UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series E Preferred Stock | Â (1) | Â (1) | Common Stock | 25,861 | $ (1) | D | Â |
Employee Stock Option (right to buy) | Â (2) | 01/30/2014 | Common Stock | 50,000 | $ 3 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 07/22/2015 | Common Stock | 25,000 | $ 4.25 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 09/19/2016 | Common Stock | 100,000 | $ 7.5 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 11/11/2018 | Common Stock | 125,000 | $ 6.51 | D | Â |
Employee Stock Option (right to buy) | Â (5) | 11/09/2019 | Common Stock | 100,000 | $ 7.99 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sims Raymond J. 1804 EMBARCADERO ROAD PALO ALTO, CA 94303 |
 |  |  See Remarks |  |
/s/ Joanne Burns, Attorney-in-Fact | 03/15/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The converitble preferred stock is convertible at anytime, at the holder's option, on a one-for-one basis and has no expiration date. |
(2) | The option award is fully vested. |
(3) | The option award vests as to 25,000 shares on 9/19/07, and the remaining shares monthly thereafter from 9/19/07 to 9/19/10. |
(4) | The option award vests as to 31,250 shares on 11/11/09, and the remaining shares monthly thereafter from 11/11/09 to 11/11/12. |
(5) | The option award vests as to 25,000 shares on 11/9/10, and the remaining shares monthly thereafter from 11/9/10 to 11/9/13. |
 Remarks: Executive Vice President and Chief Financial Officer |