As filed with the Securities and Exchange Commission on December 8, 2014
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Registration No. 333 -
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Gustavo Estrella
Rodovia Engenheiro Miguel Noel Nascentes Burnier, 1,755, km 2,5
Parque São Quirino
Campinas, São Paulo 13088 140
Federative Republic of Brazil
+55 19 3756 8704
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Karyn Koiffman, Esq.
Baker & McKenzie LLP
452 Fifth Avenue
New York, NY 10018
(212) 646-4100
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Herman H. Raspé, Esq.
Patterson Belknap Webb & Tyler LLP
1133 Avenue of the Americas
New York, New York 10036
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It is proposed that this filing become effective under Rule 466:
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o immediately upon filing.
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oon (Date) at (Time).
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Title of Each Class of
Securities to be Registered
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Amount to be
Registered
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Proposed Maximum
Aggregate Price Per Unit*
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Proposed Maximum
Aggregate Offering Price**
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Amount of
Registration Fee
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American Depositary Shares, each representing two (2) common shares of CPFL Energia S.A.
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200,000,000 American
Depositary Shares
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$5.00
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$10,000,000
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$1,162
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*
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Each unit represents 100 American Depositary Shares.
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**
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Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of American Depositary Shares.
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Item Number and Caption |
Location in Form of American
Depositary Receipt (“Receipt”)
Filed Herewith as Prospectus
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1. |
Name of Depositary and address of its principal executive office
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Face of Receipt - Introductory Article.
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2. |
Title of Receipts and identity of deposited securities
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Face of Receipt - Top Center.
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Terms of Deposit:
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(i) |
The amount of deposited securities represented by one American Depositary Share ("ADSs")
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Face of Receipt - Upper right corner.
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(ii) |
The procedure for voting, if any, the deposited securities
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Reverse of Receipt - Paragraphs (16) and (17).
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(iii) |
The collection and distribution of dividends
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Reverse of Receipt - Paragraph (14).
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(iv) |
The transmission of notices, reports and proxy soliciting material
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Face of Receipt - Paragraph (13);
Reverse of Receipt - Paragraph (16).
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(v) |
The sale or exercise of rights
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Reverse of Receipt – Paragraphs (14) and (16).
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(vi) |
The deposit or sale of securities resulting from dividends, splits or plans of reorganization
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Face of Receipt - Paragraphs (3) and (6);
Reverse of Receipt - Paragraphs (14) and (18).
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(vii) |
Amendment, extension or termination of the deposit agreement
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Reverse of Receipt - Paragraphs (22) and (23) (no provision for extensions).
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(viii) | Rights of holders of Receipts to inspect the transfer books of the Depositary and the list of holders of ADSs |
Face of Receipt - Paragraph (13).
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(ix) |
Restrictions upon the right to deposit or withdraw the underlying securities
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Face of Receipt – Paragraphs (2), (3), (4), (6), (7), (9) and (10).
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Item Number and Caption
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Location in Form of American
Depositary Receipt (“Receipt”)
Filed Herewith as Prospectus
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(x) |
Limitation upon the liability of the Depositary
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Face of Receipt - Paragraph (7);
Reverse of Receipt - Paragraphs (19) and (20).
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3. |
Fees and charges which may be imposed directly or indirectly on holders of ADSs
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Face of Receipt - Paragraph (10).
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Item 2. AVAILABLE INFORMATION
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Face of Receipt - Paragraph (13).
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(a)
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Form of Second Amended and Restated Deposit Agreement, by and among CPFL Energia S.A. (the “Company”), Citibank, N.A., as depositary (the “Depositary”), and all Holders and Beneficial Owners of American Depositary Shares issued thereunder (“Deposit Agreement”). — Filed herewith as Exhibit (a).
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(b)
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Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby. — None.
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(c)
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Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. — None.
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(d)
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Opinion of counsel for the Depositary as to the legality of the securities to be registered. — Filed herewith as Exhibit (d).
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(e)
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Certificate under Rule 466. — None.
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(f)
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Powers of Attorney for certain officers and directors and the authorized representative of the Company. — Set forth on the signature pages hereto.
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(a)
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The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.
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(b)
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If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADS thirty (30) days before any change in the fee schedule.
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Legal entity to be created by the Second Amended and Restated Deposit Agreement under which the American Depositary Shares registered hereunder are to be issued, each American Depositary Share representing two (2) common shares of CPFL Energia S.A.
CITIBANK, N.A., solely in its capacity as Depositary
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By:
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/s/ Keith Galfo | |
Name: Keith Galfo
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Title: Vice President
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CPFL Energia S.A.
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By:
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/s/ Wilson P. Ferreira Jr. | |
Wilson P. Ferreira Jr.
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Chief Executive Officer
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By:
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/s/ Gustavo Estrella | ||
Gustavo Estrella
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Chief Financial and Investor Relations Officer
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Signature
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Title
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/s/ Wilson P. Ferreira Jr.
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Chief Executive Officer
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Wilson P. Ferreira Jr.
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(Principal Executive Officer) | |
/s/ Gustavo Estrel
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Chief Financial Officer and Investor Relations Officer (Principal Financial Officer)
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Gustavo Estrel
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/s/ Sergio Luiz Felice
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Director of Accounting
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Sergio Luiz Felice
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(Principal Accounting Officer/Controller)
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Murilo Cesar Lemos dos Santos Passos
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Chairman of the Board (Director)
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Murilo Cesar Lemos dos Santos Passos
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/s/ Renê Sanda
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Vice Chairman of the Board (Director)
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Renê Sanda
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/s/ Francisco Caprino Neto |
Director
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Francisco Caprino Neto
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/s/ Claudio Borin Guedes Palaia |
Director
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Claudio Borin Guedes Palaia
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/s/ Deli Soares Pereira |
Director
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Deli Soares Pereira
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/s/ Carlos Alberto Cardoso Moreira
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Director
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Carlos Alberto Cardoso Moreira
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Maria Helena dos Santos Fernandes de Santana
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Independent Director
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Maria Helena dos Santos Fernandes de Santana
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Signature
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Title
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Puglisi & Associates
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By: Donald J. Puglisi |
Authorized Representative in the U.S.
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Name: Donald J. Puglisi
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Title: Managing Director
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Exhibit
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Document
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Sequentially
Numbered Page
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(a)
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Form of Second Amended and Restated Deposit Agreement
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(d)
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Opinion of counsel to the Depositary
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