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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
restricted stock | $ 0 | 03/26/2014 | A | 239 | 04/12/2016 | 04/12/2016 | Common stock | 239 | $ 0 (3) | 102,933.494 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Smith Layle Kiplind 801 CRESCENT CENTRE DRIVE SUITE 600 FRANKLIN, TN 37067 |
X | CEO |
/s/ Gail E. Lehman, Attorney-in-Fact for Layle K. Smith | 03/29/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reports an additional grant of 78 dividend equivalent units in connection with a quarterly dividend of $0.01 per share on the Time Based RSUs awarded on 3/4/11. The TBRSUs were eligible for such DEUs as a result of the record date of 3/3/14. The initial award and all DEUs awarded thereon prior to 3/26/14 vested on 3/4/14; therefore, the DEUs awarded on 3/26/14, also vested as Common Stock on 3/26/14. |
(2) | Reports an additional grant of 270 unvested restricted stock relating to Common Stock of the Company in connection with a quarterly dividend of $0.01 per share, subject to the same vesting schedule of the original grants made on 3/6/13 and 4/12/13, and is sbuject to acceleration upon certain terminations of service. |
(3) | Reports an additional grant of 239 unvested Shareholder Return Performance Based restricted stock relating to Common Stock of the Company in connection with a quarterly dividend of $0.01 per share, subject to the same vesting schedule of the original grants and subject to acceleration upon certain terminations of service. |