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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 30.87 | 09/12/2018 | A(7) | 1,250 | 09/12/2018 | 11/05/2023 | Class A Common Stock | 1,250 | $ 0 | 1,250 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wilson Wayne R. 5075 KIMBERLY WAY LOUDON, TN 37774 |
Chief Financial Officer |
/s/ Wayne R. Wilson | 09/14/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares of Malibu Boats, Inc.'s (the "Issuer") Class A Common Stock vesting under performance-based restricted stock units granted on November 6, 2015. |
(2) | Includes 5,250 shares of restricted stock vesting in three equal annual installments beginning November 4, 2018, 1,159 restricted stock units vesting on November 6, 2018, 3,476 restricted stock units vesting in two equal annual installments beginning on November 6, 2018 and 5,500 shares of restricted stock vesting in four equal annual installments beginning on November 6, 2018. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's Class A Common Stock. |
(3) | Represents shares of the Issuer's Class A Common Stock vesting under performance-based restricted stock units granted on November 6, 2015. |
(4) | Represents shares of the Issuer's Class A Common Stock vesting under performance-based restricted stock awards granted on November 4, 2016. |
(5) | Represents shares of the Issuer's Class A Common Stock vesting under performance-based restricted stock awards granted on November 6, 2017. |
(6) | Represents shares of the Issuer's Class A Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock units and awards referenced in footnotes (1), (3), (4) and (5). |
(7) | Represents performance-based options vesting under options granted on November 6, 2017. |