UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): October 10, 2012
FINANCIAL ENGINES, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001- 34636 | 94-3250323 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification Number) | ||
| 1050 Enterprise Way, 3rd Floor Sunnyvale, California |
94089 | |||
| (Address of principal executive offices) | (Zip Code) | |||
(408) 498-6000
(Registrant’s telephone number, including area code)
1804 Embarcadero Road, Palo Alto, CA 94303
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c)) |
Item 7.01. Regulation FD Disclosure
The information in this Current Report is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that Section. The information in this Current Report shall not be incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
On October 10, 2012, Financial Engines, Inc. (“Financial Engines”) issued a press release regarding Income+. The press release is furnished herewith as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
| Exhibit No. |
Description | |
| 99.1 | Press release dated October 10, 2012. | |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: October 10, 2012
| FINANCIAL ENGINES, INC. | ||
| By: | /s/ Anne S. Tuttle | |
| Anne S. Tuttle | ||
| Executive Vice President | ||
| and General Counsel | ||
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EXHIBIT INDEX
| Exhibit No. |
Description | |
| 99.1 | Press release dated October 10, 2012. | |
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