UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-05150

Cornerstone Strategic Value Fund, Inc.
(Exact name of registrant as specified in charter)
  
48 Wall Street     New York, NY
10005
(Address of principal executive offices)
(Zip code)
  
Frank J. Maresca

AST Fund Solutions, LLC, 48 Wall Street, 22nd Floor, New York, NY 10005
(Name and address of agent for service)
 
Registrant's telephone number, including area code: (866) 668-6558

Date of fiscal year end: December 31
 
Date of reporting period: July 1, 2016 - June 30, 2017 


ITEM 1. PROXY VOTING RECORD.

Company Name
Ticker
CUSIP
Meeting Date
Proposal Number
Proposal Description
Proponent
Ballot Status
Management Recommendation
VoteCast
For / Against Management
3M Company
MMM
88579Y101
5/9/2017
1
Elect Sondra L. Barbour
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
2
Elect Thomas K. Brown
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
3
Elect Vance D. Coffman
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
4
Elect David B. Dillon
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
5
Elect Michael L. Eskew
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
6
Elect Herbert L. Henkel
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
7
Elect Muhtar Kent
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
8
Elect Edward M. Liddy
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
9
Elect Gregory R. Page
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
10
Elect Inge G. Thulin
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
11
Elect Patricia A. Woertz
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
3M Company
MMM
88579Y101
5/9/2017
15
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Voted
Against
Against
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.1
Elect Robert J. Alpern
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.2
Elect Roxanne S. Austin
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.3
Elect Sally E. Blount
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.4
Elect Edward M. Liddy
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.5
Elect Nancy McKinstry
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.6
Elect Phebe N. Novakovic
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.7
Elect William A. Osborn
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.8
Elect Samuel C. Scott III
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.9
Elect Daniel J. Starks
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.10
Elect Glenn F. Tilton
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.11
Elect Miles D. White
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
2
Ratification of Auditor
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
3
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Abbott Laboratories
ABT
002824100
4/28/2017
5
Approval of 2017 Incentive Stock Program
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
6
Employee Stock Purchase Plan for Non-U.S. Employees
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
7
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/30/2017
1
Elect P. Gerald Malone
Mgmt
Voted
For
For 95% Against 3% Abstain 2%
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/30/2017
2
Elect Hugh Young
Mgmt
Voted
For
For 95% Against 3% Abstain 2%
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/30/2017
3
Elect Peter D. Sacks
Mgmt
Voted
For
For 95% Against 3% Abstain 2%
For
Aberdeen Chile Fund Inc
CH
00301W105
3/30/2017
1
Elect James J. Cattano
Mgmt
Voted
For
For 87% Against 10.5% Abstain 2.5%
For
Aberdeen Chile Fund Inc
CH
00301W105
3/30/2017
2
Elect Steven N. Rappaport
Mgmt
Voted
For
For 87% Against 10.5% Abstain 2.5%
For
Aberdeen Greater China Fund Inc
GCH
003031101
6/21/2017
1
Elect C. William Maher
Mgmt
Voted
For
For 88% Against 11% Abstain 1%
For
Aberdeen Greater China Fund Inc
GCH
003031101
6/21/2017
2
Elect Jonathan J.K. Taylor
Mgmt
Voted
For
For 88% Against 11% Abstain 1%
Against
Aberdeen Israel Fund Inc
ISL
00305P106
3/30/2017
1
Elect Lawrence J. Fox
Mgmt
Voted
For
For 95% Against 3% Abstain 2%
For
Aberdeen Israel Fund Inc
ISL
00306K106
3/30/2017
1
Elect James J. Cattano
Mgmt
Voted
For
For 95% Against 3% Abstain 2%
For
Aberdeen Japan Equity Fund Inc
JEQ
00306J109
6/21/2017
1
Elect Richard J. Herring
Mgmt
Voted
For
For 79% Against 20% Abstain 1%
For
Aberdeen Japan Equity Fund Inc
JEQ
00306J109
6/21/2017
2
Elect Anthony S. Clark
Mgmt
Voted
For
For 83% Against 16% Abstain 1%
For
Aberdeen Singapore Fund Inc
SGF
003244100
6/21/2017
1
Elect Richard J. Herring
Mgmt
Voted
For
For 78% Against 21% Abstain 1%
For
Accenture plc
ACN
G1151C101
2/10/2017
1
Elect Jaime Ardila Gomez
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
2
Elect Charles H. Giancarlo
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
3
Elect Herbert Hainer
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
4
Elect William L. Kimsey
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
5
Elect Marjorie Magner
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
6
Elect Nancy McKinstry
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
7
Elect Pierre  Nanterme
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
8
Elect Gilles Pelisson
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
9
Elect Paula A. Price
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
10
Elect Arun Sarin
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
11
Elect Frank K. Tang
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Accenture plc
ACN
G1151C101
2/10/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
15
Authority to Issue Shares w/ Preemptive Rights
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
16
Authority to Issue Shares w/o Preemptive Rights
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
17
Issuance of Treasury Shares
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
1
Elect Robert J. Corti
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
2
Elect Hendrik Hartong III
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
3
Elect Brian G. Kelly
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
4
Elect Robert A. Kotick
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
5
Elect Barry Meyer
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
6
Elect Robert J. Morgado
Mgmt
Voted
For
Against
Against
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
7
Elect Peter Nolan
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
8
Elect Casey Wasserman
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
9
Elect Elaine P. Wynn
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
10
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.1
Elect Enrique R. Arzac
Mgmt
Voted
For
For 81% Withhold 19%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.2
Elect Phyllis O. Bonanno
Mgmt
Voted
For
For 81% Withhold 19%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.3
Elect Kenneth J. Dale
Mgmt
Voted
For
For 82% Withhold 18%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.4
Elect Frederic A. Escherich
Mgmt
Voted
For
For 82% Withhold 18%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.5
Elect Roger W. Gale
Mgmt
Voted
For
For 81% Withhold 19%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.6
Elect Kathleen T. McGahran
Mgmt
Voted
For
For 82% Withhold 18%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.7
Elect Craig R. Smith
Mgmt
Voted
For
For 81% Withhold 19%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.8
Elect Mark E. Stoeckle
Mgmt
Voted
For
For 82% Withhold 18%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
2
Ratification of Auditor
Mgmt
Voted
For
For 97% Against 2% Abstain 1%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.1
Elect Enrique R. Arzac
Mgmt
Voted
For
For 96% Withhold 4%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.2
Elect Phyllis O. Bonanno
Mgmt
Voted
For
For 95% Withhold 5%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.3
Elect Kenneth J. Dale
Mgmt
Voted
For
For 97% Withhold 3%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.4
Elect Frederic A. Escherich
Mgmt
Voted
For
For 96% Withhold 4%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.5
Elect Roger W. Gale
Mgmt
Voted
For
For 96% Withhold 4%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.6
Elect Kathleen T. McGahran
Mgmt
Voted
For
For 96% Withhold 4%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.7
Elect Craig R. Smith
Mgmt
Voted
For
For 96% Withhold 4%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.8
Elect Mark E. Stoeckle
Mgmt
Voted
For
For 97% Withhold 3%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
2
Ratification of Auditor
Mgmt
Voted
For
For 97% Against 2% Abstain 1%
For
Advent Claymore Convertible Securities & Income Fund
AVK
00764C109
9/28/2016
1
Elect Gerald L. Seizert
Mgmt
Voted
For
For 71% Against 28% Abstain 1%
For
Advent Claymore Convertible Securities & Income Fund
AVK
00764C109
9/28/2016
2
Elect Derek Medina
Mgmt
Voted
For
For 71% Against 28% Abstain 1%
For
Advent Claymore Convertible Securities & Income Fund
AVK
00764C109
9/28/2016
3
Elect Randall C. Barnes
Mgmt
Voted
For
For 71% Against 28% Abstain 1%
For
Aflac Incorporated
AFL
001055102
5/1/2017
1
Elect Daniel P. Amos
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
2
Elect Paul S. Amos II
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
3
Elect W. Paul Bowers
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
4
Elect Kriss Cloninger III
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
5
Elect Toshihiko Fukuzawa
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
6
Elect Elizabeth J. Hudson
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
7
Elect Douglas W. Johnson
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
8
Elect Robert B. Johnson
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
9
Elect Thomas J. Kenny
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
10
Elect Charles B. Knapp
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
11
Elect Karole F Lloyd
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
12
Elect Joseph L. Moskowitz
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
13
Elect Barbara K. Rimer
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
14
Elect Melvin T. Stith
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Aflac Incorporated
AFL
001055102
5/1/2017
17
Ratification of Auditor
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
18
Amendment to the Long-Term Incentive Plan
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
19
Approval of the Amended and Restated 2018 Management Incentive Plan
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
1
Elect Susan K. Carter
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
2
Elect Charles I. Cogut
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
3
Elect Seifi Ghasemi
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
4
Elect Chadwick C. Deaton
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
5
Elect David H. Y. Ho
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
6
Elect Margaret G. McGlynn
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
7
Elect Edward L. Monser
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
8
Elect Matthew H. Paull
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
9
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
10
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
1
Elect Nesli Basgoz
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
2
Elect Paul M. Bisaro
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
3
Elect James H. Bloem
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
4
Elect Christopher W. Bodine
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
5
Elect Adriane M. Brown
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
6
Elect Christopher J. Coughlin
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
7
Elect Catherine M. Klema
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
8
Elect Peter J. McDonnell
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
9
Elect Patrick J. O'Sullivan
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
10
Elect Brenton L. Saunders
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
11
Elect Ronald R. Taylor
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
12
Elect Fred G. Weiss
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Allergan plc
AGN
G0177J108
5/4/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
16
Approval of performance goals under the 2017 Annual Incentive Compensation Plan
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Allstate Corporation
ALL
020002101
5/25/2017
1
Elect Kermit R. Crawford
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
2
Elect Michael L. Eskew
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
3
Elect Siddharth N. Mehta
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
4
Elect Jacques P. Perold
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
5
Elect Andrea Redmond
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
6
Elect John W. Rowe
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
7
Elect Judith A. Sprieser
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
8
Elect Mary Alice Taylor
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
9
Elect Perry M. Traquina
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
10
Elect Thomas J. Wilson
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
11
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Allstate Corporation
ALL
020002101
5/25/2017
13
Approval of the 2017 Equity Compensation Plan for Non-Employee Directors
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
15
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Allstate Corporation
ALL
020002101
5/25/2017
16
Shareholder Proposal Regarding Lead Director Tenure
ShrHoldr
Voted
Against
Against
For
Allstate Corporation
ALL
020002101
5/25/2017
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Voted
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.1
Elect Larry Page
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.2
Elect Sergey Brin
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.3
Elect Eric E. Schmidt
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.4
Elect L. John Doerr
Mgmt
Voted
For
Withhold
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.5
Elect Roger W. Ferguson, Jr.
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.6
Elect Diane B. Greene
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.7
Elect John L. Hennessy
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.8
Elect Ann Mather
Mgmt
Voted
For
Withhold
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.9
Elect Alan R. Mulally
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.10
Elect Paul S. Otellini
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.11
Elect K. Ram Shriram
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.12
Elect Shirley M. Tilghman
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
2
Ratification of Auditor
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
3
Amendment to the 2012 Stock Plan
Mgmt
Voted
For
Against
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
4
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
3 Years
1 Year
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
6
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Voted
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
7
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
8
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Voted
Against
Against
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
9
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Voted
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
10
Shareholder Proposal Regarding Charitable Contributions Report
ShrHoldr
Voted
Against
Against
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
11
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Voted
Against
Against
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
12
Shareholder Proposal Regarding False News
ShrHoldr
Voted
Against
Against
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/9/2017
1.1
Elect Eleanor T Hoagland
Mgmt
Voted
For
For 85% Withhold 15%
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/9/2017
1.2
Elect Jeffrey E. Wacksman
Mgmt
Voted
For
For 86% Withhold 14%
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/9/2017
2
Transaction of Other Business
Mgmt
Voted
For
For 40% Against 58% Abstain 2%
Against
Alpine Global Dynamic Dividend Fund
AGD
021060207
5/9/2017
1.1
Elect Eleanor T Hoagland
Mgmt
Voted
For
For 97% Withhold 3%
For
Alpine Global Dynamic Dividend Fund
AGD
021060207
5/9/2017
1.2
Elect Jeffrey E. Wacksman
Mgmt
Voted
For
For 96% Withhold 4%
For
Alpine Global Dynamic Dividend Fund
AGD
021060207
5/9/2017
2
Transaction of Other Business
Mgmt
Voted
For
For 55% Against 43% Abstain 2%
Against
Alpine Global Premier Properties Fund
AGD
02083A103
5/9/2017
1.1
Elect Eleanor T Hoagland
Mgmt
Voted
For
For 98% Withhold 2%
For
Alpine Global Premier Properties Fund
AGD
02083A103
5/9/2017
1.2
Elect Jeffrey E. Wacksman
Mgmt
Voted
For
For 97% Withhold 3%
For
Alpine Global Premier Properties Fund
AGD
02083A103
5/9/2017
2
Transaction of Other Business
Mgmt
Voted
For
For 29% Against 69% Abstain 2%
Against
Amazon.com, Inc.
AMZN
023135106
5/23/2017
1
Elect Jeffrey P. Bezos
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
2
Elect Tom A. Alberg
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
3
Elect John Seely Brown
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
4
Elect Jamie S. Gorelick
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
5
Elect Daniel P. Huttenlocher
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
6
Elect Judith A. McGrath
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
7
Elect Jonathan J. Rubinstein
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
8
Elect Thomas O. Ryder
Mgmt
Voted
For
Against
Against
Amazon.com, Inc.
AMZN
023135106
5/23/2017
9
Elect Patricia Q. Stonesifer
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
10
Elect Wendell P. Weeks
Mgmt
Voted
For
Against
Against
Amazon.com, Inc.
AMZN
023135106
5/23/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
3 Years
1 Year
Against
Amazon.com, Inc.
AMZN
023135106
5/23/2017
14
Amendment to the 1997 Stock Incentive Plan
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
15
Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions
ShrHoldr
Voted
Against
For
Against
Amazon.com, Inc.
AMZN
023135106
5/23/2017
16
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Voted
Against
Against
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
17
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Voted
Against
Against
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
1
Elect Nicholas K. Akins
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
2
Elect David J. Anderson
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
3
Elect J. Barnie Beasley, Jr.
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
4
Elect Ralph D. Crosby, Jr.
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
5
Elect Linda A. Goodspeed
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
6
Elect Thomas E. Hoaglin
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
7
Elect Sandra Beach Lin
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
8
Elect Richard C. Notebaert
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
9
Elect Lionel L. Nowell, III
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
10
Elect Stephen S. Rasmussen
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
11
Elect Oliver G. Richard, III
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
12
Elect Sara Martinez Tucker
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
13
Reapprove the Material Terms of the Senior Officer Incentive Plan
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
American Tower Corporation
AMT
03027X100
5/31/2017
1
Elect Gustavo Lara Cantu
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
2
Elect Raymond P. Dolan
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
3
Elect Robert D. Hormats
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
4
Elect Craig Macnab
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
5
Elect JoAnn A. Reed
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
6
Elect Pamela D.A. Reeve
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
7
Elect David E. Sharbutt
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
8
Elect James D. Taiclet, Jr.
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
9
Elect Samme L. Thompson
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
10
Ratification of Auditor
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
11
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
AMGEN Inc.
AMGN
031162100
5/19/2017
1
Elect David Baltimore
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
2
Elect Robert A. Bradway
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
3
Elect Francois de Carbonnel
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
4
Elect Robert A. Eckert
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
5
Elect Greg C. Garland
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
6
Elect Fred Hassan
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
7
Elect Rebecca M. Henderson
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
8
Elect Frank C. Herringer
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
9
Elect Charles M. Holley
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
10
Elect Tyler Jacks
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
11
Elect Ellen J. Kullman
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
12
Elect Ronald D. Sugar
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
13
Elect R. Sanders Williams
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
AMGEN Inc.
AMGN
031162100
5/19/2017
17
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Voted
Against
Against
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
1
Elect Anthony R. Chase
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
2
Elect David E. Constable
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
3
Elect H. Paulett Eberhart
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
4
Elect Claire S. Farley
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
5
Elect Peter J. Fluor
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
6
Elect Richard L. George
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
7
Elect Joseph W. Gorder
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
8
Elect John R. Gordon
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
9
Elect Sean Gourley
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
10
Elect Mark C. McKinley
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
11
Elect Eric D. Mullins
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
12
Elect R. A. Walker
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Anthem, Inc.
ANTM
036752103
5/18/2017
1
Elect R. Kerry Clark
Mgmt
Voted
For
For
For
Anthem, Inc.
ANTM
036752103
5/18/2017
2
Elect Robert L. Dixon, Jr.
Mgmt
Voted
For
For
For
Anthem, Inc.
ANTM
036752103
5/18/2017
3
Ratification of Auditor
Mgmt
Voted
For
For
For
Anthem, Inc.
ANTM
036752103
5/18/2017
4
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Anthem, Inc.
ANTM
036752103
5/18/2017
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Anthem, Inc.
ANTM
036752103
5/18/2017
6
Amendments to Articles to Allow Shareholders to Amend Bylaws
Mgmt
Voted
For
For
For
Anthem, Inc.
ANTM
036752103
5/18/2017
7
Approval of the 2017 Anthem Incentive Compensation Plan
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
1
Elect Lester B. Knight
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
2
Elect Gregory C. Case
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
3
Elect Jin-Yong Cai
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
4
Elect Fulvio Conti
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
5
Elect Cheryl Francis
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
6
Elect J. Michael Losh
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
7
Elect Robert S. Morrison
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
8
Elect Richard B. Myers
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
9
Elect Richard C. Notebaert
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
10
Elect Gloria Santona
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
11
Elect Carolyn Y. Woo
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Aon plc
AON
G0408V102
6/23/2017
14
Remuneration Policy (Binding)
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
15
Remuneration Report (Advisory)
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
16
Accounts and Reports
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
17
Ratification of Auditor
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
18
Ratification of Statutory Auditor
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
19
Authority to Set Auditor's Fees
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
20
Approval of Share Repurchase Contracts and

Repurchase Counterparties
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
21
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
23
Authorisation of Political Donations
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
1
Elect Alan L. Boeckmann
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
2
Elect Terrell K. Crews
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
3
Elect Pierre Dufour
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
4
Elect Donald E. Felsinger
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
5
Elect Suzan F. Harrison
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
6
Elect Juan R. Luciano
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
7
Elect Patrick J. Moore
Mgmt
Voted
For
Against
Against
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
8
Elect Francisco Sanchez
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
9
Elect Debra A. Sandler
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
10
Elect Daniel Shih
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
11
Elect Kelvin R. Westbrook
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Asia Pacific Fund Inc
APB
044901106
8/17/2016
1.1
Elect Robert F. Gunia
Mgmt
Voted
For
For 82% Withhold 18%
For
Asia Pacific Fund Inc
APB
044901106
8/17/2016
1.2
Elect Nicholas T. Sibley
Mgmt
Voted
For
For 4% Withhold 96%
For
Asia Pacific Fund Inc
APB
044901106
8/17/2016
1.3
Elect Christopher Sykes
Mgmt
Voted
For
For 82% Withhold 18%
For
AT&T Inc.
T
00206R102
4/28/2017
1
Elect Randall L. Stephenson
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
2
Elect Samuel A. Di Piazza, Jr.
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
3
Elect Richard W. Fisher
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
4
Elect Scott T. Ford
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
5
Elect Glenn H. Hutchins
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
6
Elect William E. Kennard
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
7
Elect Michael B. McCallister
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
8
Elect Beth E. Mooney
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
9
Elect Joyce M. Roche
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
10
Elect Matthew K. Rose
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
11
Elect Cindy B. Taylor
Mgmt
Voted
For
Against
Against
AT&T Inc.
T
00206R102
4/28/2017
12
Elect Laura D'Andrea Tyson
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
13
Elect Geoffrey Y. Yang
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
AT&T Inc.
T
00206R102
4/28/2017
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Voted
Against
Against
For
AT&T Inc.
T
00206R102
4/28/2017
18
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
AT&T Inc.
T
00206R102
4/28/2017
19
Shareholder Proposal Regarding Amendments to Proxy Access Bylaw
ShrHoldr
Voted
Against
Against
For
AT&T Inc.
T
00206R102
4/28/2017
20
Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent
ShrHoldr
Voted
Against
For
Against
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.1
Elect Peter Bisson
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.2
Elect Richard T. Clark
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.3
Elect Eric C. Fast
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.4
Elect Linda R. Gooden
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.5
Elect Michael P. Gregoire
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.6
Elect R. Glenn Hubbard
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.7
Elect John P. Jones
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.8
Elect William J. Ready
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.9
Elect Carlos A. Rodriguez
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.10
Elect Sandra S. Wijnberg
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
2
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
3
Ratification of Auditor
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
1
Elect Gregory D. Brenneman
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
2
Elect Clarence P. Cazalot, Jr.
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
3
Elect Martin S. Craighead
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
4
Elect William H. Easter III
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
5
Elect Lynn L. Elsenhans
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
6
Elect Anthony G. Fernandes
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
7
Elect Claire W. Gargalli
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
8
Elect Pierre J. Jungels
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
9
Elect James A. Lash
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
10
Elect J. Larry Nichols
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
11
Elect James W. Stewart
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
12
Elect Charles L. Watson
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
16
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Voted
Against
Against
For
Baker Hughes Incorporated
BHI
057224107
6/30/2017
1
Merger
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
6/30/2017
2
Right to Adjourn Meeting
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
6/30/2017
3
Advisory Vote on Golden Parachutes
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
6/30/2017
4
Approval of the 2017 Long-Term Incentive Plan
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
6/30/2017
5
Approval of Performance Terms under the STI Plan and LTI Plan
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
1
Elect Sharon L. Allen
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
2
Elect Susan S. Bies
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
3
Elect Jack O. Bovender, Jr.
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
4
Elect Frank P. Bramble, Sr.
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
5
Elect Pierre J. P. de Weck
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
6
Elect Arnold W. Donald
Mgmt
Voted
For
Against
Against
Bank of America Corporation
BAC
060505104
4/26/2017
7
Elect Linda P. Hudson
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
8
Elect Monica C. Lozano
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
9
Elect Thomas J. May
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
10
Elect Brian T. Moynihan
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
11
Elect Lionel L. Nowell, III
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
12
Elect Michael D. White
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
13
Elect Thomas D. Woods
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
14
Elect R. David Yost
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Bank of America Corporation
BAC
060505104
4/26/2017
17
Ratification of Auditor
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
18
Shareholder Proposal Regarding Amendment to Clawback Policy
ShrHoldr
Voted
Against
Against
For
Bank of America Corporation
BAC
060505104
4/26/2017
19
Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets
ShrHoldr
Voted
Against
Against
For
Bank of America Corporation
BAC
060505104
4/26/2017
20
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Bank of America Corporation
BAC
060505104
4/26/2017
21
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Voted
Against
For
Against
Baxter International Inc.
BAX
071813109
5/2/2017
1
Elect Jose E. Almeida
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
2
Elect Thomas F. Chen
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
3
Elect John D. Forsyth
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
4
Elect Munib Islam
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
5
Elect Michael F. Mahoney
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
6
Elect Carole J. Shapazian
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
7
Elect Thomas T. Stallkamp
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
8
Elect Albert P.L. Stroucken
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
9
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
10
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Baxter International Inc.
BAX
071813109
5/2/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
12
Shareholder Proposal Regarding Amendments to Proxy Access Bylaw
ShrHoldr
Voted
Against
Against
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.1
Elect Warren E. Buffett
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.2
Elect Charles T. Munger
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.3
Elect Howard G. Buffett
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.4
Elect Stephen B. Burke
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.5
Elect Susan L. Decker
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.6
Elect William H. Gates III
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.7
Elect David S. Gottesman
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.8
Elect Charlotte Guyman
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.9
Elect Thomas S. Murphy
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.10
Elect Ronald L. Olson
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.11
Elect Walter Scott, Jr.
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.12
Elect Meryl B. Witmer
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
2
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
3 Years
1 Year
Against
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
4
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Voted
Against
For
Against
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
5
Shareholder Proposal Regarding Methane Emissions Report
ShrHoldr
Voted
Against
Against
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
6
Shareholder Proposal Regarding Fossil Fuel Divestment
ShrHoldr
Voted
Against
Against
For
BlackRock Floating Rate Income Trust
BGT
09258G104
7/26/2016
1.1
Elect Catherine A. Lynch
Mgmt
Voted
For
For 80% Withhold 20%
For
BlackRock Floating Rate Income Trust
BGT
09258G104
7/26/2016
1.2
Elect Richard E. Cavanagh
Mgmt
Voted
For
For 80% Withhold 20%
For
BlackRock Floating Rate Income Trust
BGT
09258G104
7/26/2016
1.3
Elect Cynthia L. Egan
Mgmt
Voted
For
For 80% Withhold 20%
For
BlackRock Floating Rate Income Trust
BGT
09258G104
7/26/2016
1.4
Elect Jerrold B. Harris
Mgmt
Voted
For
For 80% Withhold 20%
For
BlackRock Floating Rate Income Trust
BGT
09258G104
7/26/2016
1.5
Elect Barbara G. Novick
Mgmt
Voted
For
For 80% Withhold 20%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/26/2016
1.1
Elect Catherine A. Lynch
Mgmt
Voted
For
For 96% Withhold 4%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/26/2016
1.2
Elect Richard E. Cavanagh
Mgmt
Voted
For
For 96% Withhold 4%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/26/2016
1.3
Elect Cynthia L. Egan
Mgmt
Voted
For
For 96% Withhold 4%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/26/2016
1.4
Elect Jerrold B. Harris
Mgmt
Voted
For
For 96% Withhold 4%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/26/2016
1.5
Elect Barbara G. Novick
Mgmt
Voted
For
For 96% Withhold 4%
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
1
Elect Peter J. Arduini
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
2
Elect Robert J. Bertolini
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
3
Elect Giovanni Caforio
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
4
Elect Matthew W. Emmens
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
5
Elect Laurie H. Glimcher
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
6
Elect Michael Grobstein
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
7
Elect Alan J. Lacy
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
8
Elect Dinesh Paliwal
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
9
Elect Theodore R. Samuels
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
10
Elect Gerald Storch
Mgmt
Voted
For
Against
Against
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
11
Elect Vicki L. Sato
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
14
Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m)
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
15
Amendment to the 2012 Stock Award and Incentive Plan
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
16
Ratification of Auditor
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
Brookfield Global Listed Infrastructure Income Fund Inc
INF
11273Q109
5/25/2017
1
Elect Louis P. Salvatore
Mgmt
Voted
For
For 98% Against 1% Abstain 1%
For
Brookfield Global Listed Infrastructure Income Fund Inc
INF
11273Q109
5/25/2017
2
Elect David Levi
Mgmt
Voted
For
For 98% Against 1% Abstain 1%
Against
Calamos Strategic Total Return Fund
CSQ
128125101
6/20/2017
1.1
Elect John P. Calamos, Sr.
Mgmt
Voted
For
For 97% Withhold 3%
For
Calamos Strategic Total Return Fund
CSQ
128125101
6/20/2017
1.2
Elect William R. Rybak
Mgmt
Voted
For
For 97% Withhold 3%
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
1
Elect Richard D. Fairbank
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
2
Elect Ann Fritz Hackett
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
3
Elect Lewis Hay, III
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
4
Elect Benjamin P. Jenkins, III
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
5
Elect Peter Thomas Killalea
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
6
Elect Pierre E. Leroy
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
7
Elect Peter E. Raskind
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
8
Elect Mayo A. Shattuck III
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
9
Elect Bradford H. Warner
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
10
Elect Catherine G. West
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
14
Amendment of the 2002 Associate Stock Purchase Plan
Mgmt
Voted
For
For
For
Capital One Financial Corporation
COF
14040H105
5/4/2017
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Voted
Against
For
Against
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
1
Elect David J. Anderson
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
2
Elect Colleen F. Arnold
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
3
Elect George S. Barrett
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
4
Elect Carrie S. Cox
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
5
Elect Calvin Darden
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
6
Elect Bruce L. Downey
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
7
Elect Patricia Hemingway Hall
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
8
Elect Clayton M. Jones
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
9
Elect Gregory B. Kenny
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
10
Elect Nancy Killefer
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
11
Elect David P. King
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
12
Ratification of Auditor
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
13
Amendment to the 2011 Long Term Incentive Plan
Mgmt
Voted
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/3/2016
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
1
Elect Micky Arison
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
2
Elect Sir Jonathon Band
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
3
Elect Helen Deeble
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
4
Elect Arnold W. Donald
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
5
Elect Richard J. Glasier
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
6
Elect Debra J. Kelly-Ennis
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
7
Elect Sir John Parker
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
8
Elect Stuart Subotnick
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
9
Elect Laura A. Weil
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
10
Elect Randall J. Weisenburger
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
11
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Carnival plc
CCL
143658300
4/5/2017
13
Approval of Directors' Remuneration Report
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
14
Approval of Directors' Remuneration Policy
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
15
Appointment of Auditor
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
16
Authority to Set Auditor's Fees
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
17
Accounts and Reports
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
Voted
For
For
For
Carnival plc
CCL
143658300
4/5/2017
20
Authority to Repurchase Shares
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
1
Elect David L. Calhoun
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
2
Elect Daniel M. Dickinson
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
3
Elect Juan Gallardo
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
4
Elect Jesse J. Greene, Jr.
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
5
Elect Jon M. Huntsman, Jr.
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
6
Elect Dennis A. Muilenburg
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
7
Elect William A. Osborn
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
8
Elect Debra L. Reed
Mgmt
Voted
For
Against
Against
Caterpillar Inc.
CAT
149123101
6/14/2017
9
Elect Edward B. Rust, Jr.
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
10
Elect Susan C. Schwab
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
11
Elect Jim Umpleby
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
12
Elect Miles D. White
Mgmt
Voted
For
Against
Against
Caterpillar Inc.
CAT
149123101
6/14/2017
13
Elect Rayford Wilkins Jr.
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Caterpillar Inc.
CAT
149123101
6/14/2017
17
Amendment to the 2014 Long Term Incentive Plan
Mgmt
Voted
For
For
For
Caterpillar Inc.
CAT
149123101
6/14/2017
18
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/14/2017
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
Caterpillar Inc.
CAT
149123101
6/14/2017
20
Shareholder Proposal Regarding Lobbying Priorities
ShrHoldr
Voted
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/14/2017
21
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Voted
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/14/2017
22
Shareholder Proposal Regarding Amendment to Clawback Policy
ShrHoldr
Voted
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/14/2017
23
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
Against
For
CBRE Clarion Global Real Estate Income Fund
IGR
12504G100
10/12/2016
1.1
Elect Richard L. Sutton
Mgmt
Voted
For
For 99% Withhold 1%
For
CBRE Clarion Global Real Estate Income Fund
IGR
12504G100
10/12/2016
1.2
Elect John R. Bartholdson
Mgmt
Voted
For
For 99% Withhold 1%
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
1
Elect Milton Carroll
Mgmt
Voted
For
For
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
2
Elect Michael P. Johnson
Mgmt
Voted
For
For
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
3
Elect Janiece M. Longoria
Mgmt
Voted
For
For
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
4
Elect Scott J. McLean
Mgmt
Voted
For
For
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
5
Elect Theodore F. Pound
Mgmt
Voted
For
For
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
6
Elect Scott M. Prochazka
Mgmt
Voted
For
For
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
7
Elect Susan O. Rheney
Mgmt
Voted
For
For
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
8
Elect Phillip R. Smith
Mgmt
Voted
For
For
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
9
Elect John W. Somerhalder II
Mgmt
Voted
For
For
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
10
Elect Peter S. Wareing
Mgmt
Voted
For
For
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
CenterPoint Energy, Inc.
CNP
15189T107
4/27/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Chevron Corporation
CVX
166764100
5/31/2017
1
Elect Wanda M. Austin
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
2
Elect Linnet F. Deily
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
3
Elect Robert E. Denham
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
4
Elect Alice P. Gast
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
5
Elect Enrique Hernandez, Jr.
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
6
Elect Jon M. Huntsman, Jr.
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
7
Elect Charles W. Moorman, IV
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
8
Elect Dambisa F. Moyo
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
9
Elect Ronald D. Sugar
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
10
Elect Inge G. Thulin
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
11
Elect John S. Watson
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
12
Elect Michael K. Wirth
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Chevron Corporation
CVX
166764100
5/31/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Chevron Corporation
CVX
166764100
5/31/2017
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
Chevron Corporation
CVX
166764100
5/31/2017
17
Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide
ShrHoldr
Voted
Against
Against
For
Chevron Corporation
CVX
166764100
5/31/2017
18
Shareholder Proposal Regarding Climate Change Policy Risk
ShrHoldr
Voted
Against
Abstain
Against
Chevron Corporation
CVX
166764100
5/31/2017
19
Shareholder Proposal Regarding Report on Transition to a Low Carbon Economy
ShrHoldr
Voted
Against
Against
For
Chevron Corporation
CVX
166764100
5/31/2017
20
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Chevron Corporation
CVX
166764100
5/31/2017
21
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Voted
Against
Against
For
Chevron Corporation
CVX
166764100
5/31/2017
22
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
Against
For
China Fund Inc
CHN
169373107
3/28/2017
1.1
Elect William Kirby
Mgmt
Voted
For
For 60% Withhold 40%
For
China Fund Inc
CHN
169373107
3/28/2017
1.2
Elect Linda C. Coughlin
Mgmt
Voted
For
For 60% Withhold 40%
For
Chipotle Mexican Grill, Inc.
CMG
169656105
5/25/2017
1.1
Elect Albert S. Baldocchi
Mgmt
Voted
For
For
For
Chipotle Mexican Grill, Inc.
CMG
169656105
5/25/2017
1.2
Elect Paul T. Cappuccio
Mgmt
Voted
For
For
For
Chipotle Mexican Grill, Inc.
CMG
169656105
5/25/2017
1.3
Elect Steve Ells
Mgmt
Voted
For
For
For
Chipotle Mexican Grill, Inc.
CMG
169656105
5/25/2017
1.4
Elect Neil Flanzraich
Mgmt
Voted
For
For
For
Chipotle Mexican Grill, Inc.
CMG
169656105
5/25/2017
1.5
Elect Robin Hickenlooper
Mgmt
Voted
For
For
For
Chipotle Mexican Grill, Inc.
CMG
169656105
5/25/2017
1.6
Elect Kimbal Musk
Mgmt
Voted
For
For
For
Chipotle Mexican Grill, Inc.
CMG
169656105
5/25/2017
1.7
Elect Ali Namvar
Mgmt
Voted
For
For
For
Chipotle Mexican Grill, Inc.
CMG
169656105
5/25/2017
1.8
Elect Matthew H. Paull
Mgmt
Voted
For
For
For
Chipotle Mexican Grill, Inc.
CMG
169656105
5/25/2017
2
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Chipotle Mexican Grill, Inc.
CMG
169656105
5/25/2017
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Chipotle Mexican Grill, Inc.
CMG
169656105
5/25/2017
4
Ratification of Auditor
Mgmt
Voted
For
For
For
Chipotle Mexican Grill, Inc.
CMG
169656105
5/25/2017
5
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
Chubb Limited
CB
H1467J104
5/18/2017
1
Accounts and Reports
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
2
Allocation of Profits
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
3
Dividends from Reserves
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
4
Ratification of Board Acts
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
5
Election of Statutory Auditors
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
6
Appointment of Auditor
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
7
Appointment of Special Auditor
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
8
Elect Evan G. Greenberg
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
9
Elect Robert M. Hernandez
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
10
Elect Michael G. Atieh
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
11
Elect Sheila P. Burke
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
12
Elect James I. Cash, Jr.
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
13
Elect Mary A. Cirillo
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
14
Elect Michael P. Connors
Mgmt
Voted
For
Against
Against
Chubb Limited
CB
H1467J104
5/18/2017
15
Elect John A. Edwardson
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
16
Elect Leo F. Mullin
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
17
Elect Kimberly Ross
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
18
Elect Robert W. Scully
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
19
Elect Eugene B. Shanks, Jr.
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
20
Elect Theodore Shasta
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
21
Elect David H. Sidwell
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
22
Elect Olivier Steimer
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
23
Elect James M. Zimmerman
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
24
Elect Evan G. Greenberg as Chairman of the Board
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
25
Elect Michael P. Connors
Mgmt
Voted
For
Against
Against
Chubb Limited
CB
H1467J104
5/18/2017
26
Elect Mary A. Cirillo
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
27
Elect Robert M. Hernandez
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
28
Elect Robert W. Scully
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
29
Elect James M. Zimmerman
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
30
ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
31
APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
32
Board Compensation
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
33
Executive Compensation
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
34
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Chubb Limited
CB
H1467J104
5/18/2017
35
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Chubb Limited
CB
H1467J104
5/18/2017
36
Additional or Miscellaneous Proposals
Mgmt
Voted
For
Abstain
Against
Cigna Corporation
CI
125509109
4/26/2017
1
Elect David M. Cordani
Mgmt
Voted
For
For
For
Cigna Corporation
CI
125509109
4/26/2017
2
Elect Eric J. Foss
Mgmt
Voted
For
For
For
Cigna Corporation
CI
125509109
4/26/2017
3
Elect Isaiah Harris, Jr.
Mgmt
Voted
For
For
For
Cigna Corporation
CI
125509109
4/26/2017
4
Elect Jane E. Henney
Mgmt
Voted
For
For
For
Cigna Corporation
CI
125509109
4/26/2017
5
Elect Roman Martinez IV
Mgmt
Voted
For
For
For
Cigna Corporation
CI
125509109
4/26/2017
6
Elect Donna F. Zarcone
Mgmt
Voted
For
For
For
Cigna Corporation
CI
125509109
4/26/2017
7
Elect William D. Zollars
Mgmt
Voted
For
For
For
Cigna Corporation
CI
125509109
4/26/2017
8
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Cigna Corporation
CI
125509109
4/26/2017
9
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Cigna Corporation
CI
125509109
4/26/2017
10
Amendment to the Cigna Long-Term Incentive Plan
Mgmt
Voted
For
For
For
Cigna Corporation
CI
125509109
4/26/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
Cigna Corporation
CI
125509109
4/26/2017
12
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Voted
Against
For
Against
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
1
Elect Carol A. Bartz
Mgmt
Voted
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
2
Elect M. Michele Burns
Mgmt
Voted
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
3
Elect Michael D. Capellas
Mgmt
Voted
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
4
Elect John T. Chambers
Mgmt
Voted
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
5
Elect Amy Chang
Mgmt
Voted
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
6
Elect John L. Hennessy
Mgmt
Voted
For
Against
Against
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
7
Elect Kristina M. Johnson
Mgmt
Voted
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
8
Elect Roderick C. McGeary
Mgmt
Voted
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
9
Elect Charles  H. Robbins
Mgmt
Voted
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
10
Elect Arun Sarin
Mgmt
Voted
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
11
Elect Steven M. West
Mgmt
Voted
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
14
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
Against
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
15
Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine
ShrHoldr
Voted
Against
Against
For
Cisco Systems, Inc.
CSCO
17275R102
12/12/2016
16
Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements
ShrHoldr
Voted
Against
Against
For
Citigroup Inc.
C
172967424
4/25/2017
1
Elect Michael L. Corbat
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
2
Elect Ellen M. Costello
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
3
Elect Duncan P. Hennes
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
4
Elect Peter B. Henry
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
5
Elect Franz B. Humer
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
6
Elect Renee J. James
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
7
Elect Eugene M. McQuade
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
8
Elect Michael E. O'Neill
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
9
Elect Gary M. Reiner
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
10
Elect Anthony M. Santomero
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
11
Elect Diana L. Taylor
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
12
Elect William S. Thompson, Jr.
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
13
Elect James S. Turley
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
14
Elect Deborah C. Wright
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
15
Elect Ernesto Zedillo Ponce de Leon
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
16
Ratification of Auditor
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
17
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Citigroup Inc.
C
172967424
4/25/2017
18
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Citigroup Inc.
C
172967424
4/25/2017
19
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Voted
Against
For
Against
Citigroup Inc.
C
172967424
4/25/2017
20
Shareholder Proposal Regarding Formation of Shareholder Value Committee
ShrHoldr
Voted
Against
Against
For
Citigroup Inc.
C
172967424
4/25/2017
21
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
Against
For
Citigroup Inc.
C
172967424
4/25/2017
22
Shareholder Proposal Regarding Amendment to Clawback Policy
ShrHoldr
Voted
Against
Against
For
Citigroup Inc.
C
172967424
4/25/2017
23
Shareholder Proposal Regarding Government Service Vesting
ShrHoldr
Voted
Against
Against
For
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
4/7/2017
1.1
Elect William R. Hutchinson
Mgmt
Voted
For
For 98% Withhold 2%
For
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
4/7/2017
1.2
Elect Jane E. Trust
Mgmt
Voted
For
For 98% Withhold 2%
For
Clough Global Allocation Fund
GLV
18913Y103
7/20/2016
1.1
Elect John F. Mee
Mgmt
Voted
For
For 95% Withhold 5%
For
Clough Global Allocation Fund
GLV
18913Y103
7/20/2016
1.2
Elect Vincent W. Versaci
Mgmt
Voted
For
For 98% Withhold 2%
For
Clough Global Allocation Fund
GLV
18913Y103
7/20/2016
1.3
Elect Edmund J. Burke
Mgmt
Voted
For
For 95% Withhold 5%
For
Clough Global Equity Fund
GLQ
18914C100
7/20/2016
1.1
Elect Robert L. Butler
Mgmt
Voted
For
For 99% Withhold 1%
For
Clough Global Equity Fund
GLQ
18914C100
7/20/2016
1.2
Elect Richard C. Rantzow
Mgmt
Voted
For
For 99% Withhold 1%
For
Clough Global Equity Fund
GLQ
18914C100
7/20/2016
1.3
Elect Vincent W. Versaci
Mgmt
Voted
For
For 99% Withhold 1%
For
Clough Global Equity Fund
GLQ
18914C100
7/20/2016
1.4
Elect James E. Canty
Mgmt
Voted
For
For 99% Withhold 1%
For
Clough Global Opportunities Fund.
GLO
18914E106
7/20/2016
1.1
Elect Adam D. Crescenzi
Mgmt
Voted
For
For 96% Withhold 4%
For
Clough Global Opportunities Fund.
GLO
18914E106
7/20/2016
1.2
Elect Jerry G. Rutledge
Mgmt
Voted
For
For 96% Withhold 4%
For
Clough Global Opportunities Fund.
GLO
18914E106
7/20/2016
1.3
Elect Vincent W. Versaci
Mgmt
Voted
For
For 96% Withhold 4%
For
CME Group Inc.
CME
12572Q105
5/24/2017
1
Elect Terrence A. Duffy
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
2
Elect Timothy S. Bitsberger
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
3
Elect Charles P. Carey
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
4
Elect Dennis H. Chookaszian
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
5
Elect Ana Dutra
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
6
Elect Martin J. Gepsman
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
7
Elect Larry G. Gerdes
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
8
Elect Daniel R. Glickman
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
9
Elect Leo Melamed
Mgmt
Voted
For
Against
Against
CME Group Inc.
CME
12572Q105
5/24/2017
10
Elect Alex J. Pollock
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
11
Elect John F. Sandner
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
12
Elect Terry L. Savage
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
13
Elect William R. Shepard
Mgmt
Voted
For
Against
Against
CME Group Inc.
CME
12572Q105
5/24/2017
14
Elect Dennis A. Suskind
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
16
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
CME Group Inc.
CME
12572Q105
5/24/2017
18
Amendment to the Incentive Plan for Named Executive Officers
Mgmt
Voted
For
For
For
CME Group Inc.
CME
12572Q105
5/24/2017
19
Approval of the Amendment and Restatement of the Omnibus Stock Plan
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
1
Elect Herbert A. Allen
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
2
Elect Ronald W. Allen
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
3
Elect Marc Bolland
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
4
Elect Ana Patricia Botin
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
5
Elect Richard M. Daley
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
6
Elect Barry Diller
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
7
Elect Helene D. Gayle
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
8
Elect Alexis M. Herman
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
9
Elect Muhtar Kent
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
10
Elect Robert A. Kotick
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
11
Elect Maria Elena Lagomasino
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
12
Elect Sam Nunn
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
13
Elect James Quincey
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
14
Elect David B. Weinberg
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Coca-Cola Company
KO
191216100
4/26/2017
17
Ratification of Auditor
Mgmt
Voted
For
For
For
Coca-Cola Company
KO
191216100
4/26/2017
18
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Voted
Against
Against
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
1
Elect Zein Abdalla
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
2
Elect Betsy Atkins
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
3
Elect Maureen Breakiron-Evans
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
4
Elect Jonathan  Chadwick
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
5
Elect John M. Dineen
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
6
Elect Francisco D'Souza
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
7
Elect John N. Fox, Jr.
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
8
Elect John E. Klein
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
9
Elect Leo S. Mackay, Jr.
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
10
Elect Michael Patsalos-Fox
Mgmt
Voted
For
Against
Against
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
11
Elect Robert E. Weissman
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
14
Approval of the 2017 Incentive Award Plan
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
16
Shareholder Proposal Regarding Supermajority Provisions
ShrHoldr
Voted
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/6/2017
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Voted
Against
For
Against
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/27/2017
1.1
Elect Michael Clark
Mgmt
Voted
For
For 98% Withhold 2%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/27/2017
1.2
Elect Bonnie Cohen
Mgmt
Voted
For
For 97% Withhold 3%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/27/2017
1.3
Elect Dean Junkans
Mgmt
Voted
For
For 97% Withhold 3%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/27/2017
1.4
Elect Richard E. Kroon
Mgmt
Voted
For
For 97% Withhold 3%
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
1
Elect Charles A. Bancroft
Mgmt
Voted
For
For
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
2
Elect John P. Bilbrey
Mgmt
Voted
For
For
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
3
Elect John T. Cahill
Mgmt
Voted
For
For
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
4
Elect Ian M. Cook
Mgmt
Voted
For
For
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
5
Elect Helene D. Gayle
Mgmt
Voted
For
For
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
6
Elect Ellen M. Hancock
Mgmt
Voted
For
For
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
7
Elect C. Martin Harris
Mgmt
Voted
For
For
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
8
Elect Lorrie Norrington
Mgmt
Voted
For
For
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
9
Elect Michael B. Polk
Mgmt
Voted
For
For
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
10
Elect Stephen I. Sadove
Mgmt
Voted
For
For
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Colgate-Palmolive Company
CL
194162103
5/12/2017
14
Shareholder Proposal Regarding Right to Call Special Meetings
ShrHoldr
Voted
Against
For
Against
Conagra Foods, Inc.
CAG
205887102
9/23/2016
1.1
Elect Bradley A. Alford
Mgmt
Voted
For
For
For
Conagra Foods, Inc.
CAG
205887102
9/23/2016
1.2
Elect Thomas K. Brown
Mgmt
Voted
For
For
For
Conagra Foods, Inc.
CAG
205887102
9/23/2016
1.3
Elect Stephen G. Butler
Mgmt
Voted
For
For
For
Conagra Foods, Inc.
CAG
205887102
9/23/2016
1.4
Elect Sean M. Connolly
Mgmt
Voted
For
For
For
Conagra Foods, Inc.
CAG
205887102
9/23/2016
1.5
Elect Steven F. Goldstone
Mgmt
Voted
For
For
For
Conagra Foods, Inc.
CAG
205887102
9/23/2016
1.6
Elect Joie A. Gregor
Mgmt
Voted
For
For
For
Conagra Foods, Inc.
CAG
205887102
9/23/2016
1.7
Elect Rajive Johri
Mgmt
Voted
For
For
For
Conagra Foods, Inc.
CAG
205887102
9/23/2016
1.8
Elect William G. Jurgensen
Mgmt
Voted
For
For
For
Conagra Foods, Inc.
CAG
205887102
9/23/2016
1.9
Elect Richard H. Lenny
Mgmt
Voted
For
For
For
Conagra Foods, Inc.
CAG
205887102
9/23/2016
1.10
Elect Ruth Ann Marshall
Mgmt
Voted
For
For
For
Conagra Foods, Inc.
CAG
205887102
9/23/2016
1.11
Elect Timothy R. McLevish
Mgmt
Voted
For
For
For
Conagra Foods, Inc.
CAG
205887102
9/23/2016
2
Ratification of Auditor
Mgmt
Voted
For
For
For
Conagra Foods, Inc.
CAG
205887102
9/23/2016
3
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Concho Resources Inc.
CXO
20605P101
5/17/2017
1
Elect Timothy A. Leach
Mgmt
Voted
For
For
For
Concho Resources Inc.
CXO
20605P101
5/17/2017
2
Elect William H. Easter III
Mgmt
Voted
For
For
For
Concho Resources Inc.
CXO
20605P101
5/17/2017
3
Elect John P. Surma
Mgmt
Voted
For
For
For
Concho Resources Inc.
CXO
20605P101
5/17/2017
4
Ratification of Auditor
Mgmt
Voted
For
For
For
Concho Resources Inc.
CXO
20605P101
5/17/2017
5
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Concho Resources Inc.
CXO
20605P101
5/17/2017
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Consolidated Edison, Inc.
ED
209115104
5/15/2017
1
Elect Vincent A. Calarco
Mgmt
Voted
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/15/2017
2
Elect George  Campbell, Jr.
Mgmt
Voted
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/15/2017
3
Elect Michael J. Del Giudice
Mgmt
Voted
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/15/2017
4
Elect Ellen V. Futter
Mgmt
Voted
For
Against
Against
Consolidated Edison, Inc.
ED
209115104
5/15/2017
5
Elect John F. Killian
Mgmt
Voted
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/15/2017
6
Elect John McAvoy
Mgmt
Voted
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/15/2017
7
Elect Armando Olivera
Mgmt
Voted
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/15/2017
8
Elect Michael W. Ranger
Mgmt
Voted
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/15/2017
9
Elect Linda S. Sanford
Mgmt
Voted
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/15/2017
10
Elect L. Frederick Sutherland
Mgmt
Voted
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/15/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/15/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Consolidated Edison, Inc.
ED
209115104
5/15/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Constellation Brands, Inc.
STZ
21036P108
7/20/2016
1.1
Elect Jerry Fowden
Mgmt
Voted
For
For
For
Constellation Brands, Inc.
STZ
21036P108
7/20/2016
1.2
Elect Barry A. Fromberg
Mgmt
Voted
For
For
For
Constellation Brands, Inc.
STZ
21036P108
7/20/2016
1.3
Elect Robert L. Hanson
Mgmt
Voted
For
For
For
Constellation Brands, Inc.
STZ
21036P108
7/20/2016
1.4
Elect Ernesto M. Hernandez
Mgmt
Voted
For
For
For
Constellation Brands, Inc.
STZ
21036P108
7/20/2016
1.5
Elect James A. Locke III
Mgmt
Voted
For
Withhold
Against
Constellation Brands, Inc.
STZ
21036P108
7/20/2016
1.6
Elect Daniel J. McCarthy
Mgmt
Voted
For
For
For
Constellation Brands, Inc.
STZ
21036P108
7/20/2016
1.7
Elect Richard Sands
Mgmt
Voted
For
For
For
Constellation Brands, Inc.
STZ
21036P108
7/20/2016
1.8
Elect Robert Sands
Mgmt
Voted
For
For
For
Constellation Brands, Inc.
STZ
21036P108
7/20/2016
1.9
Elect Judy A. Schmeling
Mgmt
Voted
For
For
For
Constellation Brands, Inc.
STZ
21036P108
7/20/2016
1.10
Elect Keith E. Wandell
Mgmt
Voted
For
For
For
Constellation Brands, Inc.
STZ
21036P108
7/20/2016
2
Ratification of Auditor
Mgmt
Voted
For
For
For
Constellation Brands, Inc.
STZ
21036P108
7/20/2016
3
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
1
Elect Donald W. Blair
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
2
Elect Stephanie A. Burns
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
3
Elect John A. Canning Jr.
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
4
Elect Richard T. Clark
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
5
Elect Robert F. Cummings, Jr.
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
6
Elect Deborah A. Henretta
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
7
Elect Daniel P. Huttenlocher
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
8
Elect Kurt M. Landgraf
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
9
Elect Kevin J. Martin
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
10
Elect Deborah Rieman
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
11
Elect Hansel E. Tookes II
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
12
Elect Wendell P. Weeks
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
13
Elect Mark S. Wrighton
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Corning Incorporated
GLW
219350105
4/27/2017
16
Ratification of Auditor
Mgmt
Voted
For
For
For
Corning Incorporated
GLW
219350105
4/27/2017
17
Amendment to the 2012 Long Term Incentive Plan
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
1
Elect Donald J. Ehrlich
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
2
Elect Linda P. Hefner Filler
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
3
Elect Robert J. Hugin
Mgmt
Voted
For
Against
Against
Danaher Corporation
DHR
235851102
5/9/2017
4
Elect Thomas P. Joyce, Jr.
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
5
Elect Teri  List-Stoll
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
6
Elect Walter G. Lohr, Jr.
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
7
Elect Mitchell P. Rales
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
8
Elect Steven M. Rales
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
9
Elect John T. Schwieters
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
10
Elect Alan G. Spoon
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
11
Elect Raymond C. Stevens
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
12
Elect Elias A. Zerhouni
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
14
Amendment to the 2007 Omnibus Incentive Plan
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
15
Amendment to the 2007 Executive Incentive Compensation Plan
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
16
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Danaher Corporation
DHR
235851102
5/9/2017
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Danaher Corporation
DHR
235851102
5/9/2017
18
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Voted
Against
Against
For
Deere & Company
DE
244199105
2/22/2017
1
Elect Samuel R. Allen
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
2
Elect Crandall C. Bowles
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
3
Elect Vance D. Coffman
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
4
Elect Alan C. Heuberger
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
5
Elect Dipak C. Jain
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
6
Elect Michael O. Johanns
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
7
Elect Clayton M. Jones
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
8
Elect Brian M. Krzanich
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
9
Elect Gregory R. Page
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
10
Elect Sherry M. Smith
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
11
Elect Dmitri L. Stockton
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
12
Elect Sheila G. Talton
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
13
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Deere & Company
DE
244199105
2/22/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
Deere & Company
DE
244199105
2/22/2017
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Voted
Against
For
Against
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/17/2016
1.1
Elect Thomas L. Bennett
Mgmt
Voted
For
For 96% Withhold 4%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/17/2016
1.2
Elect Ann Borowiec
Mgmt
Voted
For
For 96% Withhold 4%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/17/2016
1.3
Elect Joseph W. Chow
Mgmt
Voted
For
For 96% Withhold 4%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/17/2016
1.4
Elect John A. Fry
Mgmt
Voted
For
For 96% Withhold 4%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/17/2016
1.5
Elect Shawn Lytle
Mgmt
Voted
For
For 96% Withhold 4%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/17/2016
1.6
Elect Frances A. Sevilla-Sacasa
Mgmt
Voted
For
For 96% Withhold 4%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/17/2016
1.7
Elect Thomas K. Whitford
Mgmt
Voted
For
For 96% Withhold 4%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/17/2016
1.8
Elect Lucinda S. Landreth
Mgmt
Voted
For
For 96% Withhold 4%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/17/2016
1.9
Elect Janet L. Yeomans
Mgmt
Voted
For
For 96% Withhold 4%
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
1
Elect Joseph S. Cantie
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
2
Elect Kevin P. Clark
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
3
Elect Gary L. Cowger
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
4
Elect Nicholas M. Donofrio
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
5
Elect Mark Frissora
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
6
Elect Rajiv L. Gupta
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
7
Elect Sean O. Mahoney
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
8
Elect Timothy M. Manganello
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
9
Elect Ana G. Pinczuk
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
10
Elect Thomas W. Sidlik
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
11
Elect Bernd Wiedemann
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
12
Elect Lawrence A. Zimmerman
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/27/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
1
Elect William P. Barr
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
2
Elect Helen E. Dragas
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
3
Elect James O. Ellis, Jr.
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
4
Elect Thomas F. Farrell II
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
5
Elect John W. Harris
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
6
Elect Ronald W. Jibson
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
7
Elect Mark J. Kington
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
8
Elect Joseph M. Rigby
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
9
Elect Pamela L. Royal
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
10
Elect Robert H. Spilman, Jr.
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
11
Elect Susan N. Story
Mgmt
Voted
For
Against
Against
Dominion Resources, Inc.
D
25746U109
5/10/2017
12
Elect Michael E. Szymanczyk
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
16
Company Name Change
Mgmt
Voted
For
For
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
17
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
Against
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
18
Shareholder Proposal Regarding Climate Change Expertise on Board
ShrHoldr
Voted
Against
Against
For
Dominion Resources, Inc.
D
25746U109
5/10/2017
19
Shareholder Proposal Regarding Climate Change Reporting
ShrHoldr
Voted
Against
For
Against
Dominion Resources, Inc.
D
25746U109
5/10/2017
20
Shareholder Proposal Regarding Methane Emissions Report
ShrHoldr
Voted
Against
Against
For
Dow Chemical Company
DOW
260543103
5/11/2017
1
Elect Ajay Banga
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
2
Elect Jacqueline K. Barton
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
3
Elect James A. Bell
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
4
Elect Richard K. Davis
Mgmt
Voted
For
Against
Against
Dow Chemical Company
DOW
260543103
5/11/2017
5
Elect Jeff M. Fettig
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
6
Elect Andrew N. Liveris
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
7
Elect Mark Loughridge
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
8
Elect Raymond J. Milchovich
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
9
Elect Robert S. Miller
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
10
Elect Paul Polman
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
11
Elect Dennis H. Reilley
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
12
Elect James M. Ringler
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
13
Elect Ruth G. Shaw
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
5/11/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Dow Chemical Company
DOW
260543103
7/20/2016
1
Merger
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
7/20/2016
2
Right to Adjourn Meeting
Mgmt
Voted
For
For
For
Dow Chemical Company
DOW
260543103
7/20/2016
3
Advisory Vote on Golden Parachutes
Mgmt
Voted
For
For
For
Duff & Phelps Global Utility Income Fund Inc
DPG
26433C105
3/14/2017
1.1
Elect David J. Vitale
Mgmt
Voted
For
For 97% Withhold 3%
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.1
Elect Michael J. Angelakis
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.2
Elect Michael G. Browning
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.3
Elect Theodore F. Craver, Jr.
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.4
Elect Daniel R. DiMicco
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.5
Elect John H. Forsgren
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.6
Elect Lynn J. Good
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.7
Elect John T. Herron
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.8
Elect James B. Hyler, Jr.
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.9
Elect William E. Kennard
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.10
Elect E. Marie McKee
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.11
Elect Charles W. Moorman, IV
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.12
Elect Carlos A. Saladrigas
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.13
Elect Thomas E. Skains
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
1.14
Elect William E. Webster
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
2
Ratification of Auditor
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
3
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Duke Energy Corporation
DUK
26441C204
5/4/2017
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
5
Elimination of Supermajority Requirement
Mgmt
Voted
For
For
For
Duke Energy Corporation
DUK
26441C204
5/4/2017
6
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
Duke Energy Corporation
DUK
26441C204
5/4/2017
7
Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances
ShrHoldr
Voted
Against
For
Against
Duke Energy Corporation
DUK
26441C204
5/4/2017
8
Shareholder Proposal Regarding Health Effects of Coal
ShrHoldr
Voted
Against
Against
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
1
Elect Lamberto  Andreotti
Mgmt
Voted
For
For
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
2
Elect Edward D. Breen
Mgmt
Voted
For
For
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
3
Elect Robert A. Brown
Mgmt
Voted
For
For
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
4
Elect Alexander M. Cutler
Mgmt
Voted
For
For
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
5
Elect Eleuthere I. du Pont
Mgmt
Voted
For
For
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
6
Elect James L. Gallogly
Mgmt
Voted
For
For
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
7
Elect Marillyn A. Hewson
Mgmt
Voted
For
For
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
8
Elect Lois D. Juliber
Mgmt
Voted
For
For
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
9
Elect Lee M. Thomas
Mgmt
Voted
For
For
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
10
Elect Patrick J. Ward
Mgmt
Voted
For
For
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
14
Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay
ShrHoldr
Voted
Against
Against
For
E. I. du Pont de Nemours and Company
DD
263534109
5/24/2017
15
Shareholder Proposal Regarding Accident Risk Reduction Report
ShrHoldr
Voted
Against
For
Against
Eaton Vance Tax-Advantaged Global Dividend
ETG
27828S101
8/18/2016
1.1
Elect Scott E. Eston
Mgmt
Voted
For
For 97% Withhold 3%
For
Eaton Vance Tax-Advantaged Global Dividend
ETG
27828S101
8/18/2016
1.2
Elect Cynthia E. Frost
Mgmt
Voted
For
For 96% Withhold 4%
For
Eaton Vance Tax-Advantaged Global Dividend
ETG
27828S101
8/18/2016
1.3
Elect Valerie A. Mosley
Mgmt
Voted
For
For 96% Withhold 4%
For
Eli Lilly and Company
LLY
532457108
5/1/2017
1
Elect Michael L. Eskew
Mgmt
Voted
For
For
For
Eli Lilly and Company
LLY
532457108
5/1/2017
2
Elect William G. Kaelin, Jr.
Mgmt
Voted
For
For
For
Eli Lilly and Company
LLY
532457108
5/1/2017
3
Elect John C. Lechleiter
Mgmt
Voted
For
For
For
Eli Lilly and Company
LLY
532457108
5/1/2017
4
Elect David A. Ricks
Mgmt
Voted
For
For
For
Eli Lilly and Company
LLY
532457108
5/1/2017
5
Elect Marschall S. Runge
Mgmt
Voted
For
For
For
Eli Lilly and Company
LLY
532457108
5/1/2017
6
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Eli Lilly and Company
LLY
532457108
5/1/2017
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Eli Lilly and Company
LLY
532457108
5/1/2017
8
Ratification of Auditor
Mgmt
Voted
For
For
For
Eli Lilly and Company
LLY
532457108
5/1/2017
9
Amendment to the Directors' Deferral Plan
Mgmt
Voted
For
For
For
Eli Lilly and Company
LLY
532457108
5/1/2017
10
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
Ellsworth Growth and Income Fund Ltd.
ECF
289074106
6/12/2017
1.1
Elect Kinchen C. Bizzell
Mgmt
Voted
For
For 94% Withhold 6%
For
Ellsworth Growth and Income Fund Ltd.
ECF
289074106
6/12/2017
1.2
Elect James P. Conn
Mgmt
Voted
For
For 93% Withhold 7%
For
Ellsworth Growth and Income Fund Ltd.
ECF
289074106
6/12/2017
1.3
Elect Frank J. Fahrenkopf, Jr.
Mgmt
Voted
For
For 93% Withhold 7%
For
Ellsworth Growth and Income Fund Ltd.
ECF
289074106
6/12/2017
1.4
Elect Michael J. Melarkey
Mgmt
Voted
For
For 94% Withhold 6%
For
Ellsworth Growth and Income Fund Ltd.
ECF
289074106
6/12/2017
2
Amendment to Fundamental Investment Restrictions Regarding Borrowing and Issuing Senior Securities
Mgmt
Voted
For
For 91% Against 6% Abstain 3%
For
Emerson Electric Co.
EMR
291011104
2/7/2017
1.1
Elect David N. Farr
Mgmt
Voted
For
For
For
Emerson Electric Co.
EMR
291011104
2/7/2017
1.2
Elect William R. Johnson
Mgmt
Voted
For
For
For
Emerson Electric Co.
EMR
291011104
2/7/2017
1.3
Elect Mathew S. Levatich
Mgmt
Voted
For
For
For
Emerson Electric Co.
EMR
291011104
2/7/2017
1.4
Elect Joseph W. Prueher
Mgmt
Voted
For
For
For
Emerson Electric Co.
EMR
291011104
2/7/2017
2
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Emerson Electric Co.
EMR
291011104
2/7/2017
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Emerson Electric Co.
EMR
291011104
2/7/2017
4
Ratification of Auditor
Mgmt
Voted
For
For
For
Emerson Electric Co.
EMR
291011104
2/7/2017
5
Shareholder Proposal Regarding Independent Chair
ShrHoldr
Voted
Against
For
Against
Emerson Electric Co.
EMR
291011104
2/7/2017
6
Shareholder Proposal Regarding Electioneering Expenditures and Payments to Advocacy Organizations
ShrHoldr
Voted
Against
For
Against
Emerson Electric Co.
EMR
291011104
2/7/2017
7
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
Emerson Electric Co.
EMR
291011104
2/7/2017
8
Shareholder Proposal Regarding Reducing GHG Emissions
ShrHoldr
Voted
Against
Against
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.1
Elect Pamela L. Carter
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.2
Elect Clarence P. Cazalot, Jr.
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.3
Elect Marcel R. Coutu
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.4
Elect Gregory L. Ebel
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.5
Elect J. Herb England
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.6
Elect Charles W. Fischer
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.7
Elect V. Maureen Kempston Darkes
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.8
Elect Michael McShane
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.9
Elect Al Monaco
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.10
Elect Michael E.J. Phelps
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.11
Elect Rebecca B. Roberts
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.12
Elect Dan C. Tutcher
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
1.13
Elect Catherine L. Williams
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
2
Appointment of Auditor
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
3
Amendment to Shareholder Rights Plan
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
4
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Enbridge Inc.
ENB
29250N105
5/11/2017
5
Shareholder Proposal Regarding Indigenous Peoples Rights Risks Report
ShrHoldr
Voted
Against
Against
For
EOG Resources, Inc.
EOG
26875P101
4/27/2017
1
Elect Janet F. Clark
Mgmt
Voted
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/27/2017
2
Elect Charles R. Crisp
Mgmt
Voted
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/27/2017
3
Elect Robert P. Daniels
Mgmt
Voted
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/27/2017
4
Elect James C. Day
Mgmt
Voted
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/27/2017
5
Elect Donald F. Textor
Mgmt
Voted
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/27/2017
6
Elect William R. Thomas
Mgmt
Voted
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/27/2017
7
Elect Frank G. Wisner
Mgmt
Voted
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/27/2017
8
Ratification of Auditor
Mgmt
Voted
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/27/2017
9
Increase of Authorized Common Stock
Mgmt
Voted
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/27/2017
10
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/27/2017
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Exelon Corporation
EXC
30161N101
4/25/2017
1
Elect Anthony K. Anderson
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
2
Elect Ann C. Berzin
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
3
Elect Christopher M. Crane
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
4
Elect Yves C. de Balmann
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
5
Elect Nicholas DeBenedictis
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
6
Elect Nancy L. Gioia
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
7
Elect Linda P. Jojo
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
8
Elect Paul L. Joskow
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
9
Elect Robert J. Lawless
Mgmt
Voted
For
Against
Against
Exelon Corporation
EXC
30161N101
4/25/2017
10
Elect Richard W. Mies
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
11
Elect John W. Rogers, Jr.
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
12
Elect Mayo A. Shattuck III
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
13
Elect Stephen D. Steinour
Mgmt
Voted
For
Against
Against
Exelon Corporation
EXC
30161N101
4/25/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Exelon Corporation
EXC
30161N101
4/25/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
1.1
Elect Susan K. Avery
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
1.2
Elect Michael J. Boskin
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
1.3
Elect Angela F. Braly
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
1.4
Elect Ursula M. Burns
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
1.5
Elect Henrietta H. Fore
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
1.6
Elect Kenneth C. Frazier
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
1.7
Elect Douglas R. Oberhelman
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
1.8
Elect Samuel J. Palmisano
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
1.9
Elect Steven S Reinemund
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
1.10
Elect William C. Weldon
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
1.11
Elect Darren W. Woods
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
2
Ratification of Auditor
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
3
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
5
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Voted
Against
For
Against
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
7
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
8
Shareholder Proposal Regarding Restricting Precatory Proposals
ShrHoldr
Voted
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
9
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Voted
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
10
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
11
Shareholder Policy Regarding Dividend Policy
ShrHoldr
Voted
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
12
Shareholder Proposal Regarding Climate Change Policy Risk
ShrHoldr
Voted
Against
For
Against
Exxon Mobil Corporation
XOM
30231G102
5/31/2017
13
Shareholder Proposal Regarding Methane Emissions Reporting
ShrHoldr
Voted
Against
For
Against
FedEx Corporation
FDX
31428X106
9/26/2016
1
Elect James L. Barksdale
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
2
Elect John A. Edwardson
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
3
Elect Marvin Ellison
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
4
Elect John C. Inglis
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
5
Elect Kimberly A. Jabal
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
6
Elect Shirley Ann Jackson
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
7
Elect R. Brad Martin
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
8
Elect Joshua Cooper Ramo
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
9
Elect Susan C. Schwab
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
10
Elect Frederick W. Smith
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
11
Elect David P. Steiner
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
12
Elect Paul S. Walsh
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
14
Ratification of Auditor
Mgmt
Voted
For
For
For
FedEx Corporation
FDX
31428X106
9/26/2016
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
FedEx Corporation
FDX
31428X106
9/26/2016
16
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Voted
Against
Against
For
FedEx Corporation
FDX
31428X106
9/26/2016
17
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Voted
Against
Against
For
FedEx Corporation
FDX
31428X106
9/26/2016
18
Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations
ShrHoldr
Voted
Against
Against
For
First Trust Energy Income and Growth Fund
FIF
33738C103
4/24/2017
1.1
Elect Robert F. Keith
Mgmt
Voted
For
For 98% Withhold 2%
For
First Trust Energy Income and Growth Fund
FEO
33731K102
4/24/2017
1.1
Elect Robert F. Keith
Mgmt
Voted
For
For 89% Withhold 11%
For
First Trust Enhanced Equity Income Fund
FFA
337318109
4/24/2017
1.1
Elect Robert F. Keith
Mgmt
Voted
For
For 77% Withhold 23%
For
First Trust Intermediate Duration Preferred & Income Fund
FPF
33740D107
4/24/2017
1.1
Elect Robert F. Keith
Mgmt
Voted
For
For 89% Withhold 11%
For
Ford Motor Company
F
345370860
5/11/2017
1
Elect Stephen G. Butler
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
2
Elect Kimberly A. Casiano
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
3
Elect Anthony F. Earley, Jr.
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
4
Elect Mark Fields
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
5
Elect Edsel B. Ford II
Mgmt
Voted
For
Against
Against
Ford Motor Company
F
345370860
5/11/2017
6
Elect William Clay Ford, Jr.
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
7
Elect William W. Helman IV
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
8
Elect Jon M. Huntsman, Jr.
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
9
Elect William E. Kennard
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
10
Elect John C. Lechleiter
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
11
Elect Ellen R. Marram
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
12
Elect John L. Thornton
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
13
Elect Lynn M. Vojvodich
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
14
Elect John S. Weinberg
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
16
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Ford Motor Company
F
345370860
5/11/2017
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Ford Motor Company
F
345370860
5/11/2017
18
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Voted
Against
For
Against
Ford Motor Company
F
345370860
5/11/2017
19
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
Fortive Corporation
FTV
34959J108
6/6/2017
1
Elect Kate D. Mitchell
Mgmt
Voted
For
For
For
Fortive Corporation
FTV
34959J108
6/6/2017
2
Elect Israel Ruiz
Mgmt
Voted
For
Against
Against
Fortive Corporation
FTV
34959J108
6/6/2017
3
Ratification of Auditor
Mgmt
Voted
For
For
For
Fortive Corporation
FTV
34959J108
6/6/2017
4
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Fortive Corporation
FTV
34959J108
6/6/2017
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Fortive Corporation
FTV
34959J108
6/6/2017
6
Repeal of Classified Board
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
1
Elect Peter K. Barker
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
2
Elect Mariann Byerwalter
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
3
Elect Charles E. Johnson
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
4
Elect Gregory E. Johnson
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
5
Elect Rupert H. Johnson, Jr.
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
6
Elect Mark C. Pigott
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
7
Elect Chutta Ratnathicam
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
8
Elect Laura Stein
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
9
Elect Seth H. Waugh
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
10
Elect Geoffrey Y. Yang
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
11
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
3 Years
1 Year
Against
Franklin Resources, Inc.
BEN
354613101
2/15/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
14
Shareholder Proposal Regarding Climate Change Proxy Voting Practices
ShrHoldr
Voted
Against
Against
For
Franklin Resources, Inc.
BEN
354613101
2/15/2017
15
Shareholder Proposal Regarding Compensation-Related Proxy Voting Policies
ShrHoldr
Voted
Against
Against
For
Freeport-McMoRan Inc.
FCX
35671D857
6/6/2017
1.1
Elect Richard C. Adkerson
Mgmt
Voted
For
For
For
Freeport-McMoRan Inc.
FCX
35671D857
6/6/2017
1.2
Elect Gerald J. Ford
Mgmt
Voted
For
For
For
Freeport-McMoRan Inc.
FCX
35671D857
6/6/2017
1.3
Elect Lydia H. Kennard
Mgmt
Voted
For
For
For
Freeport-McMoRan Inc.
FCX
35671D857
6/6/2017
1.4
Elect Andrew Langham
Mgmt
Voted
For
For
For
Freeport-McMoRan Inc.
FCX
35671D857
6/6/2017
1.5
Elect Jon C. Madonna
Mgmt
Voted
For
For
For
Freeport-McMoRan Inc.
FCX
35671D857
6/6/2017
1.6
Elect Courtney Mather
Mgmt
Voted
For
For
For
Freeport-McMoRan Inc.
FCX
35671D857
6/6/2017
1.7
Elect Dustan E. McCoy
Mgmt
Voted
For
For
For
Freeport-McMoRan Inc.
FCX
35671D857
6/6/2017
1.8
Elect Frances Fragos Townsend
Mgmt
Voted
For
For
For
Freeport-McMoRan Inc.
FCX
35671D857
6/6/2017
2
Ratification of Auditor
Mgmt
Voted
For
For
For
Freeport-McMoRan Inc.
FCX
35671D857
6/6/2017
3
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Freeport-McMoRan Inc.
FCX
35671D857
6/6/2017
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Gabelli Global Small and Mid Cap Value Trust
GGZ
36249W104
5/15/2017
1.1
Elect Mario J. Gabelli
Mgmt
Voted
For
For 68% Withhold 32%
For
Gabelli Global Small and Mid Cap Value Trust
GGZ
36249W104
5/15/2017
1.2
Elect James P. Conn
Mgmt
Voted
For
For 97% Withhold 3%
For
Gabelli Global Utility & Income Trust.
GLU
36242L105
5/15/2017
1.1
Elect Salvatore J. Zizza
Mgmt
Voted
For
For 94% Withhold 6%
For
Gabelli Healthcare & WellnessRx Trust
GRX
36246K103
5/15/2017
1.1
Elect Mario J. Gabelli
Mgmt
Voted
For
For 47% Withhold 53%
For
Gabelli Healthcare & WellnessRx Trust
GRX
36246K103
5/15/2017
1.2
Elect Vincent D. Enright
Mgmt
Voted
For
For 80% Withhold 20%
For
Gabelli Healthcare & WellnessRx Trust
GRX
36246K103
5/15/2017
1.3
Elect Anthonie C. van Ekris
Mgmt
Voted
For
For 80% Withhold 20%
For
Gabelli Multimedia Trust Inc
GGT
36239Q109
5/15/2017
1.1
Elect Frank J. Fahrenkopf, Jr.
Mgmt
Voted
For
For 97% Withhold 3%
For
Gabelli Multimedia Trust Inc
GGT
36239Q109
5/15/2017
1.2
Elect Werner J. Roeder
Mgmt
Voted
For
For 96% Withhold 4%
For
Gabelli Multimedia Trust Inc
GGT
36239Q109
5/15/2017
1.3
Elect Salvatore J. Zizza
Mgmt
Voted
For
For 96% Withhold 4%
For
GAMCO Natural Resources, Gold & Income Trust
GNT
36465E101
5/15/2017
1.1
Elect Michael J. Melarkey
Mgmt
Voted
For
For 91% Withhold 9%
For
GAMCO Natural Resources, Gold & Income Trust
GNT
36465E101
5/15/2017
1.2
Elect Anthonie C. van Ekris
Mgmt
Voted
For
For 91% Withhold 9%
For
GDL Fund
GDL
361570104
5/15/2017
1.1
Elect Clarence A. Davis
Mgmt
Voted
For
For 94% Withhold 6%
For
GDL Fund
GDL
361570104
5/15/2017
1.2
Elect Arthur V. Ferrara
Mgmt
Voted
For
For 94% Withhold 6%
For
General American Investors Company, Inc.
GAM
368802104
4/12/2017
1.1
Elect Rodney B. Berens
Mgmt
Voted
For
For 53% Withhold 47%
Against
General American Investors Company, Inc.
GAM
368802104
4/12/2017
1.2
Elect Lewis B. Cullman
Mgmt
Voted
For
For 69% Withhold 31%
For
General American Investors Company, Inc.
GAM
368802104
4/12/2017
1.3
Elect Spencer Davidson
Mgmt
Voted
For
For 66% Withhold 34%
Against
General American Investors Company, Inc.
GAM
368802104
4/12/2017
1.4
Elect Clara Del Villar
Mgmt
Voted
For
For 71% Withhold 29%
For
General American Investors Company, Inc.
GAM
368802104
4/12/2017
1.5
Elect John D. Gordan, III
Mgmt
Voted
For
For 67% Withhold 33%
Against
General American Investors Company, Inc.
GAM
368802104
4/12/2017
1.6
Elect Betsy F. Gotbaum
Mgmt
Voted
For
For 69% Withhold 31%
For
General American Investors Company, Inc.
GAM
368802104
4/12/2017
1.7
Elect Sidney R. Knafel
Mgmt
Voted
For
For 68% Withhold 32%
For
General American Investors Company, Inc.
GAM
368802104
4/12/2017
1.8
Elect Jeffrey W. Priest
Mgmt
Voted
For
For 73% Withhold 28%
For
General American Investors Company, Inc.
GAM
368802104
4/12/2017
1.9
Elect Henry R. Schirmer
Mgmt
Voted
For
For 70% Withhold 30%
For
General American Investors Company, Inc.
GAM
368802104
4/12/2017
2
Ratification of Auditor
Mgmt
Voted
For
For 94% Against 5% Abstain 1%
For
General Electric Company
GE
369604103
4/26/2017
1
Elect Sebastien Bazin
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
2
Elect W. Geoffrey Beattie
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
3
Elect John J. Brennan
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
4
Elect Francisco D'Souza
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
5
Elect Marijn E. Dekkers
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
6
Elect Peter B. Henry
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
7
Elect Susan Hockfield
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
8
Elect Jeffrey R. Immelt
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
9
Elect Andrea Jung
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
10
Elect Robert W. Lane
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
11
Elect Risa Lavizzo-Mourey
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
12
Elect Rochelle B. Lazarus
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
13
Elect Lowell C. McAdam
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
14
Elect Steven M. Mollenkopf
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
15
Elect James J. Mulva
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
16
Elect James E. Rohr
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
17
Elect Mary L. Schapiro
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
18
Elect James S. Tisch
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
19
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
20
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
General Electric Company
GE
369604103
4/26/2017
21
Amendment to the 2007 Long-term Incentive Plan
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
22
Approval of the Material Terms of the 2007 Long-Term Incentive Plan for Section 162(m)
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
23
Ratification of Auditor
Mgmt
Voted
For
For
For
General Electric Company
GE
369604103
4/26/2017
24
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
Against
For
General Electric Company
GE
369604103
4/26/2017
25
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
General Electric Company
GE
369604103
4/26/2017
26
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Voted
Against
Against
For
General Electric Company
GE
369604103
4/26/2017
27
Shareholder Proposal Regarding Charitable Spending
ShrHoldr
Voted
Against
Against
For
General Mills, Inc.
GIS
370334104
9/27/2016
1
Elect Bradbury H. Anderson
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
2
Elect R. Kerry Clark
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
3
Elect David M. Cordani
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
4
Elect Roger W. Ferguson, Jr.
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
5
Elect Henrietta H. Fore
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
6
Elect Maria G. Henry
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
7
Elect Heidi G. Miller
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
8
Elect Steve Odland
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
9
Elect Kendall J. Powell
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
10
Elect Robert L. Ryan
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
11
Elect Eric D. Sprunk
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
12
Elect Dorothy A. Terrell
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
13
Elect Jorge A. Uribe
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
14
2016 Non-Employee Director Compensation Plan
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
General Mills, Inc.
GIS
370334104
9/27/2016
16
Ratification of Auditor
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
1.1
Elect Leo Hindery, Jr.
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
1.2
Elect Vinit Sethi
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
1.3
Elect William N. Thorndike, Jr.
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
1.4
Elect Management Nominee Joseph J. Ashton
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
1.5
Elect Management Nominee Mary T. Barra
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
1.6
Elect Management Nominee Linda R. Gooden
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
1.7
Elect Management Nominee Joseph Jimenez
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
1.8
Elect Management Nominee James J. Mulva
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
1.9
Elect Management Nominee Patricia F. Russo
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
1.10
Elect Management Nominee

Thomas M. Schoewe
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
1.11
Elect Management Nominee Theodore M. Solso
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
2
Advisory Vote on Executive Compensation
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
3
Approval of the 2017 Short-Term Incentive Plan
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
4
Approval of the 2017 Long-Term incentive Plan
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
5
Ratification of Auditor
Mgmt
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
6
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
7
Shareholder Proposal Regarding Creation of Dual Class Equity Structure
ShrHoldr
Take No Action
N/A
TNA
N/A
General Motors Co.
GM
37045V100
6/6/2017
1.1
Elect Joseph J. Ashton
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
1.2
Elect Mary T. Barra
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
1.3
Elect Linda R. Gooden
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
1.4
Elect Joseph Jimenez
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
1.5
Elect Jane L. Mendillo
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
1.6
Elect Michael G. Mullen
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
1.7
Elect James J. Mulva
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
1.8
Elect Patricia F. Russo
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
1.9
Elect Thomas M. Schoewe
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
1.10
Elect Theodore M. Solso
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
1.11
Elect Carol M. Stephenson
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
2
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
3
Approval of the 2017 Short-Term Incentive Plan
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
4
Approval of the 2017 Long-Term incentive Plan
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
5
Ratification of Auditor
Mgmt
Voted
For
For
For
General Motors Co.
GM
37045V100
6/6/2017
6
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
General Motors Co.
GM
37045V100
6/6/2017
7
Shareholder Proposal Regarding Creation of Dual Class Equity Structure
ShrHoldr
Voted
Against
Against
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
1
Elect John F. Cogan
Mgmt
Voted
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
2
Elect Kelly A. Kramer
Mgmt
Voted
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
3
Elect Kevin E. Lofton
Mgmt
Voted
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
4
Elect John C. Martin
Mgmt
Voted
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
5
Elect John F. Milligan
Mgmt
Voted
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
6
Elect Nicholas G. Moore
Mgmt
Voted
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
7
Elect Richard J. Whitley
Mgmt
Voted
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
8
Elect Gayle E. Wilson
Mgmt
Voted
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
9
Elect Per Wold-Olsen
Mgmt
Voted
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
10
Ratification of Auditor
Mgmt
Voted
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
11
Amendment to the 2004 Equity Incentive Plan
Mgmt
Voted
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Voted
Against
For
Against
Gilead Sciences, Inc.
GILD
375558103
5/10/2017
15
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Halliburton Company
HAL
406216101
5/17/2017
1
Elect Abdulaziz F. Alkhayyal
Mgmt
Voted
For
For
For
Halliburton Company
HAL
406216101
5/17/2017
2
Elect William E. Albrecht
Mgmt
Voted
For
For
For
Halliburton Company
HAL
406216101
5/17/2017
3
Elect Alan M. Bennett
Mgmt
Voted
For
For
For
Halliburton Company
HAL
406216101
5/17/2017
4
Elect James R. Boyd
Mgmt
Voted
For
For
For
Halliburton Company
HAL
406216101
5/17/2017
5
Elect Milton Carroll
Mgmt
Voted
For
Against
Against
Halliburton Company
HAL
406216101
5/17/2017
6
Elect Nance K. Dicciani
Mgmt
Voted
For
For
For
Halliburton Company
HAL
406216101
5/17/2017
7
Elect Murry S. Gerber
Mgmt
Voted
For
For
For
Halliburton Company
HAL
406216101
5/17/2017
8
Elect Jose Carlos Grubisich
Mgmt
Voted
For
For
For
Halliburton Company
HAL
406216101
5/17/2017
9
Elect David J. Lesar
Mgmt
Voted
For
For
For
Halliburton Company
HAL
406216101
5/17/2017
10
Elect Robert A. Malone
Mgmt
Voted
For
For
For
Halliburton Company
HAL
406216101
5/17/2017
11
Elect J. Landis Martin
Mgmt
Voted
For
For
For
Halliburton Company
HAL
406216101
5/17/2017
12
Elect Jeffrey A. Miller
Mgmt
Voted
For
For
For
Halliburton Company
HAL
406216101
5/17/2017
13
Elect Debra L. Reed
Mgmt
Voted
For
Against
Against
Halliburton Company
HAL
406216101
5/17/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Halliburton Company
HAL
406216101
5/17/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Halliburton Company
HAL
406216101
5/17/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Halliburton Company
HAL
406216101
5/17/2017
17
Amendment to the Stock and Incentive Plan
Mgmt
Voted
For
For
For
India Fund Inc
IFN
454089103
6/21/2017
1
Elect Luis F. Rubio
Mgmt
Voted
For
For 70% Against 29% Abstain 1%
For
India Fund Inc
IFN
454089103
6/21/2017
2
Elect Leslie H. Gelb
Mgmt
Voted
For
For 70% Against 29% Abstain 1%
For
Intel Corporation
INTC
458140100
5/18/2017
1
Elect Charlene Barshefsky
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
2
Elect Aneel Bhusri
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
3
Elect Andy D. Bryant
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
4
Elect Reed E. Hundt
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
5
Elect Omar Ishrak
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
6
Elect Brian M. Krzanich
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
7
Elect Tsu-Jae King Liu
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
8
Elect David S. Pottruck
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
9
Elect Gregory D. Smith
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
10
Elect Frank D. Yeary
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
11
Elect David Bruce Yoffie
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
14
Amendment to the 2006 Equity Incentive Plan
Mgmt
Voted
For
For
For
Intel Corporation
INTC
458140100
5/18/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Intel Corporation
INTC
458140100
5/18/2017
16
Shareholder Proposal Regarding Advisory Vote on Political Contributions
ShrHoldr
Voted
Against
Against
For
Intel Corporation
INTC
458140100
5/18/2017
17
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Voted
Against
Against
For
Intercontinental Exchange, Inc.
ICE
45866F104
10/12/2016
1
Increase of Authorized Common Stock
Mgmt
Voted
For
For
For
International Business Machines Corporation
IBM
459200101
4/25/2017
1
Elect Kenneth I. Chenault
Mgmt
Voted
For
Against
Against
International Business Machines Corporation
IBM
459200101
4/25/2017
2
Elect Michael L. Eskew
Mgmt
Voted
For
Against
Against
International Business Machines Corporation
IBM
459200101
4/25/2017
3
Elect David N. Farr
Mgmt
Voted
For
For
For
International Business Machines Corporation
IBM
459200101
4/25/2017
4
Elect Mark Fields
Mgmt
Voted
For
For
For
International Business Machines Corporation
IBM
459200101
4/25/2017
5
Elect Alex Gorsky
Mgmt
Voted
For
For
For
International Business Machines Corporation
IBM
459200101
4/25/2017
6
Elect Shirley Ann Jackson
Mgmt
Voted
For
Against
Against
International Business Machines Corporation
IBM
459200101
4/25/2017
7
Elect Andrew N. Liveris
Mgmt
Voted
For
For
For
International Business Machines Corporation
IBM
459200101
4/25/2017
8
Elect W. James McNerney, Jr.
Mgmt
Voted
For
For
For
International Business Machines Corporation
IBM
459200101
4/25/2017
9
Elect Hutham S. Olayan
Mgmt
Voted
For
For
For
International Business Machines Corporation
IBM
459200101
4/25/2017
10
Elect James W. Owens
Mgmt
Voted
For
For
For
International Business Machines Corporation
IBM
459200101
4/25/2017
11
Elect Virginia M. Rometty
Mgmt
Voted
For
For
For
International Business Machines Corporation
IBM
459200101
4/25/2017
12
Elect Sidney Taurel
Mgmt
Voted
For
For
For
International Business Machines Corporation
IBM
459200101
4/25/2017
13
Elect Peter R. Voser
Mgmt
Voted
For
For
For
International Business Machines Corporation
IBM
459200101
4/25/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
International Business Machines Corporation
IBM
459200101
4/25/2017
15
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
Voted
For
Against
Against
International Business Machines Corporation
IBM
459200101
4/25/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
International Business Machines Corporation
IBM
459200101
4/25/2017
17
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
Against
For
International Business Machines Corporation
IBM
459200101
4/25/2017
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
International Business Machines Corporation
IBM
459200101
4/25/2017
19
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Voted
Against
For
Against
iShares TIPS Bond ETF
OEF
464287200
6/19/2017
1.1
Elect Jane D. Carlin
Mgmt
Voted
For
For
For
iShares TIPS Bond ETF
OEF
464287200
6/19/2017
1.2
Elect Richard L. Fagnani
Mgmt
Voted
For
For
For
iShares TIPS Bond ETF
OEF
464287200
6/19/2017
1.3
Elect Drew E. Lawton
Mgmt
Voted
For
For
For
iShares TIPS Bond ETF
OEF
464287200
6/19/2017
1.4
Elect Madhav V. Rajan
Mgmt
Voted
For
For
For
iShares TIPS Bond ETF
OEF
464287200
6/19/2017
1.5
Elect Mark Wiedman
Mgmt
Voted
For
For
For
Japan Smaller Capitalization Fund, Inc.
JOF
47109U104
11/17/2016
1.1
Elect E. Han Kim
Mgmt
Voted
For
For 96% Withhold 4%
For
Japan Smaller Capitalization Fund, Inc.
JOF
47109U104
11/17/2016
1.2
Elect Marcia L. MacHarg
Mgmt
Voted
For
For 96% Withhold 4%
For
Johnson & Johnson
JNJ
478160104
4/27/2017
1
Elect Mary C. Beckerle
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
2
Elect D. Scott Davis
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
3
Elect Ian E.L. Davis
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
4
Elect Alex Gorsky
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
5
Elect Mark B. McClellan
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
6
Elect Anne M. Mulcahy
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
7
Elect William D. Perez
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
8
Elect Charles Prince
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
9
Elect A. Eugene Washington
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
10
Elect Ronald A. Williams
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Johnson & Johnson
JNJ
478160104
4/27/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
13
RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Johnson & Johnson
JNJ
478160104
4/27/2017
15
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
1
Elect Linda B. Bammann
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
2
Elect James A. Bell
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
3
Elect Crandall C. Bowles
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
4
Elect Stephen B. Burke
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
5
Elect Todd A. Combs
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
6
Elect James S. Crown
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
7
Elect James Dimon
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
8
Elect Timothy P. Flynn
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
9
Elect Laban P. Jackson, Jr.
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
10
Elect Michael A. Neal
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
11
Elect Lee R. Raymond
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
12
Elect William C. Weldon
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
16
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
17
Shareholder Proposal Regarding Government Service Vesting
ShrHoldr
Voted
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
18
Shareholder Proposal Regarding Amendment to Clawback Policy
ShrHoldr
Voted
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
19
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Voted
Against
For
Against
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
20
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Voted
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/16/2017
21
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
Kellogg Company
K
487836108
4/28/2017
1.1
Elect John Bryant
Mgmt
Voted
For
For
For
Kellogg Company
K
487836108
4/28/2017
1.2
Elect Stephanie A. Burns
Mgmt
Voted
For
For
For
Kellogg Company
K
487836108
4/28/2017
1.3
Elect Richard W. Dreiling
Mgmt
Voted
For
For
For
Kellogg Company
K
487836108
4/28/2017
1.4
Elect La June Montgomery Tabron
Mgmt
Voted
For
For
For
Kellogg Company
K
487836108
4/28/2017
2
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Kellogg Company
K
487836108
4/28/2017
3
Ratification of Auditor
Mgmt
Voted
For
For
For
Kellogg Company
K
487836108
4/28/2017
4
Approval of 2017 LTIP
Mgmt
Voted
For
For
For
Kellogg Company
K
487836108
4/28/2017
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Kellogg Company
K
487836108
4/28/2017
6
Shareholder Proposal Regarding Amendments to Proxy Access Bylaw
ShrHoldr
Voted
Against
Against
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
1
Elect John F. Bergstrom
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
2
Elect Abelardo E. Bru
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
3
Elect Robert W. Decherd
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
4
Elect Thomas J. Falk
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
5
Elect Fabian T. Garcia
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
6
Elect Michael D. Hsu
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
7
Elect Mae C. Jemison
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
8
Elect James M. Jenness
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
9
Elect Nancy J. Karch
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
10
Elect Christa Quarles
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
11
Elect Ian C. Read
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
12
Elect Marc J. Shapiro
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
13
Elect Michael D. White
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Kimberly-Clark Corporation
KMB
494368103
4/20/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Korea Fund Inc
KF
500634209
10/25/2016
1
Elect Julian Reid
Mgmt
Voted
For
For 96% Against 3% Abstain 1%
For
Korea Fund Inc
KF
500634209
10/25/2016
2
Elect Joseph T. Grause
Mgmt
Voted
For
For 96% Against 3% Abstain 1%
For
Kraft Heinz Company
KHC
500754106
4/19/2017
1
Elect Gregory E. Abel
Mgmt
Voted
For
For
For
Kraft Heinz Company
KHC
500754106
4/19/2017
2
Elect Alexandre Behring
Mgmt
Voted
For
For
For
Kraft Heinz Company
KHC
500754106
4/19/2017
3
Elect Warren E. Buffett
Mgmt
Voted
For
For
For
Kraft Heinz Company
KHC
500754106
4/19/2017
4
Elect John T. Cahill
Mgmt
Voted
For
For
For
Kraft Heinz Company
KHC
500754106
4/19/2017
5
Elect Tracy Britt Cool
Mgmt
Voted
For
For
For
Kraft Heinz Company
KHC
500754106
4/19/2017
6
Elect Feroz Dewan
Mgmt
Voted
For
For
For
Kraft Heinz Company
KHC
500754106
4/19/2017
7
Elect Jeanne P. Jackson
Mgmt
Voted
For
Against
Against
Kraft Heinz Company
KHC
500754106
4/19/2017
8
Elect Jorge Paulo Lemann
Mgmt
Voted
For
For
For
Kraft Heinz Company
KHC
500754106
4/19/2017
9
Elect Mackey J. McDonald
Mgmt
Voted
For
For
For
Kraft Heinz Company
KHC
500754106
4/19/2017
10
Elect John C. Pope
Mgmt
Voted
For
For
For
Kraft Heinz Company
KHC
500754106
4/19/2017
11
Elect Marcel Herrmann Telles
Mgmt
Voted
For
For
For
Kraft Heinz Company
KHC
500754106
4/19/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Kraft Heinz Company
KHC
500754106
4/19/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Kraft Heinz Company
KHC
500754106
4/19/2017
14
Shareholder Proposal Regarding Sustainability Reporting
ShrHoldr
Voted
Against
Against
For
Kraft Heinz Company
KHC
500754106
4/19/2017
15
Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging
ShrHoldr
Voted
Against
Against
For
Kraft Heinz Company
KHC
500754106
4/19/2017
16
Shareholder Proposal Regarding Deforestation and Human Rights Report
ShrHoldr
Voted
Against
Against
For
Lazard Global Total Return and Income Fund Inc
LGI
52106W103
4/21/2017
1.1
Elect Franci J. Blassberg
Mgmt
Voted
For
For 97% Withhold 3%
For
Lazard Global Total Return and Income Fund Inc
LGI
52106W103
4/21/2017
1.2
Elect Richard Reiss, Jr.
Mgmt
Voted
For
For 97% Withhold 3%
For
Lazard Global Total Return and Income Fund Inc
LGI
52106W103
4/21/2017
1.3
Elect Ashish Bhutani
Mgmt
Voted
For
For 97% Withhold 3%
For
Lazard Global Total Return and Income Fund Inc
LGI
52106W103
4/21/2017
1.4
Elect Nathan A. Paul
Mgmt
Voted
For
For 97% Withhold 3%
For
Lazard World Dividend & Income Fund Inc
LOR
521076109
4/21/2017
1.1
Elect Kenneth S. Davidson
Mgmt
Voted
For
For 43% Withhold 57%
For
Lazard World Dividend & Income Fund Inc
LOR
521076109
4/21/2017
1.2
Elect Nancy A. Eckl
Mgmt
Voted
For
For 44% Withhold 56%
For
Lazard World Dividend & Income Fund Inc
LOR
521076109
4/21/2017
1.3
Elect Trevor W. Morrison
Mgmt
Voted
For
For 21% Withhold 79%
Against
Lazard World Dividend & Income Fund Inc
LOR
521076109
4/21/2017
1.4
Elect Nathan A. Paul
Mgmt
Voted
For
For 44% Withhold 56%
For
Legg Mason BW Global Income Opportunities Fund Inc
BWG
52469B100
2/24/2017
1.1
Elect Leslie H. Gelb
Mgmt
Voted
For
For 98.5% Withhold 1.5%
For
Legg Mason BW Global Income Opportunities Fund Inc
BWG
52469B100
2/24/2017
1.2
Elect Jane E. Trust
Mgmt
Voted
For
For 98% Withhold 2%
For
Liberty All-Star Equity Fund
USA
530158104
8/25/2016
1.1
Elect John J. Neuhauser
Mgmt
Voted
For
For 93% Withhold 7%
For
Liberty All-Star Equity Fund
USA
530158104
8/25/2016
1.2
Elect Richard C. Rantzow
Mgmt
Voted
For
For 93% Withhold 7%
For
Liberty All-Star Equity Fund
USA
530158104
8/25/2016
2
Approval of a New Investment Advisory Agreement with Sustainable Growth Advisers
Mgmt
Voted
For
For 90% Withhold 10%
For
LMP Capital and Income Fund Inc
SCD
50208A102
4/7/2017
1.1
Elect Robert D. Agdern
Mgmt
Voted
For
For 97% Withhold 3%
For
LMP Capital and Income Fund Inc
SCD
50208A102
4/7/2017
1.2
Elect Eileen A. Kamerick
Mgmt
Voted
For
For 97% Withhold 3%
For
LMP Capital and Income Fund Inc
SCD
50208A102
4/7/2017
1.3
Elect Riordan Roett
Mgmt
Voted
For
For 96% Withhold 4%
For
Loews Corporation
L
540424108
5/9/2017
1
Elect Lawrence S. Bacow
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
2
Elect Ann E. Berman
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
3
Elect Joseph L. Bower
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
4
Elect Charles D. Davidson
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
5
Elect Charles M. Diker
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
6
Elect Jacob A. Frenkel
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
7
Elect Paul J. Fribourg
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
8
Elect Walter L. Harris
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
9
Elect Philip A. Laskawy
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
10
Elect Ken Miller
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
11
Elect Andrew H. Tisch
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
12
Elect James S. Tisch
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
13
Elect Jonathan M. Tisch
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
14
Elect Anthony Welters
Mgmt
Voted
For
For
For
Loews Corporation
L
540424108
5/9/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Loews Corporation
L
540424108
5/9/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Loews Corporation
L
540424108
5/9/2017
17
Ratification of Auditor
Mgmt
Voted
For
For
For
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
1.1
Elect Raul Alvarez
Mgmt
Voted
For
For
For
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
1.2
Elect Angela F. Braly
Mgmt
Voted
For
For
For
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
1.3
Elect Sandra B. Cochran
Mgmt
Voted
For
Withhold
Against
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
1.4
Elect Laurie Z. Douglas
Mgmt
Voted
For
For
For
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
1.5
Elect Richard W. Dreiling
Mgmt
Voted
For
For
For
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
1.6
Elect Robert L. Johnson
Mgmt
Voted
For
Withhold
Against
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
1.7
Elect Marshall O. Larsen
Mgmt
Voted
For
For
For
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
1.8
Elect James H. Morgan
Mgmt
Voted
For
For
For
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
1.9
Elect Robert A. Niblock
Mgmt
Voted
For
For
For
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
1.10
Elect Bertram L. Scott
Mgmt
Voted
For
For
For
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
1.11
Elect Eric C. Wiseman
Mgmt
Voted
For
Withhold
Against
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
2
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
4
Ratification of Auditor
Mgmt
Voted
For
For
For
Lowe's Companies, Inc.
LOW
548661107
6/2/2017
5
Shareholder Proposal Regarding Report on Renewable Energy Sourcing
ShrHoldr
Voted
Against
Against
For
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
55608D101
6/20/2017
1.1
Elect Brad Frishberg
Mgmt
Voted
For
For 98% Withhold 2%
For
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
55608D101
6/20/2017
1.2
Elect Chris LaVictoire Mahai
Mgmt
Voted
For
For 96% Withhold 4%
For
Mattel, Inc.
MAT
577081102
5/19/2017
1
Elect Michael J. Dolan
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
2
Elect Trevor A. Edwards
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
3
Elect Frances D. Fergusson
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
4
Elect Margaret H. Georgiadis
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
5
Elect Ann Lewnes
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
6
Elect Dominic Ng
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
7
Elect Vasant M. Prabhu
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
8
Elect Dean A. Scarborough
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
9
Elect Christopher A. Sinclair
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
10
Elect Dirk Van de Put
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
11
Elect Kathy White Loyd
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Mattel, Inc.
MAT
577081102
5/19/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Mattel, Inc.
MAT
577081102
5/19/2017
15
Approval of the Incentive Plan
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
1
Elect Lloyd H. Dean
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
2
Elect Stephen J. Easterbrook
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
3
Elect Robert A. Eckert
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
4
Elect Margaret H. Georgiadis
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
5
Elect Enrique Hernandez, Jr.
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
6
Elect Jeanne P. Jackson
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
7
Elect Richard H. Lenny
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
8
Elect John Mulligan
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
9
Elect Sheila A. Penrose
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
10
Elect John W. Rogers, Jr.
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
11
Elect Miles D. White
Mgmt
Voted
For
Against
Against
McDonald's Corporation
MCD
580135101
5/24/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
McDonald's Corporation
MCD
580135101
5/24/2017
14
Approval of the Material Terms of the Performance Goals for Awards Under the 2012 Omnibus Stock Ownership Plan
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
McDonald's Corporation
MCD
580135101
5/24/2017
16
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Voted
Against
Against
For
McDonald's Corporation
MCD
580135101
5/24/2017
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
McDonald's Corporation
MCD
580135101
5/24/2017
18
Shareholder Proposal Regarding Franchisee Directors
ShrHoldr
Voted
Against
Against
For
McDonald's Corporation
MCD
580135101
5/24/2017
19
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Voted
Against
Against
For
McDonald's Corporation
MCD
580135101
5/24/2017
20
Shareholder Proposal Regarding Use of Antibiotics
ShrHoldr
Voted
Against
Against
For
McDonald's Corporation
MCD
580135101
5/24/2017
21
Shareholder Proposal Regarding Environmental Impacts of Polystyrene Beverage Cups
ShrHoldr
Voted
Against
Against
For
McDonald's Corporation
MCD
580135101
5/24/2017
22
Shareholder Proposal Regarding Charitable Contributions Report
ShrHoldr
Voted
Against
Against
For
Mckesson Corporation
MCK
58155Q103
7/27/2016
1
Elect Andy D. Bryant
Mgmt
Voted
For
For
For
Mckesson Corporation
MCK
58155Q103
7/27/2016
2
Elect Wayne A. Budd
Mgmt
Voted
For
For
For
Mckesson Corporation
MCK
58155Q103
7/27/2016
3
Elect N. Anthony Coles
Mgmt
Voted
For
For
For
Mckesson Corporation
MCK
58155Q103
7/27/2016
4
Elect John H. Hammergren
Mgmt
Voted
For
For
For
Mckesson Corporation
MCK
58155Q103
7/27/2016
5
Elect M. Christine Jacobs
Mgmt
Voted
For
For
For
Mckesson Corporation
MCK
58155Q103
7/27/2016
6
Elect Donald R. Knauss
Mgmt
Voted
For
For
For
Mckesson Corporation
MCK
58155Q103
7/27/2016
7
Elect Marie L. Knowles
Mgmt
Voted
For
For
For
Mckesson Corporation
MCK
58155Q103
7/27/2016
8
Elect Edward A. Mueller
Mgmt
Voted
For
For
For
Mckesson Corporation
MCK
58155Q103
7/27/2016
9
Elect Susan R. Salka
Mgmt
Voted
For
For
For
Mckesson Corporation
MCK
58155Q103
7/27/2016
10
Ratification of Auditor
Mgmt
Voted
For
For
For
Mckesson Corporation
MCK
58155Q103
7/27/2016
11
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Mckesson Corporation
MCK
58155Q103
7/27/2016
12
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Voted
Against
Against
For
Mckesson Corporation
MCK
58155Q103
7/27/2016
13
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Voted
Against
For
Against
Medtronic Plc
MDT
G5960L103
12/9/2016
1
Elect Richard H. Anderson
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
2
Elect Craig Arnold
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
3
Elect Scott C. Donnelly
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
4
Elect Randall J. Hogan III
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
5
Elect Omar Ishrak
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
6
Elect Shirley Ann Jackson
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
7
Elect Michael O. Leavitt
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
8
Elect James T. Lenehan
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
9
Elect Elizabeth G. Nabel
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
10
Elect Denise M. O'Leary
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
11
Elect Kendall J. Powell
Mgmt
Voted
For
Against
Against
Medtronic Plc
MDT
G5960L103
12/9/2016
12
Elect Robert C. Pozen
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
13
Elect Preetha Reddy
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
16
Adoption of Proxy Access
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
17
Amendments to Articles (Irish Companies Act 2014)
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
18
Technical Amendments to Memorandum of Association
Mgmt
Voted
For
For
For
Medtronic Plc
MDT
G5960L103
12/9/2016
19
Approve Board's Sole Authority to Determine Board Size
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
1
Elect Leslie A. Brun
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
2
Elect Thomas R. Cech
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
3
Elect Pamela J. Craig
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
4
Elect Kenneth C. Frazier
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
5
Elect Thomas H. Glocer
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
6
Elect Rochelle B. Lazarus
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
7
Elect John H. Noseworthy
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
8
Elect Carlos E. Represas
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
9
Elect Paul B. Rothman
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
10
Elect Patricia F. Russo
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
11
Elect Craig B. Thompson
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
12
Elect Wendell P. Weeks
Mgmt
Voted
For
Against
Against
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
13
Elect Peter C. Wendell
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
16
Ratification of Auditor
Mgmt
Voted
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
18
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Voted
Against
Against
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
19
Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas
ShrHoldr
Voted
Against
Against
For
Merck & Co., Inc.
MRK
58933Y105
5/23/2017
20
Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality
ShrHoldr
Voted
Against
Against
For
MetLife, Inc.
MET
59156R108
6/13/2017
1
Elect Cheryl W. Grise
Mgmt
Voted
For
For
For
MetLife, Inc.
MET
59156R108
6/13/2017
2
Elect Carlos M. Gutierrez
Mgmt
Voted
For
For
For
MetLife, Inc.
MET
59156R108
6/13/2017
3
Elect David L. Herzog
Mgmt
Voted
For
For
For
MetLife, Inc.
MET
59156R108
6/13/2017
4
Elect R. Glenn Hubbard
Mgmt
Voted
For
For
For
MetLife, Inc.
MET
59156R108
6/13/2017
5
Elect Steven A. Kandarian
Mgmt
Voted
For
For
For
MetLife, Inc.
MET
59156R108
6/13/2017
6
Elect Alfred F. Kelly, Jr.
Mgmt
Voted
For
For
For
MetLife, Inc.
MET
59156R108
6/13/2017
7
Elect Edward J. Kelly, III
Mgmt
Voted
For
For
For
MetLife, Inc.
MET
59156R108
6/13/2017
8
Elect William E. Kennard
Mgmt
Voted
For
For
For
MetLife, Inc.
MET
59156R108
6/13/2017
9
Elect James M. Kilts
Mgmt
Voted
For
For
For
MetLife, Inc.
MET
59156R108
6/13/2017
10
Elect Catherine R. Kinney
Mgmt
Voted
For
For
For
MetLife, Inc.
MET
59156R108
6/13/2017
11
Elect Denise M. Morrison
Mgmt
Voted
For
For
For
MetLife, Inc.
MET
59156R108
6/13/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
MetLife, Inc.
MET
59156R108
6/13/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
MetLife, Inc.
MET
59156R108
6/13/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
MetLife, Inc.
MET
59156R108
6/13/2017
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
Microsoft Corporation
MSFT
594918104
11/30/2016
1
Elect William H. Gates III
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
2
Elect Teri L. List-Stoll
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
3
Elect G. Mason Morfit
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
4
Elect Satya Nadella
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
5
Elect Charles H. Noski
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
6
Elect Helmut G. W. Panke
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
7
Elect Sandra E. Peterson
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
8
Elect Charles W. Scharf
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
9
Elect John W. Stanton
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
10
Elect John W. Thompson
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
11
Elect Padmasree Warrior
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
14
Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
15
Amendment to the 2001 Stock Plan and French Sub-Plan
Mgmt
Voted
For
For
For
Microsoft Corporation
MSFT
594918104
11/30/2016
16
Shareholder Proposal Regarding Amendments to Proxy Access Bylaw
ShrHoldr
Voted
Against
Against
For
Molson Coors Brewing Company
TAP
60871R209
5/17/2017
1.1
Elect Roger G. Eaton
Mgmt
Voted
For
For
For
Molson Coors Brewing Company
TAP
60871R209
5/17/2017
1.2
Elect Charles M. Herington
Mgmt
Voted
For
For
For
Molson Coors Brewing Company
TAP
60871R209
5/17/2017
1.3
Elect H. Sanford Riley
Mgmt
Voted
For
For
For
Molson Coors Brewing Company
TAP
60871R209
5/17/2017
2
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Monster Beverage Corporation
MNST
61174X109
10/11/2016
1
Increase of Authorized Common Stock
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
1
Elect Erskine B. Bowles
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
2
Elect Alistair Darling
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
3
Elect Thomas H. Glocer
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
4
Elect James P. Gorman
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
5
Elect Robert H. Herz
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
6
Elect Nobuyuki Hirano
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
7
Elect Klaus Kleinfeld
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
8
Elect Jami Miscik
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
9
Elect Dennis M. Nally
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
10
Elect Hutham S. Olayan
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
11
Elect James W. Owens
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
12
Elect Ryohsuke Tamakoshi
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
13
Elect Perry M. Traquina
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
14
Elect Rayford Wilkins, Jr.
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
16
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Morgan Stanley
MS
617446448
5/22/2017
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Morgan Stanley
MS
617446448
5/22/2017
18
Amendment to the Equity Incentive Compensation Plan
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
19
Amendment to the Directors' Equity Capital Accumulation Plan
Mgmt
Voted
For
For
For
Morgan Stanley
MS
617446448
5/22/2017
20
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Voted
Against
Against
For
Morgan Stanley
MS
617446448
5/22/2017
21
Shareholder Proposal Regarding Government Service Vesting
ShrHoldr
Voted
Against
Against
For
Morgan Stanley China A Share Fund Inc
CAF
617468103
7/7/2016
1.1
Elect Frank L. Bowman
Mgmt
Voted
For
For 95% Withhold 5%
For
Morgan Stanley China A Share Fund Inc
CAF
617468103
7/7/2016
1.2
Elect Jakki L. Haussler
Mgmt
Voted
For
For 95% Withhold 5%
For
Morgan Stanley China A Share Fund Inc
CAF
617468103
7/7/2016
1.3
Elect James F. Higgins
Mgmt
Voted
For
For 95% Withhold 5%
For
Morgan Stanley China A Share Fund Inc
CAF
617468103
7/7/2016
1.4
Elect Manuel H. Johnson
Mgmt
Voted
For
For 95% Withhold 5%
For
Morgan Stanley India Investment Fund Inc
IIF
61745C105
7/7/2016
1.1
Elect Fergus Reid
Mgmt
Voted
For
For 36% Withhold 64%
For
Mylan N.V.
MYL
N59465109
6/22/2017
1
Elect Heather Bresch
Mgmt
Voted
For
For
For
Mylan N.V.
MYL
N59465109
6/22/2017
2
Elect Wendy Cameron
Mgmt
Voted
For
Against
Against
Mylan N.V.
MYL
N59465109
6/22/2017
3
Elect Robert J. Cindrich
Mgmt
Voted
For
For
For
Mylan N.V.
MYL
N59465109
6/22/2017
4
Elect Robert J. Coury
Mgmt
Voted
For
For
For
Mylan N.V.
MYL
N59465109
6/22/2017
5
Elect JoEllen Lyons Dillon
Mgmt
Voted
For
For
For
Mylan N.V.
MYL
N59465109
6/22/2017
6
Elect Neil F. Dimick
Mgmt
Voted
For
Against
Against
Mylan N.V.
MYL
N59465109
6/22/2017
7
Elect Melina Higgins
Mgmt
Voted
For
For
For
Mylan N.V.
MYL
N59465109
6/22/2017
8
Elect Rajiv Malik
Mgmt
Voted
For
For
For
Mylan N.V.
MYL
N59465109
6/22/2017
9
Elect Mark Parrish
Mgmt
Voted
For
Against
Against
Mylan N.V.
MYL
N59465109
6/22/2017
10
Elect Randall L. Vanderveen
Mgmt
Voted
For
For
For
Mylan N.V.
MYL
N59465109
6/22/2017
11
Elect Sjoerd S. Vollebregt
Mgmt
Voted
For
For
For
Mylan N.V.
MYL
N59465109
6/22/2017
12
Adoption of the Dutch Annual Accounts
Mgmt
Voted
For
For
For
Mylan N.V.
MYL
N59465109
6/22/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Mylan N.V.
MYL
N59465109
6/22/2017
14
Appointment of Auditor for the Dutch Annual Accounts
Mgmt
Voted
For
For
For
Mylan N.V.
MYL
N59465109
6/22/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Mylan N.V.
MYL
N59465109
6/22/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Mylan N.V.
MYL
N59465109
6/22/2017
17
Authorization for Board to Acquire Ordinary and Preferred Shares
Mgmt
Voted
For
For
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
9/7/2016
1.1
Elect Faith Colish
Mgmt
Voted
For
For 88% Withhold 12%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
9/7/2016
1.2
Elect Michael J. Cosgrove
Mgmt
Voted
For
For 88% Withhold 12%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
9/7/2016
1.3
Elect Deborah C. McLean
Mgmt
Voted
For
For 88% Withhold 12%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
9/7/2016
1.4
Elect Tom D. Seip
Mgmt
Voted
For
For 88% Withhold 12%
For
New Ireland Fund Inc
IRL
645673104
6/13/2017
1.1
Elect Margaret Duffy
Mgmt
Voted
For
For 97% Withhold 3%
For
New Ireland Fund Inc
IRL
645673104
6/13/2017
1.2
Elect Sean Hawkshaw
Mgmt
Voted
For
For 96% Withhold 4%
For
New Ireland Fund Inc
IRL
645673A00
7/20/2016
1.1
Elect David Dempsey
Mgmt
Voted
For
For 94% Withhold 6%
For
New Ireland Fund Inc
IRL
645673A00
7/20/2016
1.2
Elect Michael A. Pignataro
Mgmt
Voted
For
For 94% Withhold 6%
For
New Ireland Fund Inc
IRL
645673104
7/20/2016
1
Approval of a New Investment Advisory Agreement
Mgmt
Voted
For
For 95% Against 4% Abstain 1%
For
New Ireland Fund Inc
IRL
645673104
7/20/2016
1
Approval of a New Investment Advisory Agreement
Mgmt
Voted
For
For 95% Against 4% Abstain 1%
For
Newell Brands Inc
NWL
651229106
5/9/2017
1
Elect Ian G.H. Ashken
Mgmt
Voted
For
For
For
Newell Brands Inc
NWL
651229106
5/9/2017
2
Elect Thomas E. Clarke
Mgmt
Voted
For
Against
Against
Newell Brands Inc
NWL
651229106
5/9/2017
3
Elect Kevin C. Conroy
Mgmt
Voted
For
Against
Against
Newell Brands Inc
NWL
651229106
5/9/2017
4
Elect Scott S. Cowen
Mgmt
Voted
For
Against
Against
Newell Brands Inc
NWL
651229106
5/9/2017
5
Elect Michael T. Cowhig
Mgmt
Voted
For
For
For
Newell Brands Inc
NWL
651229106
5/9/2017
6
Elect Domenico De Sole
Mgmt
Voted
For
Against
Against
Newell Brands Inc
NWL
651229106
5/9/2017
7
Elect Martin E. Franklin
Mgmt
Voted
For
For
For
Newell Brands Inc
NWL
651229106
5/9/2017
8
Elect Ros L'Esperance
Mgmt
Voted
For
For
For
Newell Brands Inc
NWL
651229106
5/9/2017
9
Elect Michael B. Polk
Mgmt
Voted
For
For
For
Newell Brands Inc
NWL
651229106
5/9/2017
10
Elect Steven J. Strobel
Mgmt
Voted
For
For
For
Newell Brands Inc
NWL
651229106
5/9/2017
11
Elect Michael A. Todman
Mgmt
Voted
For
For
For
Newell Brands Inc
NWL
651229106
5/9/2017
12
Elect Raymond G. Viault
Mgmt
Voted
For
For
For
Newell Brands Inc
NWL
651229106
5/9/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Newell Brands Inc
NWL
651229106
5/9/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Newell Brands Inc
NWL
651229106
5/9/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
1
Elect Gregory H. Boyce
Mgmt
Voted
For
For
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
2
Elect Bruce R. Brook
Mgmt
Voted
For
For
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
3
Elect J. Kofi Bucknor
Mgmt
Voted
For
For
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
4
Elect Vincent A. Calarco
Mgmt
Voted
For
For
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
5
Elect Joseph A. Carrabba
Mgmt
Voted
For
For
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
6
Elect Noreen Doyle
Mgmt
Voted
For
For
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
7
Elect Gary J. Goldberg
Mgmt
Voted
For
For
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
8
Elect Veronica M. Hagen
Mgmt
Voted
For
For
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
9
Elect Jane Nelson
Mgmt
Voted
For
For
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
10
Elect Julio M. Quintana
Mgmt
Voted
For
For
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Newmont Mining Corporation
NEM
651639106
4/20/2017
14
Shareholder Proposal Regarding Report Regarding Reporting on Company's Human Rights Policies and Risks
ShrHoldr
Voted
Against
Against
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
1
Elect Sherry S. Barrat
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
2
Elect James L. Camaren
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
3
Elect Kenneth B. Dunn
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
4
Elect Naren K. Gursahaney
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
5
Elect Kirk S. Hachigian
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
6
Elect Toni Jennings
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
7
Elect Amy B. Lane
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
8
Elect James L. Robo
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
9
Elect Rudy E. Schupp
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
10
Elect John L. Skolds
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
11
Elect William H. Swanson
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
12
Elect Hansel E. Tookes II
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
16
Approval of the 2017 Non-Employee Director Stock Plan
Mgmt
Voted
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/18/2017
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Voted
Against
For
Against
Norfolk Southern Corporation
NSC
655844108
5/11/2017
1
Elect Thomas D. Bell, Jr.
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
2
Elect Erskine B. Bowles
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
3
Elect Robert A. Bradway
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
4
Elect Wesley G. Bush
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
5
Elect Daniel A. Carp
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
6
Elect Mitchell E. Daniels, Jr.
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
7
Elect Marcela E. Donadio
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
8
Elect Steven F. Leer
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
9
Elect Michael D. Lockhart
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
10
Elect Amy E. Miles
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
11
Elect Martin H. Nesbitt
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
12
Elect James A. Squires
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
13
Elect John R. Thompson
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/11/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Nucor Corporation
NUE
670346105
5/11/2017
1.1
Elect Patrick J. Dempsey
Mgmt
Voted
For
For
For
Nucor Corporation
NUE
670346105
5/11/2017
1.2
Elect John J. Ferriola
Mgmt
Voted
For
For
For
Nucor Corporation
NUE
670346105
5/11/2017
1.3
Elect Gregory J. Hayes
Mgmt
Voted
For
For
For
Nucor Corporation
NUE
670346105
5/11/2017
1.4
Elect Victoria F. Haynes
Mgmt
Voted
For
For
For
Nucor Corporation
NUE
670346105
5/11/2017
1.5
Elect Bernard L. Kasriel
Mgmt
Voted
For
For
For
Nucor Corporation
NUE
670346105
5/11/2017
1.6
Elect Christopher J. Kearney
Mgmt
Voted
For
For
For
Nucor Corporation
NUE
670346105
5/11/2017
1.7
Elect Laurette T. Koellner
Mgmt
Voted
For
For
For
Nucor Corporation
NUE
670346105
5/11/2017
1.8
Elect John H. Walker
Mgmt
Voted
For
For
For
Nucor Corporation
NUE
670346105
5/11/2017
2
Ratification of Auditor
Mgmt
Voted
For
For
For
Nucor Corporation
NUE
670346105
5/11/2017
3
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Nucor Corporation
NUE
670346105
5/11/2017
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
3 Years
1 Year
Against
Nucor Corporation
NUE
670346105
5/11/2017
5
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
Nucor Corporation
NUE
670346105
5/11/2017
6
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Voted
Against
Against
For
Nuveen Global Equity Income Fund
JRI
67074Y105
6/30/2017
1
Issuance of Shares of the Acquiring Fund in Connection with the Reorganization
Mgmt
Voted
For
For 93% Against 6% Abstain 1%
For
Nuveen Global Equity Income Fund
JRI
67074Y105
6/30/2017
2.1
Elect William Adams IV
Mgmt
Voted
For
For 96% Withhold 4%
For
Nuveen Global Equity Income Fund
JRI
67074Y105
6/30/2017
2.2
Elect David J. Kundert
Mgmt
Voted
For
For 96% Withhold 4%
For
Nuveen Global Equity Income Fund
JRI
67074Y105
6/30/2017
2.3
Elect John K. Nelson
Mgmt
Voted
For
For 96% Withhold 4%
For
Nuveen Global Equity Income Fund
JRI
67074Y105
6/30/2017
2.4
Elect Terence J. Toth
Mgmt
Voted
For
For 96% Withhold 4%
For
Nuveen Premier Municipal Income Fund
NPF
670988104
8/19/2016
1.1
Elect William Adams IV
Mgmt
Voted
For
For 91% Withhold 9%
For
Nuveen Premier Municipal Income Fund
NPF
670988104
8/19/2016
1.2
Elect Jack B. Evans
Mgmt
Voted
For
For 91% Withhold 9%
For
Nuveen Premier Municipal Income Fund
NPF
670988104
8/19/2016
1.3
Elect David J. Kundert
Mgmt
Voted
For
For 91% Withhold 9%
For
Nuveen Premier Municipal Income Fund
NPF
670988104
8/19/2016
1.4
Elect John K. Nelson
Mgmt
Voted
For
For 91% Withhold 9%
For
Nuveen Premier Municipal Income Fund
NPF
670988104
8/19/2016
1.5
Elect Judith M. Stockdale
Mgmt
Voted
For
For 91% Withhold 9%
For
Nuveen Premier Municipal Income Fund
NPF
670988104
8/19/2016
1.6
Elect Carole E. Stone
Mgmt
Voted
For
For 91% Withhold 9%
For
Nuveen Premier Municipal Income Fund
NPF
670988104
8/19/2016
1.7
Elect Terence J. Toth
Mgmt
Voted
For
For 91% Withhold 9%
For
Nuveen Premier Municipal Income Fund
NPF
670988104
8/19/2016
1.8
Elect Margaret L. Wolff
Mgmt
Voted
For
For 91% Withhold 9%
For
Nuveen Premier Municipal Income Fund
NPF
670988104
8/19/2016
2
Restructuring/Reorganization
Mgmt
Voted
For
For 88% Against 8% Abstain 4%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JTD
67073G105
4/6/2017
1.1
Elect William Adams IV
Mgmt
Voted
For
For 97% Withhold 3%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JTD
67073G105
4/6/2017
1.2
Elect David J. Kundert
Mgmt
Voted
For
For 97% Withhold 3%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JTD
67073G105
4/6/2017
1.3
Elect John K. Nelson
Mgmt
Voted
For
For 97% Withhold 3%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JTD
67073G105
4/6/2017
1.4
Elect Terence J. Toth
Mgmt
Voted
For
For 97% Withhold 3%
For
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
67090H102
4/6/2017
1.1
Elect William Adams IV
Mgmt
Voted
For
For 98% Withhold 2%
For
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
67090H102
4/6/2017
1.2
Elect David J. Kundert
Mgmt
Voted
For
For 98% Withhold 2%
For
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
67090H102
4/6/2017
1.3
Elect John K. Nelson
Mgmt
Voted
For
For 98% Withhold 2%
For
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
67090H102
4/6/2017
1.4
Elect Terence J. Toth
Mgmt
Voted
For
For 98% Withhold 2%
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
1
Elect Spencer Abraham
Mgmt
Voted
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
2
Elect Howard I. Atkins
Mgmt
Voted
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
3
Elect Eugene L. Batchelder
Mgmt
Voted
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
4
Elect John E. Feick
Mgmt
Voted
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
5
Elect Margaret M. Foran
Mgmt
Voted
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
6
Elect Carlos M. Gutierrez
Mgmt
Voted
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
7
Elect Vicki A. Hollub
Mgmt
Voted
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
8
Elect William R. Klesse
Mgmt
Voted
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
9
Elect Jack B. Moore
Mgmt
Voted
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
10
Elect Avedick B. Poladian
Mgmt
Voted
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
11
Elect Elisse B. Walter
Mgmt
Voted
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
15
Shareholder Proposal Regarding Climate Change Policy Risk
ShrHoldr
Voted
Against
For
Against
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
17
Shareholder Proposal Regarding Methane Emissions Reporting
ShrHoldr
Voted
Against
For
Against
Occidental Petroleum Corporation
OXY
674599105
5/12/2017
18
Shareholder Proposal Regarding Political Spending Report
ShrHoldr
Voted
Against
Against
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
1
Elect John D. Wren
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
2
Elect Bruce Crawford
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
3
Elect Alan R. Batkin
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
4
Elect Mary C. Choksi
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
5
Elect Robert Charles Clark
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
6
Elect Leonard S. Coleman
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
7
Elect Susan S. Denison
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
8
Elect Deborah J. Kissire
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
9
Elect John R. Murphy
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
10
Elect John R. Purcell
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
11
Elect Linda Johnson Rice
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
12
Elect Valerie M. Williams
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Omnicom Group Inc.
OMC
681919106
5/25/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
1
Elect Brian L. Derksen
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
2
Elect Julie H. Edwards
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
3
Elect John W. Gibson
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
4
Elect Randall J. Larson
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
5
Elect Steven J. Malcolm
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
6
Elect Kevin S. McCarthy
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
7
Elect Jim W. Mogg
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
8
Elect Pattye L. Moore
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
9
Elect Gary D. Parker
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
10
Elect Eduardo A. Rodriguez
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
11
Elect Terry K. Spencer
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
ONEOK, Inc.
OKE
682680103
5/24/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Oracle Corporation
ORCL
68389X105
11/16/2016
1.1
Elect Jeffrey S. Berg
Mgmt
Voted
For
For
For
Oracle Corporation
ORCL
68389X105
11/16/2016
1.2
Elect H. Raymond Bingham
Mgmt
Voted
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/16/2016
1.3
Elect Michael J. Boskin
Mgmt
Voted
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/16/2016
1.4
Elect Safra A. Catz
Mgmt
Voted
For
For
For
Oracle Corporation
ORCL
68389X105
11/16/2016
1.5
Elect Bruce R. Chizen
Mgmt
Voted
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/16/2016
1.6
Elect George H. Conrades
Mgmt
Voted
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/16/2016
1.7
Elect Lawrence J. Ellison
Mgmt
Voted
For
For
For
Oracle Corporation
ORCL
68389X105
11/16/2016
1.8
Elect Hector Garcia-Molina
Mgmt
Voted
For
For
For
Oracle Corporation
ORCL
68389X105
11/16/2016
1.9
Elect Jeffrey O. Henley
Mgmt
Voted
For
For
For
Oracle Corporation
ORCL
68389X105
11/16/2016
1.10
Elect Mark V. Hurd
Mgmt
Voted
For
For
For
Oracle Corporation
ORCL
68389X105
11/16/2016
1.11
Elect Renee J. James
Mgmt
Voted
For
For
For
Oracle Corporation
ORCL
68389X105
11/16/2016
1.12
Elect Leon E. Panetta
Mgmt
Voted
For
For
For
Oracle Corporation
ORCL
68389X105
11/16/2016
1.13
Elect Naomi O. Seligman
Mgmt
Voted
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/16/2016
2
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Oracle Corporation
ORCL
68389X105
11/16/2016
3
Ratification of Auditor
Mgmt
Voted
For
For
For
Oracle Corporation
ORCL
68389X105
11/16/2016
4
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
Paychex, Inc.
PAYX
704326107
10/12/2016
1
Elect B. Thomas Golisano
Mgmt
Voted
For
For
For
Paychex, Inc.
PAYX
704326107
10/12/2016
2
Elect Joseph G. Doody
Mgmt
Voted
For
For
For
Paychex, Inc.
PAYX
704326107
10/12/2016
3
Elect David J. S. Flaschen
Mgmt
Voted
For
For
For
Paychex, Inc.
PAYX
704326107
10/12/2016
4
Elect Phillip Horsley
Mgmt
Voted
For
For
For
Paychex, Inc.
PAYX
704326107
10/12/2016
5
Elect Grant M. Inman
Mgmt
Voted
For
For
For
Paychex, Inc.
PAYX
704326107
10/12/2016
6
Elect Pamela A. Joseph
Mgmt
Voted
For
For
For
Paychex, Inc.
PAYX
704326107
10/12/2016
7
Elect Martin Mucci
Mgmt
Voted
For
For
For
Paychex, Inc.
PAYX
704326107
10/12/2016
8
Elect Joseph M. Tucci
Mgmt
Voted
For
For
For
Paychex, Inc.
PAYX
704326107
10/12/2016
9
Elect Joseph M. Velli
Mgmt
Voted
For
For
For
Paychex, Inc.
PAYX
704326107
10/12/2016
10
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Paychex, Inc.
PAYX
704326107
10/12/2016
11
Ratification of Auditor
Mgmt
Voted
For
For
For
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
1
Elect Wences Casares
Mgmt
Voted
For
For
For
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
2
Elect Jonathan Christodoro
Mgmt
Voted
For
For
For
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
3
Elect John J. Donahoe II
Mgmt
Voted
For
Against
Against
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
4
Elect David Dorman
Mgmt
Voted
For
For
For
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
5
Elect Belinda J. Johnson
Mgmt
Voted
For
For
For
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
6
Elect Gail J. McGovern
Mgmt
Voted
For
For
For
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
7
Elect David M. Moffett
Mgmt
Voted
For
For
For
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
8
Elect Daniel H. Schulman
Mgmt
Voted
For
For
For
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
9
Elect Frank D. Yeary
Mgmt
Voted
For
For
For
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
10
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
11
Amendment to Articles Regarding Proxy Access
Mgmt
Voted
For
For
For
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
13
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Voted
Against
For
Against
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
14
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Voted
Against
For
Against
Paypal Holdings, Inc.
PYPL
70450Y103
5/24/2017
15
Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions
ShrHoldr
Voted
Against
Against
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
1
Elect Shona L. Brown
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
2
Elect George W. Buckley
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
3
Elect Cesar Conde
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
4
Elect Ian M. Cook
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
5
Elect Dina Dublon
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
6
Elect Rona A. Fairhead
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
7
Elect Richard W. Fisher
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
8
Elect William R. Johnson
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
9
Elect Indra K. Nooyi
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
10
Elect David C. Page
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
11
Elect Robert C. Pohlad
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
12
Elect Daniel Vasella
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
13
Elect Darren Walker
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
14
Elect Alberto Weisser
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
16
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
18
Shareholder Proposal Regarding Report on Pesticides
ShrHoldr
Voted
Against
Against
For
PepsiCo, Inc.
PEP
713448108
5/3/2017
19
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Voted
Against
Against
For
Pfizer Inc.
PFE
717081103
4/27/2017
1
Elect Dennis A. Ausiello
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
2
Elect Ronald E. Blaylock
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
3
Elect W. Don Cornwell
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
4
Elect Joseph J. Echevarria
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
5
Elect Frances D. Fergusson
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
6
Elect Helen H. Hobbs
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
7
Elect James M. Kilts
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
8
Elect Shantanu Narayen
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
9
Elect Suzanne Nora Johnson
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
10
Elect Ian C. Read
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
11
Elect Stephen W. Sanger
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
12
Elect James C. Smith
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Pfizer Inc.
PFE
717081103
4/27/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Pfizer Inc.
PFE
717081103
4/27/2017
16
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Voted
Against
Against
For
Pfizer Inc.
PFE
717081103
4/27/2017
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
Pfizer Inc.
PFE
717081103
4/27/2017
18
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
PG&E Corporation
PCG
69331C108
5/30/2017
1
Elect Lewis Chew
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
2
Elect Anthony F. Earley, Jr.
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
3
Elect Fred J. Fowler
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
4
Elect Jeh C. Johnson
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
5
Elect Richard C. Kelly
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
6
Elect Roger H. Kimmel
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
7
Elect Richard A. Meserve
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
8
Elect Forrest E. Miller
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
9
Elect Eric D. Mullins
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
10
Elect Rosendo G. Parra
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
11
Elect Barbara L. Rambo
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
12
Elect Anne Shen Smith
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
13
Elect Geisha J. Williams
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
PG&E Corporation
PCG
69331C108
5/30/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
PG&E Corporation
PCG
69331C108
5/30/2017
17
Shareholder Proposal Regarding Charitable Contributions
ShrHoldr
Voted
Against
Against
For
Philip Morris International Inc.
PM
718172109
5/3/2017
1
Elect Harold Brown
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
2
Elect Andre Calantzopoulos
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
3
Elect Louis C. Camilleri
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
4
Elect Massimo Ferragamo
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
5
Elect Werner Geissler
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
6
Elect Jennifer Li
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
7
Elect Jun  Makihara
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
8
Elect Sergio Marchionne
Mgmt
Voted
For
Against
Against
Philip Morris International Inc.
PM
718172109
5/3/2017
9
Elect Kalpana Morparia
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
10
Elect Lucio A. Noto
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
11
Elect Frederik Paulsen
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
12
Elect Robert B. Polet
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
13
Elect Stephen M. Wolf
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Philip Morris International Inc.
PM
718172109
5/3/2017
16
APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
17
APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS
Mgmt
Voted
For
Against
Against
Philip Morris International Inc.
PM
718172109
5/3/2017
18
Ratification of Auditor
Mgmt
Voted
For
For
For
Philip Morris International Inc.
PM
718172109
5/3/2017
19
Shareholder Proposal Regarding Formation of Human Rights Review Committee
ShrHoldr
Voted
Against
Against
For
Philip Morris International Inc.
PM
718172109
5/3/2017
20
Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations
ShrHoldr
Voted
Against
Against
For
Phillips 66
PSX
718546104
5/3/2017
1
Elect William R. Loomis, Jr.
Mgmt
Voted
For
For
For
Phillips 66
PSX
718546104
5/3/2017
2
Elect Glenn F. Tilton
Mgmt
Voted
For
For
For
Phillips 66
PSX
718546104
5/3/2017
3
Elect Marna C. Whittington
Mgmt
Voted
For
For
For
Phillips 66
PSX
718546104
5/3/2017
4
Ratification of Auditor
Mgmt
Voted
For
For
For
Phillips 66
PSX
718546104
5/3/2017
5
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
1
Elect Edison C. Buchanan
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
2
Elect Andrew F. Cates
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
3
Elect Timothy L. Dove
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
4
Elect Phillip A. Gobe
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
5
Elect Larry R. Grillot
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
6
Elect Stacy P. Methvin
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
7
Elect Royce W. Mitchell
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
8
Elect Frank A. Risch
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
9
Elect Scott D. Sheffield
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
10
Elect Mona K. Sutphen
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
11
Elect J. Kenneth Thompson
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
12
Elect Phoebe A. Wood
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
13
Elect Michael D. Wortley
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Pioneer Natural Resources Company
PXD
723787107
5/18/2017
17
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Voted
Against
For
Against
PPG Industries, Inc.
PPG
693506107
4/20/2017
1
Elect Stephen F. Angel
Mgmt
Voted
For
For
For
PPG Industries, Inc.
PPG
693506107
4/20/2017
2
Elect Hugh Grant
Mgmt
Voted
For
For
For
PPG Industries, Inc.
PPG
693506107
4/20/2017
3
Elect Melanie L. Healey
Mgmt
Voted
For
For
For
PPG Industries, Inc.
PPG
693506107
4/20/2017
4
Elect Michele J. Hooper
Mgmt
Voted
For
For
For
PPG Industries, Inc.
PPG
693506107
4/20/2017
5
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
PPG Industries, Inc.
PPG
693506107
4/20/2017
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
PPG Industries, Inc.
PPG
693506107
4/20/2017
7
Ratification of Auditor
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
1
Elect Rodney C. Adkins
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
2
Elect John W. Conway
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
3
Elect Steven G. Elliott
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
4
Elect Raja Rajamannar
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
5
Elect Craig A. Rogerson
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
6
Elect William H. Spence
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
7
Elect Natica von Althann
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
8
Elect Keith H. Williamson
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
9
Elect Armando Zagalo de Lima
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
10
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
PPL Corporation
PPL
69351T106
5/17/2017
12
Amendment to the 2012 Stock Incentive Plan
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
PPL Corporation
PPL
69351T106
5/17/2017
14
Shareholder Proposal Regarding Climate Change Reporting
ShrHoldr
Voted
Against
For
Against
Praxair, Inc.
PX
74005P104
4/25/2017
1
Elect Stephen F. Angel
Mgmt
Voted
For
For
For
Praxair, Inc.
PX
74005P104
4/25/2017
2
Elect Oscar Bernardes
Mgmt
Voted
For
For
For
Praxair, Inc.
PX
74005P104
4/25/2017
3
Elect Nance K. Dicciani
Mgmt
Voted
For
For
For
Praxair, Inc.
PX
74005P104
4/25/2017
4
Elect Edward G. Galante
Mgmt
Voted
For
For
For
Praxair, Inc.
PX
74005P104
4/25/2017
5
Elect Raymond W. LeBoeuf
Mgmt
Voted
For
For
For
Praxair, Inc.
PX
74005P104
4/25/2017
6
Elect Larry D. McVay
Mgmt
Voted
For
For
For
Praxair, Inc.
PX
74005P104
4/25/2017
7
Elect Martin H. Richenhagen
Mgmt
Voted
For
Against
Against
Praxair, Inc.
PX
74005P104
4/25/2017
8
Elect Wayne T. Smith
Mgmt
Voted
For
For
For
Praxair, Inc.
PX
74005P104
4/25/2017
9
Elect Robert L. Wood
Mgmt
Voted
For
For
For
Praxair, Inc.
PX
74005P104
4/25/2017
10
Ratification of Auditor
Mgmt
Voted
For
For
For
Praxair, Inc.
PX
74005P104
4/25/2017
11
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Praxair, Inc.
PX
74005P104
4/25/2017
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Praxair, Inc.
PX
74005P104
4/25/2017
13
Approval of Amendments to the 2009 Long Term Incentive Plan
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
1
Elect Thomas J. Baltimore, Jr.
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
2
Elect Gilbert F. Casellas
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
3
Elect Mark B. Grier
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
4
Elect Martina Hund-Mejean
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
5
Elect Karl J. Krapek
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
6
Elect Peter R. Lighte
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
7
Elect George Paz
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
8
Elect Sandra Pianalto
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
9
Elect Christine A. Poon
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
10
Elect Douglas A. Scovanner
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
11
Elect John R. Strangfeld
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
12
Elect Michael A. Todman
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Prudential Financial, Inc.
PRU
744320102
5/9/2017
16
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
1
Elect Willie A. Deese
Mgmt
Voted
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
2
Elect Albert R. Gamper, Jr.
Mgmt
Voted
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
3
Elect William V. Hickey
Mgmt
Voted
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
4
Elect Ralph Izzo
Mgmt
Voted
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
5
Elect Shirley Ann Jackson
Mgmt
Voted
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
6
Elect David Lilley
Mgmt
Voted
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
7
Elect Thomas A. Renyi
Mgmt
Voted
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
8
Elect Hak Cheol Shin
Mgmt
Voted
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
9
Elect Richard J. Swift
Mgmt
Voted
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
10
Elect Susan Tomasky
Mgmt
Voted
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
11
Elect Alfred W. Zollar
Mgmt
Voted
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/18/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
1
Elect Barbara T. Alexander
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
2
Elect Jeffry W. Henderson
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
3
Elect Thomas W. Horton
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
4
Elect Paul E. Jacobs
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
5
Elect Ann M. Livermore
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
6
Elect Harish M. Manwani
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
7
Elect Mark D. McLaughlin
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
8
Elect Steven M. Mollenkopf
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
9
Elect Clark T. Randt, Jr.
Mgmt
Voted
For
Against
Against
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
10
Elect Francisco Ros
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
11
Elect Anthony J. Vinciquerra
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
QUALCOMM Incorporated
QCOM
747525103
3/7/2017
14
Shareholder Proposal Regarding Amendments to Proxy Access Bylaw
ShrHoldr
Voted
Against
Against
For
Raytheon Company
RTN
755111507
5/25/2017
1
Elect Tracy A Atkinson
Mgmt
Voted
For
For
For
Raytheon Company
RTN
755111507
5/25/2017
2
Elect Robert E. Beauchamp
Mgmt
Voted
For
For
For
Raytheon Company
RTN
755111507
5/25/2017
3
Elect Vernon E. Clark
Mgmt
Voted
For
For
For
Raytheon Company
RTN
755111507
5/25/2017
4
Elect Stephen J. Hadley
Mgmt
Voted
For
For
For
Raytheon Company
RTN
755111507
5/25/2017
5
Elect Thomas A. Kennedy
Mgmt
Voted
For
For
For
Raytheon Company
RTN
755111507
5/25/2017
6
Elect Letitia A. Long
Mgmt
Voted
For
For
For
Raytheon Company
RTN
755111507
5/25/2017
7
Elect George R. Oliver
Mgmt
Voted
For
For
For
Raytheon Company
RTN
755111507
5/25/2017
8
Elect Dinesh C. Paliwal
Mgmt
Voted
For
For
For
Raytheon Company
RTN
755111507
5/25/2017
9
Elect William R. Spivey
Mgmt
Voted
For
For
For
Raytheon Company
RTN
755111507
5/25/2017
10
Elect James A. Winnefeld, Jr.
Mgmt
Voted
For
For
For
Raytheon Company
RTN
755111507
5/25/2017
11
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Raytheon Company
RTN
755111507
5/25/2017
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Raytheon Company
RTN
755111507
5/25/2017
13
Approval of 2017 Incentive Plan for Section 162(m) Purposes
Mgmt
Voted
For
For
For
Raytheon Company
RTN
755111507
5/25/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
RMR Real Estate Income Fund.
RIF
76970B101
4/13/2017
1
Elect John L. Harrington
Mgmt
Voted
For
For 83% Against 16% Abstain 1%
Against
RMR Real Estate Income Fund.
RIF
76970B101
4/13/2017
2
Approval of Redomestication of the fund from a Delaware Statutory Trust to a Maryland Statutory Trust
Mgmt
Voted
For
For 84% Against 15% Abstain 1%
For
Royce Trust
RMT
780915104
9/19/2016
1.1
Elect Patricia W. Chadwick
Mgmt
Voted
For
For 97% Withhold 3%
For
Royce Trust
RMT
780915104
9/19/2016
1.2
Elect Arthur S. Mehlman
Mgmt
Voted
For
For 99% Withhold 1%
For
Royce Trust
RMT
780915104
9/19/2016
1.3
Elect Michael K. Shields
Mgmt
Voted
For
For 98% Withhold 2%
For
Royce Trust
RVT
780910105
9/19/2016
1.1
Elect Patricia W. Chadwick
Mgmt
Voted
For
For 96% Withhold 4%
For
Royce Trust
RVT
780910105
9/19/2016
1.2
Elect Arthur S. Mehlman
Mgmt
Voted
For
For 97% Withhold 3%
For
Royce Trust
RVT
780910105
9/19/2016
1.3
Elect Michael K. Shields
Mgmt
Voted
For
For 97% Withhold 3%
For
Royce Trust
RGT
78081T104
9/19/2016
1.1
Elect Patricia W. Chadwick
Mgmt
Voted
For
For 96% Withhold 4%
For
Royce Trust
RGT
78081T104
9/19/2016
1.2
Elect Arthur S. Mehlman
Mgmt
Voted
For
For 96% Withhold 4%
For
Royce Trust
RGT
78081T104
9/19/2016
1.3
Elect Michael K. Shields
Mgmt
Voted
For
For 96% Withhold 4%
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
1
Elect Peter L.S. Currie
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
2
Elect Miguel M.  Galuccio
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
3
Elect V. Maureen Kempston Darkes
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
4
Elect Paal Kibsgaard
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
5
Elect Nikolay Kudryavtsev
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
6
Elect Helge Lund
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
7
Elect Michael E. Marks
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
8
Elect Indra K. Nooyi
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
9
Elect Lubna S. Olayan
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
10
Elect Leo Rafael Reif
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
11
Elect Tore I. Sandvold
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
12
Elect Henri Seydoux
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
15
Approval of Financial Statements/Dividends
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
16
Ratification of Auditor
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
17
Approval of the 2017 Omnibus Stock Incentive Plan
Mgmt
Voted
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/5/2017
18
Amendment to the Discounted Stock Purchase Plan
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
1
Elect Alan L. Boeckmann
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
2
Elect Kathleen L. Brown
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
3
Elect Andres Conesa
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
4
Elect Maria Contreras-Sweet
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
5
Elect Pablo A. Ferrero
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
6
Elect William D. Jones
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
7
Elect Bethany J. Mayer
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
8
Elect William G. Ouchi
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
9
Elect Debra L. Reed
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
10
Elect William C. Rusnack
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
11
Elect Lynn Schenk
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
12
Elect Jack T. Taylor
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
13
Elect James C. Yardley
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Sempra Energy
SRE
816851109
5/12/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Source Capital, Inc.
SOR
836144105
5/8/2017
1.1
Elect J. Richard Atwood
Mgmt
Voted
For
For 99% Withhold 1%
For
Source Capital, Inc.
SOR
836144105
5/8/2017
1.2
Elect Sandra Brown
Mgmt
Voted
For
For 99% Withhold 1%
For
Source Capital, Inc.
SOR
836144105
5/8/2017
1.3
Elect Mark L. Lipson
Mgmt
Voted
For
For 99% Withhold 1%
For
Source Capital, Inc.
SOR
836144105
5/8/2017
1.4
Elect Alfred E. Osborne, Jr.
Mgmt
Voted
For
For 94% Withhold 6%
Against
Source Capital, Inc.
SOR
836144105
5/8/2017
1.5
Elect A. Robert Pisano
Mgmt
Voted
For
For 99% Withhold 1%
For
Source Capital, Inc.
SOR
836144105
5/8/2017
1.6
Elect Patrick B. Purcell
Mgmt
Voted
For
For 99% Withhold 1%
For
Source Capital, Inc.
SOR
836144105
5/8/2017
1.7
Elect Allan M. Rudnick
Mgmt
Voted
For
For 99% Withhold 1%
For
Spectra Energy Corp
SE
847560109
12/15/2016
1
Merger/Acquisition
Mgmt
Voted
For
For
For
Spectra Energy Corp
SE
847560109
12/15/2016
2
Advisory Vote on Golden Parachutes
Mgmt
Voted
For
For
For
Sprott Focus Trust, Inc.
FUND
85208J109
9/20/2016
1.1
Elect Michael W. Clark
Mgmt
Voted
For
For 97% Withhold 3%
For
Starbucks Corporation
SBUX
855244109
3/22/2017
1
Elect Howard Schultz
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
2
Elect William W. Bradley
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
3
Elect Rosalind G. Brewer
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
4
Elect Mary N. Dillon
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
5
Elect Robert M. Gates
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
6
Elect Mellody Hobson
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
7
Elect Kevin R. Johnson
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
8
Elect Jorgen Vig Knudstorp
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
9
Elect Satya Nadella
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
10
Elect Joshua Cooper Ramo
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
11
Elect Clara Shih
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
12
Elect Javier G. Teruel
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
13
Elect Myron E. Ullman III
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
14
Elect Craig E. Weatherup
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Starbucks Corporation
SBUX
855244109
3/22/2017
17
Ratification of Auditor
Mgmt
Voted
For
For
For
Starbucks Corporation
SBUX
855244109
3/22/2017
18
Shareholder Proposal Regarding Amendments to Proxy Access Bylaw
ShrHoldr
Voted
Against
Against
For
State Street Corporation
STT
857477103
5/17/2017
1
Elect Kennett F. Burnes
Mgmt
Voted
For
For
For
State Street Corporation
STT
857477103
5/17/2017
2
Elect Patrick de Saint-Aignan
Mgmt
Voted
For
For
For
State Street Corporation
STT
857477103
5/17/2017
3
Elect Lynn A. Dugle
Mgmt
Voted
For
For
For
State Street Corporation
STT
857477103
5/17/2017
4
Elect Amelia C. Fawcett
Mgmt
Voted
For
For
For
State Street Corporation
STT
857477103
5/17/2017
5
Elect William C. Freda
Mgmt
Voted
For
For
For
State Street Corporation
STT
857477103
5/17/2017
6
Elect Linda A. Hill
Mgmt
Voted
For
For
For
State Street Corporation
STT
857477103
5/17/2017
7
Elect Joseph L. Hooley
Mgmt
Voted
For
For
For
State Street Corporation
STT
857477103
5/17/2017
8
Elect Sean O'Sullivan
Mgmt
Voted
For
For
For
State Street Corporation
STT
857477103
5/17/2017
9
Elect Richard P. Sergel
Mgmt
Voted
For
For
For
State Street Corporation
STT
857477103
5/17/2017
10
Elect Gregory L. Summe
Mgmt
Voted
For
For
For
State Street Corporation
STT
857477103
5/17/2017
11
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
State Street Corporation
STT
857477103
5/17/2017
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
State Street Corporation
STT
857477103
5/17/2017
13
Approval of the 2017  Stock Incentive Plan
Mgmt
Voted
For
For
For
State Street Corporation
STT
857477103
5/17/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
1
Elect Howard E. Cox, Jr.
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
2
Elect Srikant M. Datar
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
3
Elect Roch Doliveux
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
4
Elect Louise L. Francesconi
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
5
Elect Allan C. Golston
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
6
Elect Kevin A. Lobo
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
7
Elect Andrew K Silvernail
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
8
Elect Ronda E. Stryker
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
9
Ratification of Auditor
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
10
Amendment to the 2011 Long-Term Incentive Plan
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
11
Amendment to the 2011 Performance Incentive Award Plan
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
12
Amendment to the 2008 Employee Stock Purchase Plan
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
13
Re-approval of the Executive Bonus Plan
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Stryker Corporation
SYK
863667101
5/3/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Sysco Corporation
SYY
871829107
11/16/2016
1
Elect Daniel J. Brutto
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
2
Elect John M. Cassaday
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
3
Elect Judith B. Craven
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
4
Elect William J. DeLaney
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
5
Elect Joshua D. Frank
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
6
Elect Larry C. Glasscock
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
7
Elect Jonathan Golden
Mgmt
Voted
For
Against
Against
Sysco Corporation
SYY
871829107
11/16/2016
8
Elect Bradley M. Halverson
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
9
Elect Hans-Joachim Koerber
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
10
Elect Nancy S. Newcomb
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
11
Elect Nelson Peltz
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
12
Elect Edward D. Shirley
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
13
Elect Richard G. Tilghman
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
14
Elect Jackie M. Ward
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
16
Ratification of Auditor
Mgmt
Voted
For
For
For
Sysco Corporation
SYY
871829107
11/16/2016
17
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Voted
Against
Against
For
Taiwan Fund Inc
TWN
874036106
4/18/2017
1.1
Elect William C. Kirby
Mgmt
Voted
For
For 99% Withhold 1%
For
Taiwan Fund Inc
TWN
874036106
4/18/2017
1.2
Elect Michael F. Holland
Mgmt
Voted
For
For 41% Withhold 59%  Serves on too many boards
Against
Taiwan Fund Inc
TWN
874036106
4/18/2017
1.3
Elect Anthony LO Kai Yiu
Mgmt
Voted
For
For 48% Withhold 52%
For
Taiwan Fund Inc
TWN
874036106
4/18/2017
1.4
Elect Shelley Rigger
Mgmt
Voted
For
For 99% Withhold 1%
For
Taiwan Fund Inc
TWN
874036106
4/18/2017
1.5
Elect Anthony S. Clark
Mgmt
Voted
For
For 49% Withhold 51%
For
Target Corporation
TGT
87612E106
6/14/2017
1
Elect Roxanne S. Austin
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
2
Elect Douglas M. Baker, Jr.
Mgmt
Voted
For
Against
Against
Target Corporation
TGT
87612E106
6/14/2017
3
Elect Brian C. Cornell
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
4
Elect Calvin Darden
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
5
Elect Henrique De Castro
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
6
Elect Robert L. Edwards
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
7
Elect Melanie L. Healey
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
8
Elect Donald R. Knauss
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
9
Elect Monica C. Lozano
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
10
Elect Mary E. Minnick
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
11
Elect Derica W. Rice
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
12
Elect Kenneth L. Salazar
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Target Corporation
TGT
87612E106
6/14/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Target Corporation
TGT
87612E106
6/14/2017
16
Approval of the Executive Officer Cash Incentive Plan
Mgmt
Voted
For
For
For
Tekla Healthcare Opportunities Fund
THQ
879105104
6/15/2017
1.1
Elect Michael W. Bonney
Mgmt
Voted
For
For 94% Withhold 6%
For
Tekla Healthcare Opportunities Fund
THQ
879105104
6/15/2017
1.2
Elect Uwe E. Reinhardt
Mgmt
Voted
For
For 94% Withhold 6%
For
Tekla Healthcare Opportunities Fund
THQ
879105104
6/15/2017
2
Ratification of Auditor
Mgmt
Voted
For
For 98% Against 1% Abstain 1%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/30/2017
1.1
Elect Harris J. Ashton
Mgmt
Voted
For
For 98% Withhold 2%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/30/2017
1.2
Elect Mary C. Choksi
Mgmt
Voted
For
For 98% Withhold 2%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/30/2017
1.3
Elect J. Michael Luttig
Mgmt
Voted
For
For 98% Withhold 2%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/30/2017
1.4
Elect Constantine D. Tseretopoulos
Mgmt
Voted
For
For 98% Withhold 2%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/30/2017
2
Ratification of Auditor
Mgmt
Voted
For
For 98% Against 1% Abstain 1%
For
Templeton Emerging Markets Fund
EMF
880191101
3/1/2017
1.1
Elect Harris J. Ashton
Mgmt
Voted
For
For 65% Withhold 35%
For
Templeton Emerging Markets Fund
EMF
880191101
3/1/2017
1.2
Elect Mary C. Choksi
Mgmt
Voted
For
For 65% Withhold 35%
For
Templeton Emerging Markets Fund
EMF
880191101
3/1/2017
1.3
Elect Edith E. Holiday
Mgmt
Voted
For
For 65% Withhold 35%
For
Templeton Emerging Markets Fund
EMF
880191101
3/1/2017
1.4
Elect J. Michael Luttig
Mgmt
Voted
For
For 65% Withhold 35%
For
Templeton Emerging Markets Fund
EMF
880191101
3/1/2017
2
Ratification of Auditor
Mgmt
Voted
For
For 99% Against .5% Abstain .5%
For
The Boeing Company
BA
097023105
5/1/2017
1
Elect Robert A. Bradway
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
2
Elect David L. Calhoun
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
3
Elect Arthur D. Collins, Jr.
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
4
Elect Kenneth M. Duberstein
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
5
Elect Edmund P. Giambastiani, Jr.
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
6
Elect Lynn J. Good
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
7
Elect Lawrence W. Kellner
Mgmt
Voted
For
Against
Against
The Boeing Company
BA
097023105
5/1/2017
8
Elect Edward M. Liddy
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
9
Elect Dennis A. Muilenburg
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
10
Elect Susan C. Schwab
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
11
Elect Randall L. Stephenson
Mgmt
Voted
For
Against
Against
The Boeing Company
BA
097023105
5/1/2017
12
Elect Ronald A. Williams
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
13
Elect Mike S. Zafirovski
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
The Boeing Company
BA
097023105
5/1/2017
16
Ratification of Auditor
Mgmt
Voted
For
For
For
The Boeing Company
BA
097023105
5/1/2017
17
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
Against
For
The Boeing Company
BA
097023105
5/1/2017
18
Shareholder Report Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
The Boeing Company
BA
097023105
5/1/2017
19
Shareholder Proposal Regarding Report On Arms Sales to Israel
ShrHoldr
Voted
Against
Against
For
The Boeing Company
BA
097023105
5/1/2017
20
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Voted
Against
Against
For
The Clorox Company
CLX
189054109
11/16/2016
1
Elect Amy L. Banse
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
2
Elect Richard Carmona
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
3
Elect Benno Dorer
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
4
Elect Spencer C. Fleischer
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
5
Elect Esther Lee
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
6
Elect A.D. David Mackay
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
7
Elect Robert W. Matschullat
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
8
Elect Jeffrey Noddle
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
9
Elect Pamela Thomas-Graham
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
10
Elect Carolyn M. Ticknor
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
11
Elect Christopher J. Williams
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
13
Ratification of Auditor
Mgmt
Voted
For
For
For
The Clorox Company
CLX
189054109
11/16/2016
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
Against
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
1
Elect Lloyd C. Blankfein
Mgmt
Voted
For
For
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
2
Elect M. Michele Burns
Mgmt
Voted
For
For
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
3
Elect Mark Flaherty
Mgmt
Voted
For
For
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
4
Elect William W. George
Mgmt
Voted
For
For
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
5
Elect James A. Johnson
Mgmt
Voted
For
For
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
6
Elect Ellen J. Kullman
Mgmt
Voted
For
For
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
7
Elect Lakshmi N. Mittal
Mgmt
Voted
For
For
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
8
Elect Adebayo O. Ogunlesi
Mgmt
Voted
For
For
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
9
Elect Peter Oppenheimer
Mgmt
Voted
For
For
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
10
Elect David A. Viniar
Mgmt
Voted
For
For
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
11
Elect Mark O. Winkelman
Mgmt
Voted
For
For
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
The Goldman Sachs Group, Inc.
GS
38141G104
4/28/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
1
Elect Gerard J. Arpey
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
2
Elect Ari Bousbib
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
3
Elect Jeffery H. Boyd
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
4
Elect Gregory D. Brenneman
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
5
Elect J. Frank Brown
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
6
Elect Albert P. Carey
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
7
Elect Armando Codina
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
8
Elect Helena B. Foulkes
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
9
Elect Linda R. Gooden
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
10
Elect Wayne M. Hewett
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
11
Elect Karen L. Katen
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
12
Elect Craig A. Menear
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
13
Elect Mark Vadon
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
The Home Depot, Inc.
HD
437076102
5/18/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
The Home Depot, Inc.
HD
437076102
5/18/2017
17
Shareholder Proposal Regarding Employment Diversity Report
ShrHoldr
Voted
Against
Against
For
The Home Depot, Inc.
HD
437076102
5/18/2017
18
Shareholder Proposal Regarding Advisory Vote on Political Contributions
ShrHoldr
Voted
Against
Against
For
The Home Depot, Inc.
HD
437076102
5/18/2017
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
The Southern Company
SO
842587107
5/24/2017
1
Elect Juanita Powell Baranco
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
2
Elect Jon A. Boscia
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
3
Elect Henry A. Clark III
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
4
Elect Thomas A. Fanning
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
5
Elect David J. Grain
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
6
Elect Veronica M. Hagen
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
7
Elect Warren A. Hood, Jr.
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
8
Elect Linda P. Hudson
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
9
Elect Donald M. James
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
10
Elect John D. Johns
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
11
Elect Dale E. Klein
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
12
Elect William G. Smith, Jr.
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
13
Elect Steven R. Specker
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
14
Elect Larry D. Thompson
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
15
Elect E. Jenner Wood III
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
16
Elimination of Supermajority Requirement
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
17
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
The Southern Company
SO
842587107
5/24/2017
18
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
The Southern Company
SO
842587107
5/24/2017
19
Ratification of Auditor
Mgmt
Voted
For
For
For
The Southern Company
SO
842587107
5/24/2017
20
Shareholder Proposal Regarding Reporting on Company Climate Change Policies
ShrHoldr
Voted
Against
For
Against
The Walt Disney Company
DIS
254687106
3/8/2017
1
Elect Susan E. Arnold
Mgmt
Voted
For
For
For
The Walt Disney Company
DIS
254687106
3/8/2017
2
Elect John S. Chen
Mgmt
Voted
For
Against
Against
The Walt Disney Company
DIS
254687106
3/8/2017
3
Elect Jack Dorsey
Mgmt
Voted
For
Against
Against
The Walt Disney Company
DIS
254687106
3/8/2017
4
Elect Robert A. Iger
Mgmt
Voted
For
For
For
The Walt Disney Company
DIS
254687106
3/8/2017
5
Elect Maria Elena Lagomasino
Mgmt
Voted
For
For
For
The Walt Disney Company
DIS
254687106
3/8/2017
6
Elect Fred H. Langhammer
Mgmt
Voted
For
For
For
The Walt Disney Company
DIS
254687106
3/8/2017
7
Elect Aylwin B. Lewis
Mgmt
Voted
For
Against
Against
The Walt Disney Company
DIS
254687106
3/8/2017
8
Elect Robert W. Matschullat
Mgmt
Voted
For
For
For
The Walt Disney Company
DIS
254687106
3/8/2017
9
Elect Mark G. Parker
Mgmt
Voted
For
For
For
The Walt Disney Company
DIS
254687106
3/8/2017
10
Elect Sheryl Sandberg
Mgmt
Voted
For
For
For
The Walt Disney Company
DIS
254687106
3/8/2017
11
Elect Orin C. Smith
Mgmt
Voted
For
For
For
The Walt Disney Company
DIS
254687106
3/8/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
The Walt Disney Company
DIS
254687106
3/8/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
The Walt Disney Company
DIS
254687106
3/8/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
The Walt Disney Company
DIS
254687106
3/8/2017
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
The Walt Disney Company
DIS
254687106
3/8/2017
16
Shareholder Proposal Regarding Amendments to Proxy Access Bylaw
ShrHoldr
Voted
Against
Against
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
1
Elect Alan S. Armstrong
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
2
Elect Stephen W. Bergstrom
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
3
Elect Stephen I. Chazen
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
4
Elect Charles I. Cogut
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
5
Elect Kathleen B. Cooper
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
6
Elect Michael A. Creel
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
7
Elect Peter A. Ragauss
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
8
Elect Scott D. Sheffield
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
9
Elect Murray D. Smith
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
10
Elect William H. Spence
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
11
Elect Janice D. Stoney
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
The Williams Companies, Inc.
WMB
969457100
5/18/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
1
Elect Marc N. Casper
Mgmt
Voted
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
2
Elect Nelson J. Chai
Mgmt
Voted
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
3
Elect C. Martin Harris
Mgmt
Voted
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
4
Elect Tyler Jacks
Mgmt
Voted
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
5
Elect Judy C. Lewent
Mgmt
Voted
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
6
Elect Thomas J. Lynch
Mgmt
Voted
For
Against
Against
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
7
Elect Jim P. Manzi
Mgmt
Voted
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
8
Elect William G. Parrett
Mgmt
Voted
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
9
Elect Lars Rebien Sorensen
Mgmt
Voted
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
10
Elect Scott M. Sperling
Mgmt
Voted
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
11
Elect Elaine S. Ullian
Mgmt
Voted
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
12
Elect Dion J. Weisler
Mgmt
Voted
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/17/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
Tri-Continental Corporation
TY
895436103
4/19/2017
1.1
Elect Patricia M. Flynn
Mgmt
Voted
For
For 74% Withhold 26%
For
Tri-Continental Corporation
TY
895436103
4/19/2017
1.2
Elect Catherine James Paglia
Mgmt
Voted
For
For 74% Withhold 26%
For
Tri-Continental Corporation
TY
895436103
4/19/2017
1.3
Elect William A. Hawkins
Mgmt
Voted
For
For 74% Withhold 26%
For
Tri-Continental Corporation
TY
895436103
4/19/2017
2
Ratification of Auditor
Mgmt
Voted
For
For 87% Against 12% Abstain 1%
For
Turkish Investment Fund Inc
TKF
900145103
7/7/2016
1.1
Elect Frank L. Bowman
Mgmt
Voted
For
For 44% Withhold 66%
For
Turkish Investment Fund Inc
TKF
900145103
7/7/2016
1.2
Elect Jakki L. Haussler
Mgmt
Voted
For
For 44% Withhold 66%
For
Turkish Investment Fund Inc
TKF
900145103
7/7/2016
1.3
Elect James F. Higgins
Mgmt
Voted
For
For 44% Withhold 66%
For
Turkish Investment Fund Inc
TKF
900145103
7/7/2016
1.4
Elect Manuel H. Johnson
Mgmt
Voted
For
For 44% Withhold 66%
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
1
Elect K. Rupert Murdoch
Mgmt
Voted
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
2
Elect Lachlan K. Murdoch
Mgmt
Voted
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
3
Elect Delphine Arnault
Mgmt
Voted
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
4
Elect James W. Breyer
Mgmt
Voted
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
5
Elect Chase Carey
Mgmt
Voted
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
6
Elect David F. DeVoe
Mgmt
Voted
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
7
Elect Viet D. Dinh
Mgmt
Voted
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
8
Elect Roderick Ian Eddington
Mgmt
Voted
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
9
Elect James Murdoch
Mgmt
Voted
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
10
Elect Jacques Nasser
Mgmt
Voted
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
11
Elect Robert S. Silberman
Mgmt
Voted
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
12
Elect Tidjane Thiam
Mgmt
Voted
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
13
Elect Jeffrey W. Ubben
Mgmt
Voted
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/10/2016
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Union Pacific Corporation
UNP
907818108
5/11/2017
1
Elect Andrew H. Card, Jr.
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
2
Elect Erroll B. Davis, Jr.
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
3
Elect David B. Dillon
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
4
Elect Lance M. Fritz
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
5
Elect Deborah C. Hopkins
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
6
Elect Jane H. Lute
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
7
Elect Michael R. McCarthy
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
8
Elect Michael W. McConnell
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
9
Elect Thomas F. McLarty III
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
10
Elect Steven R. Rogel
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
11
Elect Jose H. Villarreal
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Union Pacific Corporation
UNP
907818108
5/11/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Union Pacific Corporation
UNP
907818108
5/11/2017
15
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
United Parcel Service, Inc.
UPS
911312106
5/4/2017
1
Elect David P. Abney
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
2
Elect Rodney C. Adkins
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
3
Elect Michael J. Burns
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
4
Elect William R. Johnson
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
5
Elect Candace Kendle
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
6
Elect Ann M. Livermore
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
7
Elect Rudy H.P. Markham
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
8
Elect Franck J. Moison
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
9
Elect Clark T. Randt, Jr.
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
10
Elect John T. Stankey
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
11
Elect Carol B. Tome
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
12
Elect Kevin M. Warsh
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
3 Years
1 Year
Against
United Parcel Service, Inc.
UPS
911312106
5/4/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
Against
For
United Parcel Service, Inc.
UPS
911312106
5/4/2017
17
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Voted
Against
For
Against
United Parcel Service, Inc.
UPS
911312106
5/4/2017
18
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Voted
Against
Against
For
United Technologies Corporation
UTX
913017109
4/24/2017
1
Elect Lloyd J Austin
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
2
Elect Diane M. Bryant
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
3
Elect John V. Faraci
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
4
Elect Jean-Pierre Garnier
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
5
Elect Gregory J. Hayes
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
6
Elect Edward A. Kangas
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
7
Elect Ellen J. Kullman
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
8
Elect Marshall O. Larsen
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
9
Elect Harold W. McGraw III
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
10
Elect Fredric G. Reynolds
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
11
Elect Brian C. Rogers
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
12
Elect Christine Todd Whitman
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
United Technologies Corporation
UTX
913017109
4/24/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
V.F. Corporation
VFC
918204108
4/25/2017
1.1
Elect Richard T. Carucci
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
1.2
Elect Juliana L. Chugg
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
1.3
Elect Benno Dorer
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
1.4
Elect Mark S. Hoplamazian
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
1.5
Elect Robert J. Hurst
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
1.6
Elect Laura W. Lang
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
1.7
Elect W. Alan McCollough
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
1.8
Elect W. Rodney McMullen
Mgmt
Voted
For
Withhold
Against
V.F. Corporation
VFC
918204108
4/25/2017
1.9
Elect Clarence Otis, Jr.
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
1.10
Elect Steven E. Rendle
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
1.11
Elect Carol L. Roberts
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
1.12
Elect Matthew J. Shattock
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
1.13
Elect Eric C. Wiseman
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
2
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
V.F. Corporation
VFC
918204108
4/25/2017
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
V.F. Corporation
VFC
918204108
4/25/2017
4
Ratification of Auditor
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
1
Elect Shellye L. Archambeau
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
2
Elect Mark T. Bertolini
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
3
Elect Richard L. Carrion
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
4
Elect Melanie L. Healey
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
5
Elect M. Frances Keeth
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
6
Elect Karl-Ludwig Kley
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
7
Elect Lowell C. McAdam
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
8
Elect Clarence Otis, Jr.
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
9
Elect Rodney E. Slater
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
10
Elect Kathryn A. Tesija
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
11
Elect Gregory D. Wasson
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
12
Elect Gregory G. Weaver
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
16
2017 Long-Term Incentive Plan
Mgmt
Voted
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
17
Shareholder Proposal Regarding Human Rights Committee
ShrHoldr
Voted
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
18
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Voted
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Voted
Against
For
Against
Verizon Communications Inc.
VZ
92343V104
5/4/2017
20
Shareholder Proposal Regarding Clawback Policy
ShrHoldr
Voted
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
21
Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age
ShrHoldr
Voted
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/4/2017
22
Shareholder Proposal Regarding Limiting Matching Contributions for Executives
ShrHoldr
Voted
Against
Against
For
Virtus Total Return Fund Inc
ZF
92837G100
6/6/2017
1.1
Elect R. Keith Walton
Mgmt
Voted
For
For 90% Withhold 10%
For
Virtus Total Return Fund Inc
ZF
92837G100
6/6/2017
1.2
Elect Brian T. Zino
Mgmt
Voted
For
For 90% Withhold 10%
For
Virtus Total Return Fund Inc Fonds
ZF
989834205
3/7/2017
1
Issuance of Common Stock
Mgmt
Voted
For
For 88% Against 10% Abstain 2%
For
Voya Global Advantage & Premium Opportunity Fund
IAE
92912Y109
7/7/2016
1.1
Elect John V. Boyer
Mgmt
Voted
For
For 87% Withhold 13%
For
Voya Global Advantage & Premium Opportunity Fund
IAE
92912Y109
7/7/2016
1.2
Elect Patricia W. Chadwick
Mgmt
Voted
For
For 87% Withhold 13%
For
Voya Global Advantage & Premium Opportunity Fund
IAE
92912Y109
7/7/2016
1.3
Elect Sheryl K. Pressler
Mgmt
Voted
For
For 87% Withhold 13%
For
Voya Global Advantage & Premium Opportunity Fund
IAE
92912Y109
7/7/2016
1.4
Elect Christopher P. Sullivan
Mgmt
Voted
For
For 87% Withhold 13%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
92912X101
7/7/2016
1.1
Elect John V. Boyer
Mgmt
Voted
For
For 69% Withhold 31%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
92912X101
7/7/2016
1.2
Elect Patricia W. Chadwick
Mgmt
Voted
For
For 69% Withhold 31%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
92912X101
7/7/2016
1.3
Elect Sheryl K. Pressler
Mgmt
Voted
For
For 69% Withhold 31%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
92912X101
7/7/2016
1.4
Elect Christopher P. Sullivan
Mgmt
Voted
For
For 69% Withhold 31%
For
Voya Natural Resources Equity Income Fund
IRR
92913C106
7/7/2016
1.1
Elect John V. Boyer
Mgmt
Voted
For
For 92% Withhold 8%
For
Voya Natural Resources Equity Income Fund
IRR
92913C106
7/7/2016
1.2
Elect Patricia W. Chadwick
Mgmt
Voted
For
For 92% Withhold 8%
For
Voya Natural Resources Equity Income Fund
IRR
92913C106
7/7/2016
1.3
Elect Sheryl K. Pressler
Mgmt
Voted
For
For 92% Withhold 8%
For
Voya Natural Resources Equity Income Fund
IRR
92913C106
7/7/2016
1.4
Elect Christopher P. Sullivan
Mgmt
Voted
For
For 92% Withhold 8%
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
1
Elect James I. Cash, Jr.
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
2
Elect Timothy P. Flynn
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
3
Elect Carla A. Harris
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
4
Elect Thomas W. Horton
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
5
Elect Marissa A. Mayer
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
6
Elect C. Douglas McMillon
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
7
Elect Gregory B. Penner
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
8
Elect Steven S Reinemund
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
9
Elect Kevin Y. Systrom
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
10
Elect S. Robson Walton
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
11
Elect Steuart Walton
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
15
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
Against
For
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
16
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Voted
Against
For
Against
Wal-Mart Stores Inc.
WMT
931142103
6/2/2017
17
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Voted
Against
Against
For
Wells Fargo & Company
WFC
949746101
4/25/2017
1
Elect John D. Baker II
Mgmt
Voted
For
Against
Against
Wells Fargo & Company
WFC
949746101
4/25/2017
2
Elect John S. Chen
Mgmt
Voted
For
Against
Against
Wells Fargo & Company
WFC
949746101
4/25/2017
3
Elect Lloyd H. Dean
Mgmt
Voted
For
Against
Against
Wells Fargo & Company
WFC
949746101
4/25/2017
4
Elect Elizabeth A. Duke
Mgmt
Voted
For
For
For
Wells Fargo & Company
WFC
949746101
4/25/2017
5
Elect Enrique Hernandez, Jr.
Mgmt
Voted
For
Against
Against
Wells Fargo & Company
WFC
949746101
4/25/2017
6
Elect Donald M. James
Mgmt
Voted
For
For
For
Wells Fargo & Company
WFC
949746101
4/25/2017
7
Elect Cynthia H. Milligan
Mgmt
Voted
For
Against
Against
Wells Fargo & Company
WFC
949746101
4/25/2017
8
Elect Karen B. Peetz
Mgmt
Voted
For
For
For
Wells Fargo & Company
WFC
949746101
4/25/2017
9
Elect Federico F. Pena
Mgmt
Voted
For
For
For
Wells Fargo & Company
WFC
949746101
4/25/2017
10
Elect James H. Quigley
Mgmt
Voted
For
For
For
Wells Fargo & Company
WFC
949746101
4/25/2017
11
Elect Stephen W. Sanger
Mgmt
Voted
For
For
For
Wells Fargo & Company
WFC
949746101
4/25/2017
12
Elect Ronald L. Sargent
Mgmt
Voted
For
For
For
Wells Fargo & Company
WFC
949746101
4/25/2017
13
Elect Timothy J. Sloan
Mgmt
Voted
For
For
For
Wells Fargo & Company
WFC
949746101
4/25/2017
14
Elect Susan Swenson
Mgmt
Voted
For
Against
Against
Wells Fargo & Company
WFC
949746101
4/25/2017
15
Elect Suzanne M. Vautrinot
Mgmt
Voted
For
For
For
Wells Fargo & Company
WFC
949746101
4/25/2017
16
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Wells Fargo & Company
WFC
949746101
4/25/2017
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Wells Fargo & Company
WFC
949746101
4/25/2017
18
Ratification of Auditor
Mgmt
Voted
For
For
For
Wells Fargo & Company
WFC
949746101
4/25/2017
19
Shareholder Proposal Regarding Retail Banking Sales Practices Report
ShrHoldr
Voted
Against
Against
For
Wells Fargo & Company
WFC
949746101
4/25/2017
20
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Voted
Against
Against
For
Wells Fargo & Company
WFC
949746101
4/25/2017
21
Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets
ShrHoldr
Voted
Against
Against
For
Wells Fargo & Company
WFC
949746101
4/25/2017
22
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Voted
Against
For
Against
Wells Fargo & Company
WFC
949746101
4/25/2017
23
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
Against
For
Wells Fargo & Company
WFC
949746101
4/25/2017
24
Shareholder Proposal Regarding Indigenous Peoples' Rights Policy
ShrHoldr
Voted
Against
Against
For
Wells Fargo Income Opportunities Fund
EOD
94987C103
2/6/2017
1.1
Elect Isaiah Harris Jr.
Mgmt
Voted
For
For 86% Withhold 14%
For
Wells Fargo Income Opportunities Fund
EOD
94987C103
2/6/2017
1.2
Elect David F. Larcker
Mgmt
Voted
For
For 86% Withhold 14%
For
Wells Fargo Income Opportunities Fund
EOD
94987C103
2/6/2017
1.3
Elect Olivia S. Mitchell
Mgmt
Voted
For
For 86% Withhold 14%
For
Weyerhaeuser Company
WY
962166104
5/19/2017
1
Elect Mark A. Emmert
Mgmt
Voted
For
For
For
Weyerhaeuser Company
WY
962166104
5/19/2017
2
Elect Rick R. Holley
Mgmt
Voted
For
For
For
Weyerhaeuser Company
WY
962166104
5/19/2017
3
Elect Sara Grootwassink Lewis
Mgmt
Voted
For
For
For
Weyerhaeuser Company
WY
962166104
5/19/2017
4
Elect John F. Morgan, Sr.
Mgmt
Voted
For
For
For
Weyerhaeuser Company
WY
962166104
5/19/2017
5
Elect Nicole W. Piasecki
Mgmt
Voted
For
For
For
Weyerhaeuser Company
WY
962166104
5/19/2017
6
Elect Marc F. Racicot
Mgmt
Voted
For
For
For
Weyerhaeuser Company
WY
962166104
5/19/2017
7
Elect Lawrence A. Selzer
Mgmt
Voted
For
For
For
Weyerhaeuser Company
WY
962166104
5/19/2017
8
Elect Doyle R. Simons
Mgmt
Voted
For
For
For
Weyerhaeuser Company
WY
962166104
5/19/2017
9
Elect D. Michael Steuert
Mgmt
Voted
For
For
For
Weyerhaeuser Company
WY
962166104
5/19/2017
10
Elect Kim Williams
Mgmt
Voted
For
For
For
Weyerhaeuser Company
WY
962166104
5/19/2017
11
Elect Charles R. Williamson
Mgmt
Voted
For
For
For
Weyerhaeuser Company
WY
962166104
5/19/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Weyerhaeuser Company
WY
962166104
5/19/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Weyerhaeuser Company
WY
962166104
5/19/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
1
Elect Gail K. Boudreaux
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
2
Elect Richard K. Davis
Mgmt
Voted
For
Against
Against
Xcel Energy Inc.
XEL
98389B100
5/17/2017
3
Elect Benjamin G.S. Fowke III
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
4
Elect Richard T. O'Brien
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
5
Elect Christopher J. Policinski
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
6
Elect James T. Prokopanko
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
7
Elect A. Patricia Sampson
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
8
Elect James J. Sheppard
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
9
Elect David A. Westerlund
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
10
Elect Kim Williams
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
11
Elect Timothy V. Wolf
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
12
Elect Daniel Yohannes
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/17/2017
16
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
(Registrant) Cornerstone Strategic Value Fund, Inc.
  
By (Signature and Title)
/s/ Ralph W. Bradshaw
 
 
 
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
 
Date
August 18, 2017