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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Croft Scott M 801 CRESCENT CENTRE DRIVE SUITE 600 FRANKLIN, TN 37067 |
Pres-Downstream |
/s/ Gail E. Lehman, Attorney-in-Fact for Scott Croft | 04/15/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reports the vesting of the first 25% on the 1 year anniversary of the initial award of 13,000 granted on 4/12/2013, including any applicable DEUS accrued thereon. |
(2) | Reflects the Common Stock owned after the first vesting of TBRS awarded on 4/12/13 including any DEUs awarded thereon. Initial filing made on 4/12/13 reported the RS on Table 1 as Restricted Stock. This filing is to accurately reflect the vested shares as Common Stock instead of RS. The fractional of .2841 reflected in the line above vested on 4/12/14 and was paid in cash directly to Mr. Croft's brokerage account. |
(3) | Reflects the number of shares withheld to pay for taxes as a result of the vesting which occurred on 4/12/14 of TBRS and all subsequent DEUs awarded thereon. |