UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): May 17, 2016

 

 

FINANCIAL ENGINES, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware		001-34636		94-3250323
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(I.R.S. Employer Identification Number)

 

1050 Enterprise Way, 3d Floor Sunnyvale, California		94089
(address of principal executive offices)		(Zip Code)

(408) 498-6000

(Registrant’s telephone number, Including area code)

N/A

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨	Written communications pursuant to Rule 425 under the Securities Act (127 CFR 230.425)

 

¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c))

 

 

 

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Item 5.07

Submission of Matters to a Vote of Security Holders.

Financial Engines held the Annual Meeting of Stockholders on May 17, 2016. There were 61,621,202 shares of common stock entitled to vote at the Annual Meeting, of which 59,553,576 shares were voted in person or by proxy. The following matters were voted upon as follows:

 

Proposal 1:		Election of three Class III directors to hold office until the 2019 Annual Meeting of Stockholders or until their successors are elected and qualified:

 

NOMINEES		FOR		WITHHELD		BROKER NON-VOTES
Heidi K. Fields		57,464,043		200,265		1,889,268
Joseph A. Grundfest		56,924,806		739,502		1,889,268
Michael E. Martin		57,102,969		561,339		1,889,268

 

Proposal 2:		The ratification of the appointment of KPMG LLP as Financial Engines’ independent registered public accountants:

 

FOR		AGAINST		ABSTAIN		BROKER NON-VOTES
59,167,060		335,381		51,135		0

 

Proposal 3:		Approval of the amendment and restatement of the 2009 Stock Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder:

 

FOR		AGAINST		ABSTAIN		BROKER NON-VOTES
51,503,008		6,080,682		80,618		1,889,268

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: May 19, 2016

 

 

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