|
|
5.000%, 2/15/17
|
|
|
|
|
2,400
|
Southern California Public Power Authority, Natural Gas Project 1 Revenue Bonds, Series 2007A,
|
No Opt. Call
|
A
|
2,668,943
|
|
|
5.250%, 11/01/24
|
|
|
|
|
7,460
|
Total Utilities
|
|
|
8,260,294
|
|
|
Water and Sewer – 2.9% (2.9% of Total Investments)
|
|
|
|
|
1,075
|
California Pollution Control Financing Authority, Water Furnishing Revenue Bonds, Poseidon
|
No Opt. Call
|
Baa3
|
1,146,531
|
|
|
Resources Channelside LP Desalination Project, Series 2012, 5.000%, 11/21/45 (Alternative
|
|
|
|
|
|
Minimum Tax)
|
|
|
|
|
335
|
San Diego Public Facilities Financing Authority, California, Water Utility Revenue Bonds,
|
8/26 at 100.00
|
Aa3
|
382,697
|
|
|
Refunding Subordinate Lien Series 2016B, 5.000%, 8/01/32
|
|
|
|
|
1,410
|
Total Water and Sewer
|
|
|
1,529,228
|
|
$ 60,925
|
Total Long-Term Investments (cost $47,171,858)
|
|
|
52,382,067
|
|
|
Other Assets Less Liabilities – 1.0%
|
|
|
515,644
|
|
|
Net Assets Applicable to Common Shares – 100%
|
|
|
$52,897,711
|
|
Level 1
|
Level 2
|
Level 3
|
Total
|
Long-Term Investments:
|
|
|
|
|
Municipal Bonds
|
$ —
|
$52,382,067
|
$ —
|
$52,382,067
|
Gross unrealized:
|
|
Appreciation
|
$6,373,063
|
Depreciation
|
(562,208)
|
Net unrealized appreciation (depreciation) of investments
|
$5,810,855
|
(1)
|
All percentages shown in the Portfolio of Investments are based on net assets applicable to common
|
|
|
shares unless otherwise noted.
|
|
(2)
|
Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption.
|
|
|
There may be other call provisions at varying prices at later dates. Certain mortgage-backed securities
|
|
|
may be subject to periodic principal paydowns.
|
|
(3)
|
For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group
|
|
|
(“Standard & Poor's”), Moody’s Investors Service, Inc. (“Moody's”) or Fitch, Inc. (“Fitch”) rating. This
|
|
|
treatment of split-rated securities may differ from that used for other purposes, such as for Fund
|
|
|
investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are
|
|
|
considered to be below investment grade. Holdings designated N/R are not rated by any of
|
|
|
these national rating agencies.
|
|
(4)
|
Step-up coupon. The rate shown is the coupon as of the end of the reporting period.
|
|
(5)
|
Backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency securities,
|
|
|
which ensure the timely payment of principal and interest. Certain bonds backed by U.S. Government or
|
|
|
agency securities are regarded as having an implied rating equal to the rating of such securities.
|
|
(6)
|
Investment, or portion of investment, has been pledged to collateralize the net payment obligations for
|
|
|
investments in inverse floating rate transactions.
|
|
(IF)
|
Inverse floating rate investment.
|
a.
|
The registrant's principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant's disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the "1940 Act") (17 CFR 270.30a-3(c))) are effective, as of a date within 90 days of the filing date of this report that includes the disclosure required by this paragraph, based on their evaluation of the controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rule 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 (17 CFR 240.13a-15(b) or 240.15d-15(b)).
|
b.
|
There were no changes in the registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the registrant's last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant's internal control over financial reporting.
|
By (Signature and Title) | /s/ Gifford R. Zimmerman |
Gifford R. Zimmerman
Vice President and Secretary
|
By (Signature and Title) | /s/ Cedric H. Antosiewicz |
Cedric H. Antosiewicz
Chief Administrative Officer (principal executive officer)
|
By (Signature and Title) | /s/ Stephen D. Foy |
Stephen D. Foy
Vice President and Controller (principal financial officer)
|