Delaware | 001-33805 | 26-0354783 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
9 West 57th Street, New York, New York | 10019 | |
(Address of Principal Executive Offices) | (Zip Code) |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Exhibit No. | Description | |
99.1 | Press Release dated September 29, 2016, regarding the resolution of the U.S. Department of Justice and U.S. Securities and Exchange Commission FCPA Investigation (the “Investigation”), including Appendix A describing the material terms of the perpetual preferred units to be sold to pay settlement amounts incurred in connection with the Investigation and for working capital and general corporate purposes. |
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC | |||
(Registrant) | |||
By: | /s/ Joel M. Frank | ||
Joel M. Frank | |||
Chief Financial Officer and Executive Managing Director |
Exhibit No. | Description | |
99.1 | Press Release dated September 29, 2016, regarding the resolution of the U.S. Department of Justice and U.S. Securities and Exchange Commission FCPA Investigation (the “Investigation”), including Appendix A describing the material terms of the perpetual preferred units to be sold to pay settlement amounts incurred in connection with the Investigation and for working capital and general corporate purposes. |