UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | 07/01/2010(2) | 08/07/2016 | Common Stock | 50,000 | $ 27.45 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (3) | 12/12/2015 | Common Stock | 28,236 | $ 12.82 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (4) | 12/01/2016 | Common Stock | 38,364 | $ 18.11 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (5) | 09/07/2017 | Common Stock | 34,672 | $ 16.58 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (6) | 09/16/2018 | Common Stock | 34,204 | $ 22.28 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LEE CHAE 120 SAN GABRIEL DRIVE SUNNYVALE, CA 94086 |
 |  |  Senior VP |  |
BY MARK CASPER FOR CHAE LEE | 05/01/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents unvested Restricted Stock Units and Common Stock. Excludes .7190 fractional share as a result of reinvestment of dividends. |
(2) | Date when shares became fully exercisable. |
(3) | 28,236 Non-Qualified Stock Options vesting quarterly from 09/30/2009 to 12/31/2012 subject to the individual's continuous status as an employee through such dates |
(4) | 38,364 Non-Qualified Stock Options vesting quarterly from 03/31/2010 to 12/31/2013 subject to the individual's continuous status as an employee through such dates |
(5) | 34,672 Non-Qualified Stock Options vesting quartery from 02/15/2013 to 11/15/2014 subject to the individuals continuous status as an employee through such dates |
(6) | 34,204 Non-Qualified Stock Options vesting quartery from 02/15/2014 to 11/15/2015 subject to the individuals continuous status as an employee through such dates |