Post-Effective Amendment No. 1 to Form S-8 No. 333-75706

As filed with the Securities and Exchange Commission on March 25, 2013

Registration No. 033-90926

Registration No. 333-75706

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 033-90926

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-75706

UNDER THE SECURITIES ACT OF 1933

 

 

GREAT LAKES AVIATION, LTD.

(Exact name of registrant as specified in charter)

 

 

 

Iowa   42-1135319

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

1022 Airport Parkway

Cheyenne, WY 82001

(307) 432-7000

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

The Great Lakes Aviation, Ltd. 1993 Stock Option Plan

The Great Lakes Aviation, Ltd. 1993 Director Stock Option Plan

(Full Title of the Plans)

Douglas G. Voss, Chairman of the Board and President, Great Lakes Aviation, Ltd.

1022 Airport Parkway

Cheyenne, WY 82001

(307) 432-7000

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

with copies to:

Joseph T. Kinning, Esq.

Briggs and Morgan, P.A.

2200 IDS Center, 80 South Eighth Street

Minneapolis, MN 55402

(612) 977-8400 (phone)

(612) 977-8650 (fax)

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (check one):

 

Large accelerated filer   ¨    Accelerated filer   ¨
Non-accelerated filer   ¨  (Do not check if a smaller reporting company)    Smaller reporting company   x

 

 

 


EXPLANATORY NOTE

This Post-Effective Amendment relates to (i) the registration statement filed on Form S-8 by Great Lakes Aviation, Ltd. (the “Company” or the “Registrant”) on April 4, 1995 (File No. 033-90926), registering 500,000 shares of the Company’s common stock (the “Common Stock”) issuable pursuant to the Company’s 1993 Stock Option Plan (the “SOP”) and 100,000 shares of Common Stock issuable pursuant to the Company’s 1993 Director Stock Option Plan (the “DSOP”), and (ii) the Company’s registration statement filed on Form S-8 on December 21, 2001 (File No. 333-75706), registering an additional 500,000 shares of Common Stock issuable pursuant to the SOP and an additional 200,000 shares of Common Stock issuable pursuant to the DSOP (collectively, the “Registration Statements”). The Registrant is unable to determine the number of shares sold, and thus remaining unsold, under the Registration Statements. The SOP and DSOP are collectively referred to herein as the “Plans.”

No further awards may be made under the Plans, no awards remain issued and outstanding under the Plans, and the Registrant has terminated any offering of the Registrant’s securities pursuant to the Registration Statements. In accordance with an undertaking made by the Registrant in Part II of each of the Registration Statements to remove from registration, by means of a post-effective amendment, any of the securities that had been registered for issuance that remain unsold at the termination of the offering, the Registrant is filing this Post-Effective Amendment to terminate the effectiveness of the Registration Statements and to deregister, as of the effective date of this Post-Effective Amendment, all of the securities of the Registrant remaining unsold under the Registration Statements.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cheyenne, State of Wyoming, on March 25, 2013.

 

GREAT LAKES AVIATION, LTD.
By:   /s/ Charles R. Howell IV
  Charles R. Howell IV
 

Chief Executive Officer

(Principal Executive Officer)

By:   /s/ Michael O. Matthews
  Michael O. Matthews
  Vice President and Chief Financial Officer
  (Principal Accounting and Financial Officer)

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to the Registration Statements has been signed by the following persons in the capacities and on the dates indicated.

 

SIGNATURE

  

TITLE

   DATE

/s/ Douglas G. Voss

   Chairman of the Board of Directors and    March 25, 2013

Douglas G. Voss

   President   

/s/ Charles R. Howell IV

   Chief Executive Officer (Principal Executive    March 25, 2013

Charles R. Howell IV

   Officer)   

/s/ Michael O. Matthews

   Vice President and Chief Financial Officer    March 25, 2013

Michael O. Matthews

   (Principal Accounting and Financial Officer)   

/s/ A.L. Maxson

   Director    March 25, 2013

A.L. Maxson

     

/s/ Vernon A. Mickelson

   Director    March 25, 2013

Vernon A. Mickelson

     
     Director    March 25, 2013

Ivan L. Simpson

     

/s/ A. R. Moulton, III

   Director    March 25, 2013

A. R. Moulton, III