NT-10K



UNITED STATES

SEC FILE NUMBER

SECURITIES AND EXCHANGE COMMISSION

000-54286

Washington, D. C. 20549

CUSIP NUMBER

 

86887P 101

 

FORM 12b-25


NOTIFICATION OF LATE FILING


Check One:

[X] Form 10-K    [   ] Form 20-F    [   ] Form 11-K    [   ] Form 10-Q    [   ] Form 10-D    [   ] Form N-SAR

[   ] Form N-CSR

 

 

For Period Ended: December 31, 2012

[   ]

Transition Report on Form 10-K

[   ]

Transition Report on Form 20-F

[   ]

Transition Report on Form 11-K

[   ]

Transition Report on Form 10-Q

[   ]

Transition Report on Form N-SAR

For the Transition Period Ended:


Read Instruction (on back page) Before Preparing Form. Please Print or Type.


Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.


PART I  REGISTRANT INFORMATION


SURNA INC.

(Name of applicant)

Suite S1, 414 Block B, Goldway Industrial Centre, 2 Wing Kin Road

(Address of principal executive offices, street and number)

Kwai Tsing, Hong Kong

(City, State and Zip Code)


PART II  RULES 12B-25(B) AND (C)


If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate).


 [ X ]  

(a)

The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR or Form N-CSR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

(c)

The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.




PART III  NARRATIVE  


Surna Inc. (the “Registrant”) was unable, without unreasonable effort or expense, to file its Annual Report on Form 10-K for the period ended December 31, 2012 by the April 1, 2013 filing date applicable to smaller reporting companies due to a delay experienced by the Registrant in completing its financial statements. As a result the Registrant's independent registered public accounting firm requires additional time to complete its review of the financial statements for the period ended December 31 2012 to be incorporated in the Annual Report. The Registrant anticipates that it will file the Annual Report no later than the fifteenth calendar day following the prescribed filing date.


PART IV  OTHER INFORMATION  


(1)

Name and telephone number of person to contact in regard to this notification

 

Man-Chor Poon

+852

3721.3668

 

(Name)

(Area Code)

(Telephone Number)

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [X] Yes   [   ] No

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [   ] Yes   [X] No

 

If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.












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SURNA INC.

(Name of Registrant as specified in charter)

has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: 1 April, 2013

By:

 

 

 

 

/s/ Cherry Lim

 

 

 

 Chery Ping-Wai Lim

 

 

 

Chief Executive Officer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 



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